Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Lpl Financial Holdings Inc.
since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Lpl Financial Holdings Inc. since year 2005.
Table 2 shows the detailed insider transactions of Lpl Financial Holdings Inc. since 2005.
The reporting company's ticker symbol is LPLA. The reporting company's CIK number is 1397911.
The total value of stock buying since 2005 is $243,627,034.
The total value of stock sales since 2005 is $1,054,681,244.
The total value of stock option exercises since 2005 is $57,949,089.
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2018-03 | 0 | $0 | 74,933 | $4,808,551 | 48,500 | $1,024,864 |
| 2018-02 | 0 | $0 | 1,405,388 | $88,206,341 | 30,000 | $827,700 |
| 2018-01 | 0 | $0 | 0 | $0 | 4,500 | $125,100 |
| 2017-11 | 0 | $0 | 3,742 | $181,636 | 3,742 | $104,027 |
| 2017-08 | 0 | $0 | 0 | $0 | 17,985 | $499,983 |
| 2017-06 | 0 | $0 | 32,150 | $1,264,781 | 32,150 | $694,440 |
| 2017-03 | 0 | $0 | 23,893 | $939,008 | 11,561 | $229,485 |
| 2017-02 | 0 | $0 | 1,656,699 | $66,739,772 | 745,952 | $22,468,851 |
| 2016-03 | 0 | $0 | 1,208 | $25,694 | 0 | $0 |
| 2016-02 | 4,944 | $100,558 | 1,095 | $21,124 | 0 | $0 |
| 2015-12 | 0 | $0 | 4,355,225 | $188,441,456 | 25,000 | $540,000 |
| 2015-06 | 0 | $0 | 10,666 | $483,199 | 10,666 | $325,314 |
| 2015-05 | 21,100 | $896,327 | 0 | $0 | 15,360 | $75,956 |
| 2015-04 | 0 | $0 | 0 | $0 | 2,000 | $44,160 |
| 2015-03 | 0 | $0 | 3,661 | $165,272 | 0 | $0 |
| 2015-02 | 0 | $0 | 24,000 | $1,106,874 | 24,000 | $667,199 |
| 2014-02 | 0 | $0 | 4,043,069 | $210,395,458 | 152,199 | $3,087,914 |
| 2014-01 | 0 | $0 | 60,000 | $2,940,000 | 0 | $0 |
| 2013-12 | 0 | $0 | 60,000 | $2,700,000 | 0 | $0 |
| 2013-11 | 0 | $0 | 419,376 | $17,040,608 | 0 | $0 |
| 2013-10 | 0 | $0 | 77,500 | $3,100,638 | 0 | $0 |
| 2013-09 | 0 | $0 | 358,067 | $13,322,581 | 0 | $0 |
| 2013-08 | 0 | $0 | 74,010 | $2,766,216 | 0 | $0 |
| 2013-06 | 0 | $0 | 184,668 | $6,792,446 | 0 | $0 |
| 2013-05 | 0 | $0 | 169,927 | $6,235,714 | 24,927 | $492,058 |
| 2013-04 | 0 | $0 | 65,000 | $2,210,650 | 0 | $0 |
| 2013-02 | 0 | $0 | 127,348 | $4,129,457 | 22,348 | $441,149 |
| 2013-01 | 0 | $0 | 42,048 | $1,356,859 | 0 | $0 |
| 2012-12 | 0 | $0 | 9,000 | $252,630 | 9,000 | $162,360 |
| 2012-11 | 0 | $0 | 37,178 | $1,014,920 | 0 | $0 |
| 2012-10 | 0 | $0 | 1,008 | $29,252 | 0 | $0 |
| 2012-08 | 20,000 | $568,400 | 142,662 | $4,084,413 | 0 | $0 |
| 2012-06 | 0 | $0 | 11,000 | $372,130 | 0 | $0 |
| 2012-05 | 7,252,000 | $242,061,749 | 7,250,000 | $241,997,749 | 661,744 | $11,402,908 |
| 2012-04 | 0 | $0 | 34,750 | $1,296,267 | 22,500 | $539,298 |
| 2012-03 | 0 | $0 | 178,398 | $6,438,246 | 104,628 | $222,072 |
| 2012-02 | 0 | $0 | 98,848 | $3,192,048 | 1,036,170 | $86,059 |
| 2012-01 | 0 | $0 | 260,650 | $8,253,230 | 0 | $0 |
| 2011-12 | 0 | $0 | 5,984 | $175,369 | 0 | $0 |
| 2011-11 | 0 | $0 | 80,016 | $2,391,828 | 0 | $0 |
