Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Gladstone Investment Corporation\de (GAIN) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Gladstone Investment Corporation\de. Table 2 shows the detailed insider transactions. This company's CIK number is 1321741.
Total stock buying since 2014: $4,221,674.
Total stock sales since 2014: $2,438,844.
Total stock option exercises since 2014: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2023 | 12,686 | $171,047 | 0 | $0 | 0 | $0 |
| 2022 | 4,475 | $58,082 | 0 | $0 | 0 | $0 |
| 2021 | 3,000 | $49,620 | 0 | $0 | 0 | $0 |
| 2020 | 39,800 | $345,030 | 0 | $0 | 0 | $0 |
| 2019 | 24,981 | $298,822 | 43,002 | $492,372 | 0 | $0 |
| 2018 | 13,500 | $132,294 | 0 | $0 | 0 | $0 |
| 2017 | 43,730 | $405,494 | 164,899 | $1,514,971 | 0 | $0 |
| 2016 | 9,000 | $64,050 | 49,414 | $431,501 | 0 | $0 |
| 2015 | 257,215 | $1,993,132 | 0 | $0 | 0 | $0 |
| 2014 | 96,200 | $704,103 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2023-11 | 650 | $9,535 | 0 | $0 | 0 | $0 |
| 2023-08 | 5,000 | $66,965 | 0 | $0 | 0 | $0 |
| 2023-03 | 3,375 | $43,440 | 0 | $0 | 0 | $0 |
| 2023-02 | 3,661 | $51,107 | 0 | $0 | 0 | $0 |
| 2022-08 | 100 | $1,561 | 0 | $0 | 0 | $0 |
| 2022-06 | 4,000 | $50,996 | 0 | $0 | 0 | $0 |
| 2022-05 | 175 | $2,540 | 0 | $0 | 0 | $0 |
| 2022-02 | 200 | $2,985 | 0 | $0 | 0 | $0 |
| 2021-12 | 3,000 | $49,620 | 0 | $0 | 0 | $0 |
| 2020-03 | 39,800 | $345,030 | 0 | $0 | 0 | $0 |
| 2019-09 | 22,981 | $276,622 | 0 | $0 | 0 | $0 |
| 2019-08 | 0 | $0 | 43,002 | $492,372 | 0 | $0 |
| 2019-06 | 2,000 | $22,200 | 0 | $0 | 0 | $0 |
| 2018-12 | 1,400 | $13,860 | 0 | $0 | 0 | $0 |
| 2018-11 | 7,100 | $70,634 | 0 | $0 | 0 | $0 |
| 2018-03 | 5,000 | $47,800 | 0 | $0 | 0 | $0 |
| 2017-11 | 5,730 | $62,113 | 0 | $0 | 0 | $0 |
| 2017-06 | 24,000 | $222,072 | 0 | $0 | 0 | $0 |
| 2017-03 | 14,000 | $121,309 | 164,899 | $1,514,971 | 0 | $0 |
| 2016-11 | 4,000 | $30,600 | 0 | $0 | 0 | $0 |
| 2016-08 | 0 | $0 | 49,414 | $431,501 | 0 | $0 |
| 2016-02 | 5,000 | $33,450 | 0 | $0 | 0 | $0 |
| 2015-12 | 90,000 | $677,700 | 0 | $0 | 0 | $0 |
| 2015-06 | 160,465 | $1,265,557 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2023-11-06 | Easton Rachael Z. (CFO and Treasurer) | Buy | 650 | 14.67 | 9,535 |
| 2023-08-07 | Dullum David A R (President) | Buy | 5,000 | 13.39 | 66,965 |
| 2023-03-16 | Easton Rachael Z. (CFO and Treasurer) | Buy | 375 | 13.12 | 4,920 |
| 2023-03-14 | Dullum David A R (President) | Buy | 3,000 | 12.84 | 38,520 |
| 2023-02-06 | Wilkinson Walter H (Director) | Buy | 3,661 | 13.96 | 51,107 |
| 2022-08-19 | Smith Jennifer A (Chief Valuation Officer) | Buy | 100 | 15.61 | 1,561 |
| 2022-06-14 | Dullum David A R (President) | Buy | 4,000 | 12.75 | 50,996 |
| 2022-05-20 | Easton Rachael Z. (CFO and Treasurer) | Buy | 175 | 14.52 | 2,540 |
| 2022-02-23 | Easton Rachael Z. (CFO and Treasurer) | Buy | 200 | 14.93 | 2,985 |
| 2021-12-03 | Dullum David A R (President) | Buy | 3,000 | 16.54 | 49,620 |
| 2020-03-23 | Brubaker Terry Lee (Chief Operating Officer) | Buy | 2,500 | 6.83 | 17,070 |
| 2020-03-23 | Dullum David A R (President) | Buy | 2,500 | 6.80 | 17,000 |
| 2020-03-20 | Ryan Julia (Chief Financial Officer) | Buy | 2,500 | 8.18 | 20,437 |
