Insider Trading activities at Principal Financial Group Inc (PFG)

Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Principal Financial Group Inc (PFG) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Principal Financial Group Inc. Table 2 shows the detailed insider transactions. This company's CIK number is 1126328.

Total stock buying since 2014: $4,362,826.
Total stock sales since 2014: $181,875,235.
Total stock option exercises since 2014: $81,859,605.


21 insiders reported insider trading activities at Principal Financial Group Inc (PFG):
Insider trading activities of Dunbar Timothy Mark
Insider trading activities of Lillis Terrance J.
Insider trading activities of Zimpleman Larry D
Insider trading activities of Everett Nora Mary
Insider trading activities of Shaff Karen E
Insider trading activities of Walker Roberto
Insider trading activities of Schaaf Renee V.
Insider trading activities of Lawler Julia M
Insider trading activities of Helton Sandra L
Insider trading activities of Gelatt Daniel
Insider trading activities of Elming Gregory Bernard
Insider trading activities of Cheong Wee Yee
Insider trading activities of Houston Daniel Joseph
Insider trading activities of Scholten Gary P
Insider trading activities of Eucher Ralph Craig
Insider trading activities of Valdes Luis E.
Insider trading activities of Friedrich Amy Christine
Insider trading activities of Mccaughan James P
Insider trading activities of Strable-soethout Deanna D
Insider trading activities of Tallett Elizabeth E
Insider trading activities of Mccullum Kenneth A.

Table 1. Yearly summary of insider stock purchases, sales, and option exercises at Principal Financial Group Inc (PFG).
Insider Buying Insider Sales Option Exercises
Year Shares Value Shares Value Shares Value
2022 0 $0 99,399 $7,622,402 0 $0
2021 0 $0 75,840 $4,577,017 18,535 $713,702
2020 56,296 $2,007,796 41,722 $2,063,381 0 $0
2019 0 $0 72,390 $4,144,657 40,390 $1,664,943
2018 25,000 $1,202,500 239,822 $15,627,394 199,822 $6,189,759
2017 0 $0 1,037,692 $68,004,415 954,519 $35,610,442
2016 30,000 $1,102,200 821,514 $46,015,225 610,738 $18,341,081
2015 1,000 $50,330 278,867 $13,956,315 238,867 $9,113,174
2014 0 $0 378,485 $19,864,429 354,255 $10,226,504

Table 2. Monthly summary of insider trading at Principal Financial Group Inc (PFG).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2022-10 0 $0 19,033 $1,523,441 0 $0
2022-09 0 $0 2,447 $191,967 0 $0
2022-08 0 $0 64,225 $4,940,261 0 $0
2022-05 0 $0 10,000 $710,000 0 $0
2022-03 0 $0 3,694 $256,733 0 $0
2021-05 0 $0 38,715 $2,516,221 0 $0
2021-02 0 $0 36,031 $2,005,495 18,535 $713,702
2021-01 0 $0 1,094 $55,301 0 $0
2020-12 0 $0 20,160 $1,027,160 0 $0
2020-11 0 $0 11,000 $550,000 0 $0
2020-06 28,148 $1,003,898 0 $0 0 $0
2020-03 28,148 $1,003,898 10,562 $486,221 0 $0
2019-12 0 $0 1,000 $54,630 0 $0
2019-11 0 $0 1,000 $53,940 0 $0
2019-10 0 $0 1,000 $57,560 0 $0
2019-09 0 $0 1,000 $52,950 0 $0
2019-08 0 $0 1,000 $57,990 0 $0
2019-07 0 $0 12,829 $762,838 11,829 $607,182
2019-06 0 $0 48,661 $2,800,109 27,661 $1,047,798
2019-05 0 $0 1,000 $57,250 0 $0
2019-04 0 $0 1,000 $50,740 0 $0
2019-03 0 $0 1,000 $52,380 0 $0
2019-02 0 $0 1,000 $50,170 0 $0
2019-01 0 $0 1,900 $94,100 900 $9,963

Table 3. Detailed insider trading at Principal Financial Group Inc (PFG)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2022-10-19 Helton Sandra L (Director) Sale 3,000 80.02 240,060
2022-10-18 Helton Sandra L (Director) Sale 14,033 80.05 1,123,341
2022-09-13 Cheong Wee Yee (EVP, Principal Asia) Sale 2,447 78.45 191,967