| 2011-10 | 0 | $0 | 3,750 | $100,112 | 0 | $0 |
| 2011-09 | 0 | $0 | 5,000 | $127,587 | 0 | $0 |
| 2011-08 | 0 | $0 | 5,000 | $141,625 | 0 | $0 |
| 2011-07 | 0 | $0 | 19,557 | $681,582 | 0 | $0 |
| 2011-06 | 0 | $0 | 19,000 | $645,989 | 0 | $0 |
| 2011-05 | 0 | $0 | 290,784 | $10,119,502 | 167,784 | $226,507 |
| 2010-11 | 0 | $0 | 4,933,081 | $147,992,430 | 7,958,050 | $13,540,131 |
| 2009-12 | 0 | $0 | 0 | $0 | 23,000 | $24,610 |
| 2009-09 | 0 | $0 | 0 | $0 | 64,680 | $69,207 |
| 2008-12 | 0 | $0 | 0 | $0 | 25,800 | $27,737 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2018-03-14 | Kalbaugh John Andrew (Managing Director) | Sale | 1,398 | 64.76 | 90,534 |
| 2018-03-13 | White George Burton (Managing Director) | Sale | 25,000 | 65.56 | 1,639,125 |
| 2018-03-13 | White George Burton (Managing Director) | Option Ex | 25,000 | 18.04 | 451,000 |
| 2018-03-07 | Kalbaugh John Andrew (Managing Director) | Sale | 2,397 | 63.16 | 151,394 |
| 2018-03-07 | Arnold Dan H. (President & CEO) | Sale | 11,206 | 63.33 | 709,619 |
| 2018-03-07 | Arnold Dan H. (President & CEO) | Option Ex | 10,000 | 22.08 | 220,799 |
| 2018-03-06 | Hellman Marco | Sale | 29,300 | 63.63 | 1,864,359 |
| 2018-03-02 | Riepe James S | Sale | 5,632 | 62.77 | 353,520 |
| 2018-03-02 | Riepe James S | Option Ex | 13,500 | 26.15 | 353,065 |
| 2018-02-28 | Hellman Marco | Sale | 10,886 | 66.00 | 718,476 |
| 2018-02-27 | Hellman Marco | Sale | 159,814 | 66.22 | 10,582,883 |
| 2018-02-26 | Kalbaugh John Andrew (Managing Director) | Sale | 2,764 | 65.20 | 180,212 |
| 2018-02-26 | Arnold Dan H. (President & CEO) | Sale | 4,004 | 65.20 | 261,060 |
| 2018-02-26 | Hellman Marco | Sale | 47,920 | 66.00 | 3,162,720 |
| 2018-02-22 | Hellman Marco | Sale | 1,150,000 | 62.12 | 71,438,000 |
| 2018-02-05 | Morrissey William P. Jr. (Managing Director) | Sale | 20,000 | 62.01 | 1,240,260 |
| 2018-02-05 | Morrissey William P. Jr. (Managing Director) | Option Ex | 20,000 | 27.80 | 556,000 |
| 2018-02-05 | Kalbaugh John Andrew (Managing Director) | Sale | 10,000 | 62.27 | 622,730 |
| 2018-02-05 | Kalbaugh John Andrew (Managing Director) | Option Ex | 10,000 | 27.17 | 271,700 |
| 2018-01-08 | Riepe James S | Option Ex | 4,500 | 27.80 | 125,100 |
| 2017-11-15 | Arnold Dan H. (President & CEO) | Sale | 3,742 | 48.54 | 181,636 |
| 2017-11-15 | Arnold Dan H. (President & CEO) | Option Ex | 3,742 | 27.80 | 104,027 |
| 2017-08-23 | Arnold Dan H. (President & CEO) | Option Ex | 17,985 | 27.80 | 499,983 |
| 2017-06-02 | Morrissey William P. Jr. (Managing Director) | Sale | 32,150 | 39.34 | 1,264,781 |
| 2017-06-02 | Morrissey William P. Jr. (Managing Director) | Option Ex | 32,150 | 21.60 | 694,440 |
| 2017-03-14 | Arnold Dan H. (President & CEO) | Sale | 15,428 | 39.11 | 603,389 |
| 2017-03-13 | Calder Tracy (Managing Director) | Sale | 6,465 | 39.31 | 254,119 |
| 2017-03-13 | Calder Tracy (Managing Director) | Option Ex | 9,561 | 19.85 | 189,785 |
