Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Pzena Investment Management, Inc. (PZN)
since 2014 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Pzena Investment Management, Inc..
Table 2 shows the detailed insider transactions.
This company's CIK number is 1399249.
Total stock buying since 2014: $4,534,943.
Total stock sales since 2014: $4,729,900.
Total stock option exercises since 2014: $0.
Table 3. Detailed insider trading at Pzena Investment Management, Inc. (PZN)
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2022-03-29 | Pzena Richard Stanton (Chairman, CEO and Co-CIO) | Buy | 779,586 | 5.45 | 4,248,743 |
| 2022-03-29 | Pzena Richard Stanton (Chairman, CEO and Co-CIO) | Sale | 779,586 | 5.45 | 4,248,743 |
| 2022-01-11 | Cai Chenyu Caroline (Executive Vice President) | Sale | 328 | 9.75 | 3,198 |
| 2022-01-10 | Cai Chenyu Caroline (Executive Vice President) | Sale | 5,715 | 9.85 | 56,264 |
| 2022-01-04 | Cai Chenyu Caroline (Executive Vice President) | Sale | 500 | 9.76 | 4,880 |
| 2022-01-01 | Johnston Charles D | Option Ex | 56,920 | .00 | 0 |
| 2021-12-31 | Fire Evan K. (Chief Operating Officer) | Option Ex | 3,580 | .00 | 0 |
| 2021-12-31 | Goetz John Paul (President & Co-CIO) | Option Ex | 99,146 | .00 | 0 |
| 2021-12-31 | Lipsey William Louis (Pres, Marketing/Client Srvc) | Option Ex | 30,150 | .00 | 0 |
| 2021-12-30 | Cai Chenyu Caroline (Executive Vice President) | Sale | 2,900 | 9.79 | 28,382 |
| 2021-12-29 | Cai Chenyu Caroline (Executive Vice President) | Sale | 1,200 | 9.75 | 11,703 |
| 2021-12-28 | Cai Chenyu Caroline (Executive Vice President) | Sale | 1,555 | 9.78 | 15,201 |
| 2021-12-27 | Cai Chenyu Caroline (Executive Vice President) | Sale | 2,802 | 9.77 | 27,364 |
| 2021-12-23 | Cai Chenyu Caroline (Executive Vice President) | Sale | 6,296 | 9.57 | 60,265 |
| 2021-12-22 | Cai Chenyu Caroline (Executive Vice President) | Sale | 2,391 | 9.59 | 22,917 |
| 2021-12-21 | Cai Chenyu Caroline (Executive Vice President) | Sale | 26,313 | 9.42 | 247,815 |
| 2021-12-20 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 51,948 | .00 | 0 |
| 2021-12-19 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 5,882 | .00 | 0 |
| 2021-11-12 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 5,615 | .00 | 0 |
| 2021-01-01 | Johnston Charles D | Option Ex | 11,070 | .00 | 0 |
| 2020-12-31 | Fire Evan K. (Chief Operating Officer) | Option Ex | 787 | .00 | 0 |
| 2020-12-31 | Goetz John Paul (President & Co-CIO) | Option Ex | 70,749 | .00 | 0 |
| 2020-12-31 | Lipsey William Louis (Pres, Marketing/Client Srvc) | Option Ex | 34,186 | .00 | 0 |
| 2020-12-20 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 51,948 | .00 | 0 |
| 2020-12-19 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 5,882 | .00 | 0 |
| 2020-12-18 | Cai Chenyu Caroline (Executive Vice President) | Sale | 401 | 7.90 | 3,168 |
| 2020-12-16 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 5,617 | .00 | 0 |
| 2019-12-31 | Goetz John Paul (President & Co-CIO) | Option Ex | 70,748 | .00 | 0 |
| 2019-12-31 | Lipsey William Louis (Pres, Marketing/Client Srvc) | Option Ex | 64,948 | .00 | 0 |
| 2019-12-20 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 106,948 | .00 | 0 |
| 2019-12-19 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 5,882 | .00 | 0 |
| 2019-12-13 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 50,000 | .00 | 0 |
| 2019-12-12 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 30,000 | .00 | 0 |
| 2019-11-29 | Cai Chenyu Caroline (Executive Vice President) | Option Ex | 100,000 | .00 | 0 |
| 2019-09-16 | Doran Jessica R (Chief Financial Officer) | Option Ex | 3,000 | .00 | 0 |
| 2017-05-23 | Johnston Charles D | Buy | 10,000 | 8.43 | 84,300 |
| 2016-12-13 | Goetz John Paul (President & Co-CIO) | Option Ex | 200,000 | .00 | 0 |
| 2015-03-09 | Lipsey William Louis (Pres, Marketing/Client Srvc) | Option Ex | 200,000 | .00 | 0 |
| 2015-03-09 | Pzena Richard Stanton (Chairman, CEO and Co-CIO) | Option Ex | 200,000 | .00 | 0 |
| 2014-12-22 | Johnston Charles D | Buy | 10,000 | 9.20 | 92,000 |
| 2014-06-27 | Johnston Charles D | Buy | 10,000 | 10.99 | 109,900 |
| 2014-06-18 | Despirito Antonio (Executive Vice President) | Option Ex | 181,654 | .00 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises
of PZN listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Pzena Investment Management, Inc. (symbol PZN,
CIK number 1399249) see
the Securities and Exchange Commission (SEC) website.