| 2020-03-19 | Brubaker Terry Lee (Chief Operating Officer) | Buy | 2,500 | 6.73 | 16,825 |
| 2020-03-18 | Brubaker Terry Lee (Chief Operating Officer) | Buy | 2,500 | 7.35 | 18,375 |
| 2020-03-18 | Dullum David A R (President) | Buy | 8,000 | 7.20 | 57,600 |
| 2020-03-16 | Licalsi Michael (General Counsel and Secretary) | Buy | 1,000 | 8.73 | 8,735 |
| 2020-03-12 | Dullum David A R (President) | Buy | 5,000 | 8.99 | 44,950 |
| 2020-03-11 | Dullum David A R (President) | Buy | 10,000 | 10.49 | 104,900 |
| 2020-03-02 | Dullum David A R (President) | Buy | 3,300 | 11.86 | 39,138 |
| 2019-09-13 | Dullum David A R (President) | Buy | 2,400 | 12.44 | 29,856 |
| 2019-09-09 | Gladstone David (CEO) | Buy | 20,581 | 11.99 | 246,766 |
| 2019-08-16 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 21,501 | 11.52 | 247,691 |
| 2019-08-14 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 21,501 | 11.38 | 244,681 |
| 2019-06-04 | Dullum David A R (President) | Buy | 2,000 | 11.10 | 22,200 |
| 2018-12-12 | Dullum David A R (President) | Buy | 1,400 | 9.90 | 13,860 |
| 2018-11-08 | Ryan Julia (Chief Financial Officer) | Buy | 1,500 | 9.98 | 14,970 |
| 2018-11-08 | Dullum David A R (President) | Buy | 5,600 | 9.94 | 55,664 |
| 2018-03-05 | Dullum David A R (President) | Buy | 5,000 | 9.56 | 47,800 |
| 2017-11-28 | Wilkinson Walter H (Director) | Buy | 5,730 | 10.84 | 62,113 |
| 2017-06-14 | Gladstone David (CEO) | Buy | 24,000 | 9.25 | 222,072 |
| 2017-03-13 | Dullum David A R (President) | Buy | 5,000 | 8.77 | 43,845 |
| 2017-03-13 | Gladstone David (CEO) | Buy | 5,000 | 8.70 | 43,484 |
| 2017-03-09 | Dullum David A R (President) | Buy | 4,000 | 8.49 | 33,980 |
| 2017-03-06 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 104,936 | 9.18 | 963,312 |
| 2017-03-03 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 59,963 | 9.20 | 551,659 |
| 2016-11-07 | Dullum David A R (President) | Buy | 4,000 | 7.65 | 30,600 |
| 2016-08-16 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 15,317 | 8.78 | 134,467 |
| 2016-08-15 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 22,797 | 8.73 | 199,086 |
| 2016-08-12 | Brubaker Terry Lee (Chief Operating Officer) | Sale | 11,300 | 8.67 | 97,948 |
| 2016-02-08 | Dullum David A R (President) | Buy | 5,000 | 6.69 | 33,450 |
| 2015-12-14 | Gladstone David (CEO) | Buy | 90,000 | 7.53 | 677,700 |
| 2015-06-15 | Gladstone David (Chief Executive Officer) | Buy | 158,500 | 7.89 | 1,250,565 |
| 2015-06-01 | Merrick Caren D (Director) | Buy | 1,965 | 7.63 | 14,992 |
| 2015-03-13 | Wilkinson Walter H (Director) | Buy | 6,750 | 7.39 | 49,875 |
| 2014-12-09 | Watson David Hibbert (CFO and Treasurer) | Buy | 500 | 6.98 | 3,490 |
| 2014-12-09 | Dullum David A R (President) | Buy | 5,000 | 7.00 | 35,000 |
| 2014-12-08 | Dullum David A R (President) | Buy | 700 | 7.09 | 4,963 |
| 2014-11-13 | Gladstone David (Chief Executive Officer) | Buy | 50,000 | 7.35 | 367,450 |
| 2014-08-08 | Brubaker Terry Lee (Chief Operating Officer) | Buy | 40,000 | 7.33 | 293,200 |
Insider trading activities including stock purchases, stock sales, and option exercises of GAIN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Gladstone Investment Corporation\de (symbol GAIN, CIK number 1321741) see the Securities and Exchange Commission (SEC) website.