| 2017-03-02 | Casady Mark S | Sale | 2,000 | 40.75 | 81,500 |
| 2017-03-02 | Casady Mark S | Option Ex | 2,000 | 19.85 | 39,700 |
| 2017-02-27 | Calder Tracy (Managing Director) | Sale | 10,747 | 39.05 | 419,724 |
| 2017-02-23 | Kalbaugh John Andrew (MD, Divisional President NSC) | Sale | 30,000 | 39.73 | 1,191,900 |
| 2017-02-23 | Kalbaugh John Andrew (MD, Divisional President NSC) | Option Ex | 30,000 | 25.50 | 765,000 |
| 2017-02-22 | White George Burton (MD, Investor & Invstmt Solutns) | Sale | 25,000 | 40.14 | 1,003,475 |
| 2017-02-22 | White George Burton (MD, Investor & Invstmt Solutns) | Option Ex | 25,000 | 27.40 | 685,000 |
| 2017-02-22 | Casady Mark S | Sale | 58,628 | 40.40 | 2,368,629 |
| 2017-02-22 | Casady Mark S | Option Ex | 58,628 | 31.60 | 1,852,644 |
| 2017-02-15 | Casady Mark S | Sale | 365,213 | 40.76 | 14,886,081 |
| 2017-02-15 | Casady Mark S | Option Ex | 365,213 | 32.82 | 11,987,386 |
| 2017-02-14 | Casady Mark S | Sale | 204,471 | 40.65 | 8,311,746 |
| 2017-02-14 | Casady Mark S | Option Ex | 204,471 | 28.34 | 5,795,730 |
| 2017-02-13 | Casady Mark S | Sale | 62,640 | 40.84 | 2,558,217 |
| 2017-02-13 | Casady Mark S | Option Ex | 62,640 | 22.08 | 1,383,091 |
| 2017-02-13 | Hellman Marco | Sale | 900,000 | 40.00 | 36,000,000 |
| 2016-03-08 | Arnold Dan H. (President) | Sale | 1,208 | 21.27 | 25,694 |
| 2016-02-29 | Dinh Viet D | Buy | 4,844 | 20.42 | 98,919 |
| 2016-02-25 | Arnold Dan H. (President) | Sale | 1,095 | 19.29 | 21,124 |
| 2016-02-12 | Buchheister Jeffrey R. (EVP, Chief Accounting Officer) | Buy | 100 | 16.40 | 1,639 |
| 2015-12-14 | Buchheister Jeffrey R. (EVP, Chief Accounting Officer) | Sale | 10,688 | 42.59 | 455,201 |
| 2015-12-14 | Morrissey William P. Jr. (MD, Divisional Pres. of IAS) | Sale | 25,000 | 42.85 | 1,071,250 |
| 2015-12-14 | Morrissey William P. Jr. (MD, Divisional Pres. of IAS) | Option Ex | 25,000 | 21.60 | 540,000 |
| 2015-12-10 | Coulter James G | Sale | 4,319,537 | 43.27 | 186,915,005 |
| 2015-06-10 | Arnold Dan H. (President) | Sale | 4,273 | 48.00 | 205,104 |
| 2015-06-10 | Arnold Dan H. (President) | Option Ex | 4,273 | 27.80 | 118,789 |
| 2015-06-02 | Handelsman Sharyn (MD, Chief Compliance Officer) | Sale | 6,393 | 43.50 | 278,095 |
| 2015-06-02 | Handelsman Sharyn (MD, Chief Compliance Officer) | Option Ex | 6,393 | 32.30 | 206,525 |
| 2015-05-28 | Buchheister Jeffrey R. (EVP, Chief Accounting Officer) | Option Ex | 13,360 | 2.38 | 31,796 |
| 2015-05-28 | Casady Mark S (Chairman & Chief Exec. Officer) | Buy | 21,100 | 42.48 | 896,327 |
| 2015-05-18 | Thomas Lux (Acting Chief Financial Officer) | Option Ex | 2,000 | 22.08 | 44,160 |
| 2015-04-10 | Thomas Lux (Acting Chief Financial Officer) | Option Ex | 2,000 | 22.08 | 44,160 |
| 2015-03-02 | Arnold Dan H. (Chief Financial Officer) | Sale | 3,661 | 45.14 | 165,272 |
| 2015-02-24 | Arnold Dan H. (Chief Financial Officer) | Sale | 5,458 | 46.00 | 251,068 |
