Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Utstarcom Inc (UTSI) since 2010 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Utstarcom Inc. Table 2 shows the detailed insider transactions. This company's CIK number is 1030471.
Total stock buying since 2010: $2,629,392.
Total stock sales since 2010: $13,333,182.
Total stock option exercises since 2010: $0.
▪ Statistics of price movements of UTSI
▪ Recent SEC 13D filings for UTSI
▪ Recent SEC 13D filings for all companies
▪ Recent portfolio reports of all companies
A schedule 13D must be filed with the SEC when a person or group of people acquire beneficial ownership of more than 5% of Utstarcom Inc (UTSI). A schedule 13D/A is an amendment that is filed when there are any material changes in beneficial ownership.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2014 | 1,034,919 | $2,629,392 | 4,883,875 | $12,405,042 | 0 | $0 |
| 2011 | 0 | $0 | 35,878 | $54,893 | 0 | $0 |
| 2010 | 0 | $0 | 423,713 | $873,247 | 87,500 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2014-03 | 34,919 | $89,392 | 0 | $0 | 0 | $0 |
| 2014-01 | 1,000,000 | $2,540,000 | 4,883,875 | $12,405,042 | 0 | $0 |
| 2011-06 | 0 | $0 | 35,878 | $54,893 | 0 | $0 |
| 2010-08 | 0 | $0 | 155,170 | $320,897 | 0 | $0 |
| 2010-07 | 0 | $0 | 0 | $0 | 87,500 | $0 |
| 2010-06 | 0 | $0 | 58,543 | $117,671 | 0 | $0 |
| 2010-05 | 0 | $0 | 210,000 | $434,679 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2014-03-25 | Shah Capital Management (Director) | Buy | 34,919 | 2.56 | 89,392 |
| 2014-01-17 | Shah Capital Management (10% Owner) | Buy | 1,000,000 | 2.54 | 2,540,000 |
| 2014-01-17 | Softbank Corp (10% Owner) | Sale | 4,883,875 | 2.54 | 12,405,042 |
| 2011-06-16 | Lu Ying (jack) (CEO & President) | Sale | 35,878 | 1.53 | 54,893 |
| 2010-08-03 | Blackmore Peter (CEO & President) | Sale | 150,094 | 2.05 | 310,542 |
| 2010-07-31 | Blackmore Peter (CEO & President) | Option Ex | 87,500 | .00 | 0 |
| 2010-06-03 | Lu Hong Liang | Sale | 29,212 | 2.01 | 58,716 |
| 2010-06-02 | Lu Hong Liang | Sale | 18,002 | 2.01 | 36,184 |
| 2010-06-01 | Lu Hong Liang | Sale | 11,329 | 2.01 | 22,771 |
| 2010-05-28 | Lu Hong Liang | Sale | 30,000 | 2.08 | 62,400 |
| 2010-05-27 | Lu Hong Liang | Sale | 72,974 | 2.08 | 151,784 |
| 2010-05-26 | Lu Hong Liang | Sale | 47,026 | 2.05 | 96,402 |
Insider trading activities including stock purchases, stock sales, and option exercises of UTSI listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Utstarcom Inc (symbol UTSI, CIK number 1030471) see the Securities and Exchange Commission (SEC) website.