2022-08-22 Walker Roberto (EVP, Principal Latin American) Sale 9,000 76.95 692,550
2022-08-19 Walker Roberto (EVP, Principal Latin American) Sale 12,975 78.04 1,012,569
2022-08-18 Walker Roberto (EVP, Principal Latin American) Sale 15,000 78.34 1,175,100
2022-08-17 Walker Roberto (EVP, Principal Latin American) Sale 6,000 78.58 471,480
2022-08-15 Schaaf Renee V. (President - RIS) Sale 6,250 79.21 495,062
2022-08-09 Helton Sandra L (Director) Sale 15,000 72.90 1,093,500
2022-05-25 Cheong Wee Yee (EVP, Principal Asia) Sale 10,000 71.00 710,000
2022-03-18 Mccullum Kenneth A. (SVP & Chief Risk Officer) Sale 3,694 69.50 256,733
2021-05-20 Tallett Elizabeth E Sale 22,800 64.94 1,480,632
2021-05-03 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 15,915 65.07 1,035,589
2021-02-26 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 3,496 57.15 199,796
2021-02-25 Dunbar Timothy Mark Sale 10,000 60.40 604,000
2021-02-22 Lawler Julia M Sale 3,000 59.85 179,550
2021-02-08 Lawler Julia M Sale 8,410 53.93 453,551
2021-02-08 Lawler Julia M Option Ex 7,410 44.88 332,560
2021-02-03 Dunbar Timothy Mark Sale 11,125 51.11 568,598
2021-02-03 Dunbar Timothy Mark Option Ex 11,125 34.26 381,142
2021-01-06 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,094 50.55 55,301
2020-12-09 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 19,160 51.00 977,160
2020-12-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 50.00 50,000
2020-11-18 Lawler Julia M (EVP & Chief Risk Officer) Sale 11,000 50.00 550,000
2020-06-26 Gelatt Daniel (Director) Buy 28,148 35.66 1,003,898
2020-03-10 Gelatt Daniel (Director) Buy 28,148 35.66 1,003,898
2020-03-03 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 10,562 46.03 486,221
2019-12-02 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 54.63 54,630
2019-11-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 53.94 53,940
2019-10-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 57.56 57,560
2019-09-03 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 52.95 52,950
2019-08-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 57.99 57,990
2019-07-18 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 11,829 59.54 704,298
2019-07-18 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 11,829 51.33 607,182
2019-07-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 58.54 58,540
2019-06-24 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 47,661 57.67 2,748,609
2019-06-24 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 27,661 37.88 1,047,798
2019-06-03 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 51.50 51,500
2019-05-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 57.25 57,250
2019-04-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 50.74 50,740
2019-03-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 52.38 52,380
2019-02-01 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 50.17 50,170
2019-01-18 Lawler Julia M (EVP & Chief Risk Officer) Sale 1,000 50.00 50,000
2019-01-17 Friedrich Amy Christine (President - USIS) Sale 900 49.00 44,100
2019-01-17 Friedrich Amy Christine (President - USIS) Option Ex 900 11.07 9,963
2018-11-05 Gelatt Daniel (Director) Buy 25,000 48.10 1,202,500
2018-10-05 Friedrich Amy Christine (President - USIS) Sale 1,700 61.00 103,700
2018-10-05 Friedrich Amy Christine (President - USIS) Option Ex 1,700 11.07 18,819
2018-09-04 Mccaughan James P (President - Global Asset Mgmt.) Sale 20,000 55.42 1,108,400
2018-09-04 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 30.70 307,000
2018-08-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 20,000 55.44 1,108,800