| 2015-02-24 | Arnold Dan H. (Chief Financial Officer) | Option Ex | 5,458 | 27.80 | 151,732 |
| 2015-02-19 | Arnold Dan H. (Chief Financial Officer) | Sale | 18,542 | 46.16 | 855,806 |
| 2015-02-19 | Arnold Dan H. (Chief Financial Officer) | Option Ex | 18,542 | 27.80 | 515,467 |
| 2014-02-28 | Thomas Lux (EVP, CAO) | Sale | 4,000 | 53.98 | 215,920 |
| 2014-02-28 | Thomas Lux (EVP, CAO) | Option Ex | 6,200 | 27.17 | 168,454 |
| 2014-02-14 | Bruton Derek (MD, Independent Advisor Svcs) | Sale | 16,000 | 53.21 | 851,360 |
| 2014-02-14 | Bruton Derek (MD, Independent Advisor Svcs) | Option Ex | 16,000 | 22.08 | 353,280 |
| 2014-02-14 | Moore Robert J. (President & COO) | Sale | 99,993 | 53.29 | 5,328,226 |
| 2014-02-14 | Moore Robert J. (President & COO) | Option Ex | 129,999 | 19.74 | 2,566,180 |
| 2014-02-13 | Coulter James G | Sale | 3,823,076 | 52.00 | 198,799,952 |
| 2014-02-12 | Arnold Dan H. (Chief Financial Officer) | Sale | 70,000 | 52.00 | 3,640,000 |
| 2014-02-12 | Moore Robert J. (President & COO) | Sale | 30,000 | 52.00 | 1,560,000 |
| 2014-01-09 | Putnam James S | Sale | 30,000 | 50.00 | 1,500,000 |
| 2014-01-07 | Putnam James S | Sale | 30,000 | 48.00 | 1,440,000 |
| 2013-12-23 | Putnam James S | Sale | 30,000 | 46.00 | 1,380,000 |
| 2013-12-10 | Putnam James S | Sale | 11,102 | 44.00 | 488,488 |
| 2013-12-09 | Putnam James S | Sale | 18,898 | 44.00 | 831,512 |
| 2013-11-14 | Thomas Lux (EVP, CAO) | Sale | 1,000 | 42.31 | 42,310 |
| 2013-11-13 | Putnam James S | Sale | 29,495 | 42.14 | 1,242,919 |
| 2013-11-12 | Putnam James S | Sale | 50,202 | 42.01 | 2,108,986 |
| 2013-11-08 | Coulter James G | Sale | 59,000 | 39.68 | 2,341,238 |
| 2013-11-07 | Coulter James G | Sale | 79,029 | 39.78 | 3,144,010 |
| 2013-11-06 | Coulter James G | Sale | 81,502 | 40.61 | 3,309,796 |
| 2013-11-05 | Coulter James G | Sale | 119,148 | 40.72 | 4,851,349 |
| 2013-10-21 | Putnam James S | Sale | 12,592 | 40.02 | 503,994 |
| 2013-10-18 | Putnam James S | Sale | 64,908 | 40.01 | 2,596,644 |
| 2013-09-06 | Coulter James G | Sale | 21,848 | 37.58 | 821,047 |
| 2013-09-05 | Coulter James G | Sale | 125,865 | 37.57 | 4,729,125 |
| 2013-09-04 | Coulter James G | Sale | 112,524 | 37.01 | 4,163,950 |
| 2013-09-03 | Coulter James G | Sale | 97,830 | 36.88 | 3,608,459 |
| 2013-08-30 | Coulter James G | Sale | 13,050 | 36.94 | 482,106 |
| 2013-08-29 | Coulter James G | Sale | 60,960 | 37.47 | 2,284,110 |
| 2013-06-13 | Coulter James G | Sale | 57,818 | 36.67 | 2,119,954 |
| 2013-06-12 | Coulter James G | Sale | 79,908 | 36.63 | 2,927,189 |
| 2013-06-04 | Stiefler Jeffrey E | Sale | 46,942 | 37.18 | 1,745,303 |
| 2013-05-15 | Putnam James S | Sale | 75,000 | 38.00 | 2,850,000 |
| 2013-05-09 | Putnam James S | Sale | 70,000 | 36.00 | 2,520,000 |
| 2013-05-03 | Helliker Mark (MD, B/D Support Services) | Sale | 24,927 | 34.73 | 865,714 |
| 2013-05-03 | Helliker Mark (MD, B/D Support Services) | Option Ex | 24,927 | 19.74 | 492,058 |
