Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Optionsxpress Holdings, Inc. (OXPS) since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data at Optionsxpress Holdings, Inc.. Table 2 shows the detailed insider transactions. The reporting company's CIK number is 1299688.
Total stock buying since 2005: $3,915,944.
Total stock sales since 2005: $324,825,828.
Total stock option exercises since 2005: $90,970.
▪ Recent SEC 13D filings for all companies
▪ Recent portfolio reports of all companies
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2009 | 258,046 | $2,840,194 | 0 | $0 | 0 | $0 |
| 2008 | 20,663 | $279,118 | 0 | $0 | 0 | $0 |
| 2007 | 0 | $0 | 2,015,000 | $66,827,000 | 5,501 | $45,420 |
| 2006 | 0 | $0 | 4,851,700 | $148,374,780 | 33,512 | $45,550 |
| 2005 | 60,800 | $796,632 | 5,062,796 | $109,624,048 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2009-02 | 235,446 | $2,601,426 | 0 | $0 | 0 | $0 |
| 2009-01 | 22,600 | $238,768 | 0 | $0 | 0 | $0 |
| 2008-11 | 17,663 | $214,428 | 0 | $0 | 0 | $0 |
| 2008-03 | 2,000 | $40,840 | 0 | $0 | 0 | $0 |
| 2008-02 | 1,000 | $23,850 | 0 | $0 | 0 | $0 |
| 2007-12 | 0 | $0 | 2,000,000 | $66,455,000 | 0 | $0 |
| 2007-10 | 0 | $0 | 0 | $0 | 3,000 | $43,020 |
| 2007-09 | 0 | $0 | 0 | $0 | 2,501 | $2,400 |
| 2007-05 | 0 | $0 | 15,000 | $372,000 | 0 | $0 |
| 2006-12 | 0 | $0 | 0 | $0 | 1,000 | $14,340 |
| 2006-09 | 0 | $0 | 11,700 | $332,280 | 0 | $0 |
| 2006-02 | 0 | $0 | 4,840,000 | $148,042,500 | 0 | $0 |
| 2006-01 | 0 | $0 | 0 | $0 | 32,512 | $31,210 |
| 2005-12 | 0 | $0 | 415,800 | $10,365,172 | 0 | $0 |
| 2005-11 | 0 | $0 | 4,452,696 | $95,637,124 | 0 | $0 |
| 2005-10 | 0 | $0 | 194,300 | $3,621,752 | 0 | $0 |
| 2005-05 | 60,800 | $796,632 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2009-02-24 | G Bar Limited Partnership (10% Owner) | Buy | 4,200 | 10.53 | 44,226 |
| 2009-02-24 | Gray James A (Director) | Buy | 4,200 | 10.53 | 44,226 |
| 2009-02-23 | G Bar Limited Partnership (10% Owner) | Buy | 22,423 | 10.58 | 237,280 |
| 2009-02-23 | Gray James A (Director) | Buy | 22,423 | 10.58 | 237,280 |
| 2009-02-06 | Bottini Peter (EVP Trading & Customer Service) | Buy | 5,000 | 11.57 | 57,850 |
| 2009-02-02 | G Bar Limited Partnership (10% Owner) | Buy | 88,600 | 11.18 | 990,282 |
| 2009-02-02 | Gray James A (Director) | Buy | 88,600 | 11.18 | 990,282 |
| 2009-01-30 | G Bar Limited Partnership (10% Owner) | Buy | 11,300 | 10.56 | 119,384 |
| 2009-01-30 | Gray James A (Director) | Buy | 11,300 | 10.56 | 119,384 |
| 2008-11-20 | Soenen Michael J (Director) | Buy | 17,663 | 12.14 | 214,428 |
| 2008-03-13 | Stern Thomas E (Chief Administrative Officer) | Buy | 2,000 | 20.42 | 40,840 |
| 2008-02-25 | Stern Thomas E (Chief Administrative Officer) | Buy | 1,000 | 23.85 | 23,850 |
| 2007-12-27 | G Bar Limited Partnership (10% Owner) | Sale | 750,000 | 33.02 | 24,765,000 |