2018-08-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 30.70 307,000
2018-07-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 20,000 52.72 1,054,400
2018-07-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 30.70 307,000
2018-06-04 Mccaughan James P (President - Global Asset Mgmt.) Sale 20,000 56.31 1,126,200
2018-06-04 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 30.70 307,000
2018-02-26 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 27,662 64.02 1,770,921
2018-02-26 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 27,662 37.38 1,034,005
2018-01-08 Houston Daniel Joseph (Chairman, President & CEO) Sale 19,856 72.02 1,430,029
2018-01-08 Houston Daniel Joseph (Chairman, President & CEO) Option Ex 19,856 30.70 609,579
2018-01-08 Scholten Gary P (EVP & Ch Info Officer) Sale 24,310 71.59 1,740,352
2018-01-08 Scholten Gary P (EVP & Ch Info Officer) Option Ex 24,310 30.70 746,317
2018-01-05 Houston Daniel Joseph (Chairman, President & CEO) Sale 69,894 72.01 5,033,066
2018-01-05 Houston Daniel Joseph (Chairman, President & CEO) Option Ex 69,894 30.70 2,145,745
2018-01-02 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 16,400 70.22 1,151,526
2018-01-02 Dunbar Timothy Mark (EVP & Chief Investment Officer) Option Ex 16,400 24.84 407,294
2017-12-14 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 47,662 70.04 3,338,246
2017-12-14 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 27,662 37.38 1,034,005
2017-12-01 Everett Nora Mary (President - RIS) Sale 17,290 70.16 1,213,066
2017-12-01 Everett Nora Mary (President - RIS) Option Ex 17,290 30.70 530,803
2017-12-01 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 50,561 69.51 3,514,495
2017-12-01 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 40,755 30.70 1,251,178
2017-11-28 Houston Daniel Joseph (Chairman, President & CEO) Sale 37,080 70.05 2,597,454
2017-11-28 Houston Daniel Joseph (Chairman, President & CEO) Option Ex 37,080 60.10 2,228,508
2017-11-28 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 18,905 70.07 1,324,673
2017-11-28 Strable-soethout Deanna D (EVP & Chief Financial Officer) Option Ex 18,905 22.21 419,880
2017-10-19 Everett Nora Mary (President - RIS) Sale 1,297 68.00 88,196
2017-10-19 Everett Nora Mary (President - RIS) Option Ex 1,297 34.26 44,435
2017-10-19 Houston Daniel Joseph (Chairman, President & CEO) Sale 93,968 68.04 6,393,582
2017-10-19 Houston Daniel Joseph (Chairman, President & CEO) Option Ex 93,968 30.86 2,899,852
2017-10-19 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 10,588 68.01 720,089
2017-10-19 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 10,588 34.26 362,744
2017-10-18 Everett Nora Mary (President - RIS) Sale 12,398 68.00 843,064
2017-10-18 Everett Nora Mary (President - RIS) Option Ex 12,398 34.26 424,755
2017-10-18 Houston Daniel Joseph (Chairman, President & CEO) Sale 38,097 68.00 2,590,596
2017-10-18 Houston Daniel Joseph (Chairman, President & CEO) Option Ex 38,097 34.26 1,305,203
2017-10-18 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 17,082 68.00 1,161,576
2017-10-18 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 17,082 34.26 585,229
2017-09-12 Mccaughan James P (President - Global Asset Mgmt.) Sale 6,093 62.34 379,837
2017-09-12 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 6,093 60.10 366,189
2017-09-11 Mccaughan James P (President - Global Asset Mgmt.) Sale 100 62.00 6,200
2017-09-11 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 100 60.10 6,010