| 2013-04-10 | Putnam James S (Director) | Sale | 65,000 | 34.01 | 2,210,650 |
| 2013-02-27 | Stiefler Jeffrey E (Director) | Sale | 25,000 | 31.41 | 785,250 |
| 2013-02-19 | Putnam James S (Director) | Sale | 40,500 | 32.67 | 1,323,135 |
| 2013-02-15 | Putnam James S (Director) | Sale | 39,500 | 32.66 | 1,290,069 |
| 2013-02-11 | Bruton Derek (MD, National Sales Manager) | Sale | 22,348 | 32.71 | 731,003 |
| 2013-02-11 | Bruton Derek (MD, National Sales Manager) | Option Ex | 22,348 | 19.74 | 441,149 |
| 2013-01-29 | Brown Stephanie L (MD & General Counsel) | Sale | 21,349 | 33.50 | 715,191 |
| 2013-01-28 | Brown Stephanie L (MD & General Counsel) | Sale | 10,349 | 32.00 | 331,168 |
| 2013-01-09 | Brown Stephanie L (MD & General Counsel) | Sale | 10,350 | 30.00 | 310,500 |
| 2012-12-06 | Feeney Christopher (MD, Chief Information Officer) | Sale | 9,000 | 28.07 | 252,630 |
| 2012-12-06 | Feeney Christopher (MD, Chief Information Officer) | Option Ex | 9,000 | 18.04 | 162,360 |
| 2012-11-23 | Brown Stephanie L (MD & General Counsel) | Sale | 32,056 | 27.00 | 865,512 |
| 2012-11-01 | Brown Stephanie L (MD & General Counsel) | Sale | 5,122 | 29.17 | 149,408 |
| 2012-10-31 | Brown Stephanie L (MD & General Counsel) | Sale | 1,008 | 29.02 | 29,252 |
| 2012-08-16 | Casady Mark S (Chairman & Chief Exec. Officer) | Sale | 142,662 | 28.63 | 4,084,413 |
| 2012-08-08 | Moore Robert J. (President & COO) | Buy | 20,000 | 28.42 | 568,400 |
| 2012-06-29 | Brown Stephanie L (MD & General Counsel) | Sale | 11,000 | 33.83 | 372,130 |
| 2012-05-11 | Khoury Joan D (MD, Chief Marketing Officer) | Buy | 2,000 | 32.00 | 64,000 |
| 2012-05-10 | Brown Stephanie L (MD & General Counsel) | Option Ex | 14,498 | 22.08 | 320,115 |
| 2012-05-07 | Hellman & Friedman Capital Associates V, L.p. (Director) | Sale | 7,250,000 | 33.38 | 241,997,749 |
| 2012-05-07 | Dwyer William E Iii (President, Nat'l Sales) | Option Ex | 647,246 | 17.12 | 11,082,793 |
| 2012-05-07 | Coulter James G | Buy | 7,250,000 | 33.38 | 241,997,749 |
| 2012-04-30 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 35.70 | 44,625 |
| 2012-04-30 | Thomas Lux (EVP, CAO) | Option Ex | 2,500 | 22.08 | 55,199 |
| 2012-04-10 | Moore Robert J. (Chief Financial Officer) | Option Ex | 20,000 | 24.20 | 484,099 |
| 2012-04-10 | Brown Stephanie L (MD & General Counsel) | Sale | 25,000 | 37.31 | 932,750 |
| 2012-04-09 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 37.44 | 46,800 |
| 2012-04-02 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 7,250 | 37.53 | 272,092 |
| 2012-03-27 | Putnam James S (Director) | Sale | 37,544 | 38.01 | 1,427,047 |
| 2012-03-26 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 37.62 | 47,025 |
| 2012-03-26 | Putnam James S (Director) | Sale | 2,456 | 38.00 | 93,328 |
| 2012-03-19 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 36.90 | 46,125 |