| 2007-12-27 | Gray James A (Director) | Sale | 750,000 | 33.02 | 24,765,000 |
| 2007-12-26 | G Bar Limited Partnership (10% Owner) | Sale | 250,000 | 33.85 | 8,462,500 |
| 2007-12-26 | Gray James A (Director) | Sale | 250,000 | 33.85 | 8,462,500 |
| 2007-10-25 | Morof Benjamin (Chief Compliance Officer) | Option Ex | 2,000 | 14.34 | 28,680 |
| 2007-09-24 | Kalt David S (CEO) | Option Ex | 2,501 | .96 | 2,400 |
| 2007-05-02 | Morof Benjamin (Chief Compliance Officer) | Sale | 15,000 | 24.80 | 372,000 |
| 2006-12-21 | Morof Benjamin (Chief Compliance Officer) | Option Ex | 1,000 | 14.34 | 14,340 |
| 2006-09-14 | Stern Thomas E (Chief Administrative Officer) | Sale | 11,700 | 28.40 | 332,280 |
| 2006-02-27 | G Bar Limited Partnership (10% Owner) | Sale | 1,000,000 | 31.11 | 31,105,000 |
| 2006-02-27 | Gray James A (Director) | Sale | 1,300,000 | 31.11 | 40,436,500 |
| 2006-02-27 | Fisher David (CFO) | Sale | 20,000 | 32.05 | 641,000 |
| 2006-02-24 | Kalt David S (CEO) | Sale | 300,000 | 31.30 | 9,390,000 |
| 2006-02-23 | Bennett Ned W (Chief Operating Officer) | Sale | 200,000 | 30.75 | 6,149,600 |
| 2006-02-15 | Morof Benjamin (Chief Compliance Officer) | Sale | 20,000 | 30.02 | 600,400 |
| 2006-02-09 | G Bar Limited Partnership (10% Owner) | Sale | 1,000,000 | 29.86 | 29,860,000 |
| 2006-02-09 | Gray James A (Director) | Sale | 1,000,000 | 29.86 | 29,860,000 |
| 2006-01-09 | Kalt David S (CEO) | Option Ex | 16,256 | .96 | 15,605 |
| 2006-01-06 | Bennett Ned W (Chief Operating Officer) | Option Ex | 16,256 | .96 | 15,605 |
| 2005-12-16 | Stern Thomas E (Chief Administrative Officer) | Sale | 8,212 | 25.80 | 211,877 |
| 2005-12-15 | Gray James A (Director) | Sale | 400,000 | 24.89 | 9,956,000 |
| 2005-12-15 | Stern Thomas E (Chief Administrative Officer) | Sale | 7,588 | 26.00 | 197,295 |
| 2005-11-18 | Kalt David S (CEO) | Sale | 400,000 | 21.75 | 8,700,000 |
| 2005-11-17 | Morof Benjamin (Chief Compliance Officer) | Sale | 20,400 | 19.26 | 392,904 |
| 2005-11-11 | G Bar Limited Partnership (10% Owner) | Sale | 1,518,500 | 21.76 | 33,036,486 |
| 2005-11-11 | Gray James A (Director) | Sale | 1,518,500 | 21.76 | 33,036,486 |
| 2005-11-02 | G Bar Limited Partnership (10% Owner) | Sale | 248,824 | 20.57 | 5,117,812 |
| 2005-11-02 | Gray James A (Director) | Sale | 497,648 | 20.57 | 10,235,624 |
| 2005-10-24 | Bennett Ned W (Chief Operating Officer) | Sale | 194,300 | 18.64 | 3,621,752 |
| 2005-05-19 | Kalt David S (CEO) | Buy | 52,663 | 13.18 | 694,098 |
| 2005-05-18 | Kalt David S (CEO) | Buy | 8,137 | 12.60 | 102,534 |
Insider trading activities including stock purchases, stock sales, and option exercises of OXPS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Optionsxpress Holdings, Inc. (symbol OXPS, CIK number 1299688) see the Securities and Exchange Commission (SEC) website.