Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Orion Energy Systems, Inc. (OESX)
since 2007 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Orion Energy Systems, Inc..
(See page 1 of this report.) Table 2 shows the detailed insider transactions.
This company's CIK number is 1409375.
Total stock buying since 2007: $2,153,503.
Total stock sales since 2007: $32,600,423.
Total stock option exercises since 2007: $1,936,812.
Table 3. Detailed insider trading at Orion Energy Systems, Inc. (OESX) , Part 2
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2013-05-30 | Schueller Thomas N | Buy | 1,000 | 2.35 | 2,350 |
| 2013-02-22 | Scribante John H (Chief Executive Officer) | Buy | 1,000 | 2.86 | 2,860 |
| 2012-11-21 | Schueller Thomas N | Buy | 1,000 | 1.48 | 1,480 |
| 2012-11-20 | Schueller Thomas N | Buy | 300 | 1.48 | 444 |
| 2012-11-19 | Scribante John H (Chief Executive Officer) | Buy | 2,200 | 1.45 | 3,185 |
| 2012-11-16 | Scribante John H (Chief Executive Officer) | Buy | 1,800 | 1.34 | 2,412 |
| 2012-11-13 | Jacobson Tryg C | Buy | 5,000 | 1.70 | 8,500 |
| 2012-11-13 | Schueller Thomas N | Buy | 2,000 | 1.65 | 3,300 |
| 2012-11-13 | Altschaefl Michael W | Buy | 6,000 | 1.65 | 9,900 |
| 2012-11-13 | Williamson Mark C | Buy | 10,000 | 1.65 | 16,500 |
| 2012-11-13 | Scribante John H (Chief Executive Officer) | Buy | 5,000 | 1.65 | 8,250 |
| 2012-11-13 | Kackley James R | Buy | 10,000 | 1.67 | 16,650 |
| 2012-06-14 | Kardish Paul J. (VP - General Counsel) | Buy | 1,900 | 2.09 | 3,965 |
| 2012-02-21 | Jacobson Tryg C | Buy | 1,900 | 2.63 | 4,997 |
| 2011-11-11 | Jacobson Tryg C | Buy | 2,500 | 2.66 | 6,650 |
| 2011-11-10 | Schueller Thomas N | Buy | 1,000 | 2.60 | 2,600 |
| 2011-11-08 | Jacobson Tryg C | Buy | 2,500 | 2.71 | 6,775 |
| 2011-08-22 | Schueller Thomas N | Buy | 696 | 3.31 | 2,303 |
| 2011-06-02 | Gaumer Richard (Executive Vice President) | Buy | 500 | 4.00 | 1,999 |
| 2011-01-31 | Jensen Scott R (CFO and Treasurer) | Sale | 3,000 | 4.75 | 14,250 |
| 2011-01-31 | Jensen Scott R (CFO and Treasurer) | Option Ex | 3,000 | 2.25 | 6,750 |
| 2011-01-26 | Jensen Scott R (CFO and Treasurer) | Sale | 1,000 | 4.75 | 4,750 |
| 2011-01-26 | Jensen Scott R (CFO and Treasurer) | Option Ex | 1,000 | 2.25 | 2,250 |
| 2010-11-08 | Verfuerth Neal R (Chief Executive Officer) | Sale | 23,620 | 3.41 | 80,449 |
| 2010-11-05 | Verfuerth Neal R (Chief Executive Officer) | Sale | 26,380 | 3.43 | 90,457 |
| 2010-09-01 | Rich Elizabeth G | Buy | 2,500 | 2.60 | 6,487 |
| 2010-08-31 | Schueller Thomas N | Buy | 5,000 | 2.36 | 11,800 |
| 2010-08-31 | Altschaefl Michael W | Buy | 4,000 | 2.40 | 9,600 |
| 2010-08-31 | Quadracci Thomas A | Buy | 3,500 | 2.36 | 8,274 |
| 2010-08-31 | Scribante John H (President-Orion Tech. Ventures) | Buy | 15,000 | 2.38 | 35,685 |
| 2010-08-30 | Quadracci Thomas A | Buy | 3,840 | 2.26 | 8,693 |
| 2010-08-30 | Kackley James R (President and COO) | Buy | 10,000 | 2.29 | 22,850 |
| 2010-08-27 | Quadracci Thomas A | Buy | 6,102 | 2.23 | 13,625 |