2017-09-05 Mccaughan James P (President - Global Asset Mgmt.) Sale 60,814 62.10 3,776,549
2017-09-05 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 60,814 31.02 1,886,450
2017-08-04 Mccaughan James P (President - Global Asset Mgmt.) Sale 60,817 66.98 4,073,522
2017-08-04 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 60,817 31.02 1,886,543
2017-07-25 Scholten Gary P (EVP & Ch Info Officer) Sale 13,495 67.00 904,165
2017-07-25 Scholten Gary P (EVP & Ch Info Officer) Option Ex 13,495 34.26 462,338
2017-07-10 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 30,500 65.00 1,982,500
2017-07-10 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 30,500 60.10 1,833,050
2017-07-05 Mccaughan James P (President - Global Asset Mgmt.) Sale 60,816 64.43 3,918,374
2017-07-05 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 60,816 31.02 1,886,512
2017-07-03 Everett Nora Mary (President - RIS) Sale 14,630 64.60 945,097
2017-07-03 Everett Nora Mary (President - RIS) Option Ex 14,630 27.46 401,739
2017-06-21 Elming Gregory Bernard (SVP & Chief Risk Officer) Sale 30,707 64.20 1,971,389
2017-06-21 Elming Gregory Bernard (SVP & Chief Risk Officer) Option Ex 16,040 38.84 622,993
2017-06-15 Scholten Gary P (EVP & Ch Info Officer) Sale 21,950 65.04 1,427,628
2017-06-15 Scholten Gary P (EVP & Ch Info Officer) Option Ex 21,950 27.46 602,747
2017-06-12 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 38,105 65.05 2,478,730
2017-06-12 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 38,105 27.46 1,046,363
2017-06-06 Mccaughan James P (President - Global Asset Mgmt.) Sale 5,000 62.61 313,050
2017-06-05 Mccaughan James P (President - Global Asset Mgmt.) Sale 60,818 63.61 3,868,632
2017-06-05 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 60,818 31.02 1,886,574
2017-06-02 Everett Nora Mary (President - RIS) Sale 8,700 63.52 552,624
2017-05-16 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 10,375 64.00 664,000
2017-05-16 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 10,375 60.10 623,537
2017-05-08 Mccaughan James P (President - Global Asset Mgmt.) Sale 5,000 64.01 320,050
2017-04-27 Everett Nora Mary (President - RIS) Sale 14,550 65.00 945,750
2017-04-27 Everett Nora Mary (President - RIS) Option Ex 14,550 60.10 874,455
2017-04-27 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 24,905 65.00 1,618,825
2017-04-27 Dunbar Timothy Mark (EVP & Chief Investment Officer) Option Ex 24,905 41.16 1,024,965
2017-04-27 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 23,745 65.00 1,543,425
2017-04-27 Strable-soethout Deanna D (EVP & Chief Financial Officer) Option Ex 23,745 53.36 1,267,033
2017-04-20 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 60,911 63.00 3,837,393
2017-04-20 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 60,911 48.10 2,930,123
2017-04-13 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 10,000 62.00 620,000
2017-04-06 Mccaughan James P (President - Global Asset Mgmt.) Sale 5,000 62.65 313,250
2017-03-06 Mccaughan James P (President - Global Asset Mgmt.) Sale 5,000 63.18 315,900
2017-02-22 Everett Nora Mary (President - RIS) Sale 11,290 63.00 711,270
2017-02-22 Everett Nora Mary (President - RIS) Option Ex 11,290 62.63 707,092
2017-02-22 Scholten Gary P (EVP & Ch Info Officer) Sale 20,900 63.10 1,318,790
2017-02-22 Scholten Gary P (EVP & Ch Info Officer) Option Ex 20,900 60.10 1,256,090
2017-02-15 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 9,885 62.70 619,838
2017-02-15 Strable-soethout Deanna D (EVP & Chief Financial Officer) Option Ex 9,885 62.63 619,097