| 2012-03-12 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 35.83 | 44,787 |
| 2012-03-09 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 54,000 | 36.00 | 1,944,000 |
| 2012-03-09 | Feeney Christopher (MD, Chief Information Officer) | Sale | 4,300 | 36.00 | 154,800 |
| 2012-03-09 | Feeney Christopher (MD, Chief Information Officer) | Option Ex | 4,300 | 18.04 | 77,572 |
| 2012-03-09 | Putnam James S (Director) | Sale | 40,000 | 36.00 | 1,440,000 |
| 2012-03-06 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 64,700 | 1.49 | 96,403 |
| 2012-03-05 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 33.75 | 42,187 |
| 2012-03-05 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 530 | 1.35 | 715 |
| 2012-03-02 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Sale | 35,098 | 34.16 | 1,198,947 |
| 2012-03-02 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 35,098 | 1.35 | 47,382 |
| 2012-02-27 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 32.55 | 40,687 |
| 2012-02-22 | Eaton Jonathan (MD, Custom Clearing Services) | Option Ex | 94,256 | .00 | 0 |
| 2012-02-22 | Brown Stephanie L (MD & General Counsel) | Option Ex | 60,843 | .00 | 0 |
| 2012-02-22 | Putnam James S (Director) | Option Ex | 94,256 | .00 | 0 |
| 2012-02-22 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 95,149 | .00 | 0 |
| 2012-02-22 | Stearns Esther M (President & COO) | Option Ex | 627,918 | .00 | 0 |
| 2012-02-21 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 32.90 | 41,125 |
| 2012-02-13 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 32.66 | 40,824 |
| 2012-02-10 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 28,650 | 1.35 | 38,677 |
| 2012-02-09 | Casady Mark S (Chairman & Chief Exec. Officer) | Sale | 60,000 | 32.28 | 1,936,800 |
| 2012-02-09 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Sale | 35,098 | 32.27 | 1,132,612 |
| 2012-02-09 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 35,098 | 1.35 | 47,382 |
| 2012-01-30 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 32.53 | 40,662 |
| 2012-01-23 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 34.46 | 43,075 |
| 2012-01-19 | Putnam James S (Director) | Sale | 18,417 | 34.01 | 626,362 |
| 2012-01-19 | Stearns Esther M (President & COO) | Sale | 9,700 | 34.01 | 329,897 |
| 2012-01-18 | Putnam James S (Director) | Sale | 21,583 | 34.00 | 733,822 |
| 2012-01-18 | Stearns Esther M (President & COO) | Sale | 4,700 | 34.00 | 159,800 |
| 2012-01-17 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 33.48 | 41,849 |
| 2012-01-12 | Stearns Esther M (President & COO) | Sale | 14,900 | 33.01 | 491,848 |
| 2012-01-11 | Stearns Esther M (President & COO) | Sale | 100 | 33.00 | 3,300 |
| 2012-01-10 | Stearns Esther M (President & COO) | Sale | 15,000 | 32.02 | 480,300 |
| 2012-01-09 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 30.87 | 38,587 |
| 2012-01-09 | Stearns Esther M (President & COO) | Sale | 37,900 | 31.01 | 1,175,279 |