| 2010-08-26 | Williamson Mark C | Buy | 10,000 | 2.21 | 22,060 |
| 2010-08-26 | Quadracci Thomas A | Buy | 6,558 | 2.19 | 14,348 |
| 2010-08-23 | Potts Michael J (Executive Vice President) | Option Ex | 30,000 | 2.20 | 66,000 |
| 2010-06-30 | Verfuerth Neal R (Chief Executive Officer) | Option Ex | 20,000 | 2.20 | 44,000 |
| 2010-04-08 | Kackley James R (President and COO) | Option Ex | 20,000 | .75 | 15,000 |
| 2010-03-18 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Sale | 10,000 | 5.50 | 55,000 |
| 2010-03-18 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Option Ex | 10,000 | 1.50 | 15,000 |
| 2010-03-16 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Sale | 10,000 | 5.26 | 52,630 |
| 2010-03-16 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Option Ex | 10,000 | 1.50 | 15,000 |
| 2010-03-05 | Verfuerth Neal R (Chief Executive Officer) | Sale | 20,000 | 5.29 | 105,740 |
| 2010-03-05 | Verfuerth Patricia A (VP of Operations) | Sale | 20,000 | 5.29 | 105,740 |
| 2010-03-04 | Verfuerth Neal R (Chief Executive Officer) | Sale | 20,000 | 5.19 | 103,760 |
| 2010-03-04 | Verfuerth Patricia A (VP of Operations) | Sale | 20,000 | 5.19 | 103,760 |
| 2010-03-03 | Verfuerth Neal R (Chief Executive Officer) | Sale | 20,000 | 5.31 | 106,260 |
| 2010-03-03 | Verfuerth Patricia A (VP of Operations) | Sale | 20,000 | 5.31 | 106,260 |
| 2010-03-02 | Verfuerth Neal R (Chief Executive Officer) | Sale | 20,000 | 5.42 | 108,340 |
| 2010-03-02 | Verfuerth Patricia A (VP of Operations) | Sale | 20,000 | 5.42 | 108,340 |
| 2010-01-12 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Sale | 20,000 | 5.50 | 109,920 |
| 2010-01-12 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Option Ex | 20,000 | 1.50 | 30,000 |
| 2009-11-04 | Ralsky Stuart L (Senior VP - Human Resources) | Buy | 2,500 | 3.76 | 9,400 |
| 2009-10-29 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 79,968 | 3.88 | 309,876 |
| 2009-10-07 | Kackley James R (President and COO) | Option Ex | 48,000 | 1.48 | 70,800 |
| 2009-07-17 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 1,505 | 3.75 | 5,643 |
| 2009-07-16 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 800 | 3.75 | 3,000 |
| 2009-07-15 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 9,227 | 3.75 | 34,601 |
| 2009-07-01 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 7,900 | 3.76 | 29,704 |
| 2009-06-30 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 12,000 | 3.78 | 45,372 |
| 2009-06-29 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 1,600 | 3.75 | 6,000 |
| 2009-06-26 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 20,000 | 3.75 | 75,000 |
| 2009-06-11 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 9,325 | 3.50 | 32,637 |
| 2009-06-10 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 1,186 | 3.50 | 4,151 |
| 2009-06-09 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 18,500 | 3.50 | 64,750 |
| 2009-06-08 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 5,000 | 3.50 | 17,500 |
| 2009-06-05 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 489 | 3.50 | 1,711 |