2017-02-14 Lillis Terrance J. (EVP) Sale 7,380 62.50 461,250
2017-02-14 Lillis Terrance J. (EVP) Option Ex 7,380 60.10 443,538
2017-02-13 Elming Gregory Bernard (SVP & Chief Risk Officer) Sale 12,600 62.00 781,200
2017-02-13 Elming Gregory Bernard (SVP & Chief Risk Officer) Option Ex 12,600 60.10 757,260
2017-02-13 Strable-soethout Deanna D (EVP & Chief Financial Officer) Sale 13,862 62.00 859,444
2017-02-13 Strable-soethout Deanna D (EVP & Chief Financial Officer) Option Ex 13,862 11.07 153,452
2017-02-09 Strable-soethout Deanna D (President - US Ins. Solutions) Sale 1,406 60.00 84,360
2017-02-09 Strable-soethout Deanna D (President - US Ins. Solutions) Option Ex 1,406 11.07 15,564
2017-02-09 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 43,410 60.04 2,606,336
2017-02-09 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 43,410 22.21 964,136
2016-12-12 Everett Nora Mary (President - RIS) Sale 18,700 59.41 1,110,967
2016-12-12 Everett Nora Mary (President - RIS) Option Ex 12,350 22.21 274,293
2016-12-12 Strable-soethout Deanna D (President - US Ins. Solutions) Sale 6,549 60.08 393,463
2016-12-12 Strable-soethout Deanna D (President - US Ins. Solutions) Option Ex 6,549 11.07 72,497
2016-12-09 Scholten Gary P (EVP & Ch Info Officer) Sale 13,549 60.31 817,140
2016-12-08 Lillis Terrance J. (EVP & Chief Financial Officer) Sale 49,160 60.88 2,993,008
2016-12-08 Lillis Terrance J. (EVP & Chief Financial Officer) Option Ex 39,160 45.39 1,777,472
2016-12-07 Houston Daniel Joseph (Chairman, President & CEO) Sale 72,350 60.02 4,342,447
2016-12-07 Houston Daniel Joseph (Chairman, President & CEO) Option Ex 72,350 22.21 1,606,893
2016-12-07 Scholten Gary P (EVP & Ch Info Officer) Sale 24,480 60.00 1,468,800
2016-12-07 Scholten Gary P (EVP & Ch Info Officer) Option Ex 24,480 39.31 962,431
2016-12-05 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 276,252 58.74 16,227,042
2016-12-05 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 216,225 32.48 7,022,988
2016-11-10 Scholten Gary P (EVP & Ch Info Officer) Sale 13,000 58.00 754,000
2016-10-28 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 6,704 55.00 368,720
2016-10-28 Dunbar Timothy Mark (EVP & Chief Investment Officer) Option Ex 6,704 11.07 74,213
2016-10-28 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 12,832 55.00 705,760
2016-10-05 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 5,000 52.00 260,000
2016-06-22 Elming Gregory Bernard (SVP & Chief Risk Officer) Sale 46,770 43.73 2,045,252
2016-06-22 Elming Gregory Bernard (SVP & Chief Risk Officer) Option Ex 46,770 22.86 1,069,162
2016-05-23 Mccaughan James P (President - Global Asset Mgmt.) Sale 10,000 43.13 431,300
2016-04-21 Mccaughan James P (President - Global Asset Mgmt.) Sale 10,000 43.40 434,000
2016-04-14 Mccaughan James P (President - Global Asset Mgmt.) Sale 10,000 41.48 414,799
2016-04-14 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 22.21 222,100
2016-03-21 Mccaughan James P (President - Global Asset Mgmt.) Sale 10,000 41.15 411,500
2016-02-19 Gelatt Daniel (Director) Buy 30,000 36.74 1,102,200
2016-02-16 Mccaughan James P (President - Global Asset Mgmt.) Sale 20,000 35.95 718,900
2016-02-16 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 22.21 222,100
2016-01-14 Mccaughan James P (President - Global Asset Mgmt.) Sale 20,000 38.78 775,699
2016-01-14 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 10,000 22.21 222,100
2016-01-04 Mccaughan James P (President - Global Asset Mgmt.) Sale 12,000 43.70 524,400
2016-01-04 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 12,000 11.07 132,840