| 2012-01-06 | Stearns Esther M (President & COO) | Sale | 46,500 | 30.90 | 1,436,850 |
| 2012-01-05 | Stearns Esther M (President & COO) | Sale | 32,100 | 30.61 | 982,581 |
| 2012-01-04 | Stearns Esther M (President & COO) | Sale | 24,600 | 30.24 | 743,904 |
| 2012-01-03 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 30.77 | 38,462 |
| 2012-01-03 | Stearns Esther M (President & COO) | Sale | 28,900 | 30.68 | 886,652 |
| 2011-12-27 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 29.37 | 36,712 |
| 2011-12-19 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 28.18 | 35,225 |
| 2011-12-12 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 28.92 | 36,150 |
| 2011-12-05 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 30.21 | 37,762 |
| 2011-12-01 | Casady Mark S (Chairman & Chief Exec. Officer) | Sale | 984 | 30.00 | 29,520 |
| 2011-11-30 | Arnold Dan H. (MD & Division President, FIS) | Sale | 56,000 | 30.00 | 1,680,000 |
| 2011-11-30 | Casady Mark S (Chairman & Chief Exec. Officer) | Sale | 19,016 | 30.00 | 570,480 |
| 2011-11-28 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 27.79 | 34,737 |
| 2011-11-21 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 28.07 | 35,087 |
| 2011-11-14 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 28.39 | 35,487 |
| 2011-11-07 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 28.83 | 36,037 |
| 2011-10-31 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 28.67 | 35,837 |
| 2011-10-10 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 26.20 | 32,750 |
| 2011-10-03 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 25.22 | 31,525 |
| 2011-09-26 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 25.00 | 31,250 |
| 2011-09-19 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 25.38 | 31,725 |
| 2011-09-12 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 25.00 | 31,250 |
| 2011-09-06 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 26.69 | 33,362 |
| 2011-08-29 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 27.74 | 34,675 |
| 2011-08-22 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 27.48 | 34,350 |
| 2011-08-15 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 27.52 | 34,400 |
| 2011-08-08 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 30.56 | 38,200 |
| 2011-07-11 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 33.46 | 41,825 |
| 2011-07-06 | Brown Stephanie L (MD & General Counsel) | Sale | 17,057 | 35.00 | 596,995 |
| 2011-07-05 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 34.21 | 42,762 |
| 2011-06-28 | Arnold Dan H. (MD & Division President, FIS) | Sale | 14,000 | 33.81 | 473,340 |
| 2011-06-27 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 33.14 | 41,425 |
| 2011-06-20 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 34.49 | 43,112 |
| 2011-06-13 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 34.65 | 43,312 |