2015-12-14 Mccaughan James P (President - Global Asset Mgmt.) Sale 10,000 44.97 449,700
2015-12-14 Zimpleman Larry D (Chairman) Sale 10,000 45.40 454,000
2015-12-01 Mccaughan James P (President - Global Asset Mgmt.) Sale 27,940 51.83 1,448,130
2015-12-01 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 27,940 30.16 842,670
2015-11-06 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 13,892 52.00 722,384
2015-11-06 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 13,892 27.46 381,474
2015-11-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 27,940 50.67 1,415,859
2015-11-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 27,940 30.16 842,670
2015-10-30 Tallett Elizabeth E (Director) Buy 1,000 50.33 50,330
2015-10-21 Zimpleman Larry D (Chairman) Sale 10,000 49.49 494,900
2015-10-14 Zimpleman Larry D (Chairman) Sale 10,000 48.25 482,500
2015-10-07 Mccaughan James P (President - Global Asset Mgmt.) Sale 15,940 49.75 793,015
2015-10-07 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 15,940 49.25 785,045
2015-10-01 Mccaughan James P (President - Global Asset Mgmt.) Sale 12,000 11.07 132,840
2015-10-01 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 12,000 47.21 566,520
2015-08-13 Houston Daniel Joseph (Pres & Chief Operating Officer) Sale 1,610 57.00 91,770
2015-08-13 Houston Daniel Joseph (Pres & Chief Operating Officer) Option Ex 1,610 54.20 87,262
2015-07-31 Lillis Terrance J. (EVP & Chief Financial Officer) Sale 3,235 55.75 180,351
2015-07-31 Lillis Terrance J. (EVP & Chief Financial Officer) Option Ex 3,235 49.25 159,323
2015-07-30 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 8,275 55.00 455,125
2015-07-30 Dunbar Timothy Mark (EVP & Chief Investment Officer) Option Ex 8,275 49.25 407,543
2015-07-30 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Sale 39,165 55.25 2,163,866
2015-07-30 Shaff Karen E (EVP, Gen'l Counsel, Secretary) Option Ex 39,165 49.25 1,928,876
2015-07-29 Strable-soethout Deanna D (President - US Ins. Solutions) Sale 22 55.00 1,210
2015-07-29 Strable-soethout Deanna D (President - US Ins. Solutions) Option Ex 22 11.07 243
2015-07-24 Lillis Terrance J. (EVP & Chief Financial Officer) Sale 49,638 53.50 2,655,633
2015-07-24 Lillis Terrance J. (EVP & Chief Financial Officer) Option Ex 49,638 27.46 1,363,059
2015-07-21 Lillis Terrance J. (EVP & Chief Financial Officer) Sale 2,212 53.50 118,342
2015-07-21 Lillis Terrance J. (EVP & Chief Financial Officer) Option Ex 2,212 27.46 60,741
2015-06-18 Everett Nora Mary (President - RIS) Sale 8,425 52.32 440,796
2015-06-18 Everett Nora Mary (President - RIS) Option Ex 8,425 49.25 414,931
2015-05-29 Elming Gregory Bernard (SVP & Chief Risk Officer) Sale 9,165 51.63 473,188
2015-05-29 Elming Gregory Bernard (SVP & Chief Risk Officer) Option Ex 9,165 49.25 451,376
2015-05-21 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Sale 6,270 53.00 332,310
2015-05-21 Valdes Luis E. (Pres - Int'l Asset Mgmt&Accum) Option Ex 6,270 49.25 308,797
2015-02-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 6,569 47.11 309,465
2015-02-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 6,569 39.02 256,322
2015-01-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 6,569 51.90 340,931
2015-01-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 6,569 39.02 256,322
2014-12-01 Mccaughan James P (President - Global Asset Mgmt.) Sale 6,569 52.61 345,595
2014-12-01 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 6,569 39.02 256,322
2014-11-25 Valdes Luis E. (President-Principal Internat'l) Sale 27,783 54.02 1,500,837