| 2011-06-06 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 35.84 | 44,800 |
| 2011-05-31 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 35.52 | 44,400 |
| 2011-05-23 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 34.07 | 42,587 |
| 2011-05-23 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 95,150 | 1.35 | 128,452 |
| 2011-05-19 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Sale | 20,155 | 34.93 | 704,014 |
| 2011-05-19 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 20,155 | 1.35 | 27,209 |
| 2011-05-18 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 1,250 | 33.97 | 42,462 |
| 2011-05-18 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Sale | 52,479 | 34.57 | 1,814,199 |
| 2011-05-18 | Dwyer William E Iii (Pres., Nat'l Sales & Mktg.) | Option Ex | 52,479 | 1.35 | 70,846 |
| 2011-05-02 | Stearns Esther M (President & COO) | Sale | 214,400 | 34.85 | 7,471,840 |
| 2010-11-17 | Abood Denise M. (MD, Human Capital) | Sale | 6,906 | 30.00 | 207,180 |
| 2010-11-17 | Arnold Dan H. (MD & Division President, FIS) | Sale | 58,356 | 30.00 | 1,750,680 |
| 2010-11-17 | Eaton Jonathan (MD, Custom Clearing Services) | Sale | 484,074 | 30.00 | 14,522,220 |
| 2010-11-17 | Eaton Jonathan (MD, Custom Clearing Services) | Option Ex | 744,730 | 1.81 | 1,350,195 |
| 2010-11-17 | Brown Stephanie L (MD & General Counsel) | Sale | 125,831 | 30.00 | 3,774,930 |
| 2010-11-17 | Putnam James S (Director) | Sale | 494,297 | 30.00 | 14,828,910 |
| 2010-11-17 | Putnam James S (Director) | Option Ex | 734,700 | 1.57 | 1,155,683 |
| 2010-11-17 | Casady Mark S (Chairman & Chief Exec. Officer) | Sale | 2,148,916 | 30.00 | 64,467,480 |
| 2010-11-17 | Casady Mark S (Chairman & Chief Exec. Officer) | Option Ex | 3,907,120 | 1.57 | 6,145,899 |
| 2010-11-17 | Dwyer William E Iii (MD & Pres., Nat'l Sales&Mktg) | Sale | 312,257 | 30.00 | 9,367,710 |
| 2010-11-17 | Dwyer William E Iii (MD & Pres., Nat'l Sales&Mktg) | Option Ex | 567,740 | 1.98 | 1,121,286 |
| 2010-11-17 | Stearns Esther M (President & COO) | Sale | 1,302,444 | 30.00 | 39,073,320 |
| 2010-11-17 | Stearns Esther M (President & COO) | Option Ex | 2,003,760 | 1.88 | 3,767,068 |
| 2009-12-10 | Dwyer William E Iii (President, Nat. Sales & Mktg.) | Option Ex | 23,000 | 1.07 | 24,610 |
| 2009-09-21 | Brown Stephanie L (Man Dir. & General Counsel) | Option Ex | 64,680 | 1.07 | 69,207 |
| 2008-12-30 | Dwyer William E Iii (Managing Director) | Option Ex | 25,200 | 1.07 | 26,964 |
| 2008-12-28 | Maher Bill (Managing Director) | Option Ex | 100 | 2.38 | 238 |
| 2008-12-08 | Stearns Esther M (President and COO) | Option Ex | 500 | 1.07 | 535 |
Insider trading activities including stock purchases, stock sales, and option exercises of LPLA listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Lpl Financial Holdings Inc. (symbol LPLA, CIK number 1397911) see the Securities and Exchange Commission (SEC) website.