2014-11-25 Valdes Luis E. (President-Principal Internat'l) Option Ex 27,783 27.46 762,921
2014-11-03 Mccaughan James P (President - Global Asset Mgmt.) Sale 18,568 51.95 964,607
2014-11-03 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 18,568 25.05 465,035
2014-10-31 Valdes Luis E. (President-Principal Internat'l) Sale 4,606 52.41 241,400
2014-10-31 Valdes Luis E. (President-Principal Internat'l) Option Ex 4,606 39.02 179,726
2014-10-30 Valdes Luis E. (President-Principal Internat'l) Sale 200 52.00 10,400
2014-10-30 Valdes Luis E. (President-Principal Internat'l) Option Ex 200 39.02 7,804
2014-10-01 Valdes Luis E. (President-Principal Internat'l) Sale 9,469 52.05 492,861
2014-10-01 Valdes Luis E. (President-Principal Internat'l) Option Ex 9,469 39.02 369,480
2014-10-01 Mccaughan James P (President - Global Asset Mgmt.) Sale 18,568 51.89 963,493
2014-10-01 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 18,568 25.05 465,035
2014-09-03 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 13,745 55.00 755,975
2014-09-03 Dunbar Timothy Mark (EVP & Chief Investment Officer) Option Ex 8,745 39.02 341,229
2014-09-02 Lillis Terrance J. (Executive Vice President & CFO) Sale 33,765 54.34 1,834,790
2014-09-02 Lillis Terrance J. (Executive Vice President & CFO) Option Ex 33,765 22.21 749,920
2014-09-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 18,568 54.50 1,011,956
2014-09-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 18,568 25.05 465,035
2014-08-26 Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.) Sale 20,575 54.00 1,111,050
2014-08-26 Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.) Option Ex 20,575 49.25 1,013,318
2014-08-26 Scholten Gary P (EVP & Ch Info Officer) Sale 12,775 54.00 689,850
2014-08-26 Scholten Gary P (EVP & Ch Info Officer) Option Ex 12,775 49.25 629,168
2014-08-21 Shaff Karen E (EVP, General Counsel & Sec'y) Sale 54,430 53.09 2,889,688
2014-08-21 Shaff Karen E (EVP, General Counsel & Sec'y) Option Ex 54,430 39.02 2,123,858
2014-08-01 Mccaughan James P (President - Global Asset Mgmt.) Sale 18,568 49.40 917,259
2014-08-01 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 18,568 25.05 465,035
2014-07-14 Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.) Sale 62,770 52.02 3,264,981
2014-07-14 Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.) Option Ex 43,540 11.07 481,987
2014-07-01 Mccaughan James P (President - Global Asset Mgmt.) Sale 18,568 50.79 943,068
2014-07-01 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 18,568 25.05 465,035
2014-06-20 Eucher Ralph Craig (EVP) Sale 13,265 50.00 663,250
2014-06-20 Eucher Ralph Craig (EVP) Option Ex 13,265 39.02 517,600
2014-06-20 Dunbar Timothy Mark (EVP & Chief Investment Officer) Sale 6,000 50.00 300,000
2014-06-20 Dunbar Timothy Mark (EVP & Chief Investment Officer) Option Ex 6,000 11.07 66,420
2014-06-20 Scholten Gary P (EVP & Ch Info Officer) Sale 13,125 50.00 656,250
2014-06-20 Scholten Gary P (EVP & Ch Info Officer) Option Ex 13,125 11.07 145,293
2014-06-02 Mccaughan James P (President - Global Asset Mgmt.) Sale 6,568 46.76 307,119
2014-06-02 Mccaughan James P (President - Global Asset Mgmt.) Option Ex 6,568 39.02 256,283

Insider trading activities including stock purchases, stock sales, and option exercises of PFG listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Principal Financial Group Inc (symbol PFG, CIK number 1126328) see the Securities and Exchange Commission (SEC) website.



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