| 2009-06-04 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 30,000 | 3.50 | 105,030 |
| 2009-06-03 | Waibel Daniel J (Pres. Asset Management Div.) | Sale | 2,500 | 3.50 | 8,750 |
| 2009-06-02 | Verfuerth Neal R (President and CEO) | Sale | 57,665 | 3.40 | 195,772 |
| 2009-06-02 | Verfuerth Neal R (President and CEO) | Option Ex | 57,665 | .81 | 46,823 |
| 2009-06-02 | Verfuerth Patricia A (VP of Operations) | Sale | 57,665 | 3.40 | 195,772 |
| 2009-06-02 | Verfuerth Patricia A (VP of Operations) | Option Ex | 57,665 | .81 | 46,823 |
| 2009-05-28 | Scribante John H (Sr. VP of Business Development) | Sale | 3,350 | 3.52 | 11,781 |
| 2009-05-28 | Scribante John H (Sr. VP of Business Development) | Option Ex | 3,350 | 2.50 | 8,375 |
| 2009-05-27 | Scribante John H (Sr. VP of Business Development) | Sale | 35,500 | 3.59 | 127,445 |
| 2009-05-27 | Scribante John H (Sr. VP of Business Development) | Option Ex | 31,500 | 2.38 | 74,812 |
| 2009-05-26 | Scribante John H (Sr. VP of Business Development) | Sale | 39,000 | 3.62 | 141,141 |
| 2009-05-26 | Scribante John H (Sr. VP of Business Development) | Option Ex | 33,000 | 2.25 | 74,250 |
| 2009-05-20 | Scribante John H (Sr. VP of Business Development) | Sale | 5,130 | 3.82 | 19,606 |
| 2009-05-20 | Scribante John H (Sr. VP of Business Development) | Option Ex | 3,130 | 2.25 | 7,042 |
| 2009-05-19 | Scribante John H (Sr. VP of Business Development) | Sale | 15,020 | 3.95 | 59,329 |
| 2009-05-19 | Scribante John H (Sr. VP of Business Development) | Option Ex | 7,020 | 2.25 | 15,795 |
| 2009-02-13 | Potts Michael J (Executive Vice President) | Option Ex | 573,651 | .81 | 465,804 |
| 2008-11-20 | Birkerts Erik G (Chief Operating Officer) | Sale | 600 | 3.01 | 1,805 |
| 2008-09-16 | Scribante John H (Sr. VP of Business Development) | Sale | 274,525 | 5.54 | 1,520,868 |
| 2008-09-16 | Scribante John H (Sr. VP of Business Development) | Option Ex | 98,000 | 2.33 | 228,634 |
| 2008-07-16 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Option Ex | 150,000 | 1.50 | 225,000 |
| 2008-06-30 | Scribante John H (Sr. VP of Business Development) | Sale | 1,000 | 10.00 | 10,000 |
| 2008-06-30 | Potts Michael J (Executive Vice President) | Sale | 4,367 | 10.00 | 43,670 |
| 2008-06-30 | Potts Michael J (Executive Vice President) | Option Ex | 4,367 | .69 | 3,000 |
| 2008-06-27 | Potts Michael J (Executive Vice President) | Sale | 2,200 | 10.00 | 22,000 |
| 2008-06-27 | Potts Michael J (Executive Vice President) | Option Ex | 2,200 | .69 | 1,511 |
| 2008-06-23 | Scribante John H (Sr. VP of Business Development) | Sale | 1,000 | 10.42 | 10,418 |
| 2008-06-23 | Potts Michael J (Executive Vice President) | Sale | 2,600 | 10.41 | 27,066 |
| 2008-06-23 | Potts Michael J (Executive Vice President) | Option Ex | 2,600 | .69 | 1,786 |
| 2008-06-17 | Potts Michael J (Executive Vice President) | Sale | 2,500 | 10.60 | 26,500 |
| 2008-06-17 | Potts Michael J (Executive Vice President) | Option Ex | 2,500 | .69 | 1,717 |
| 2008-06-16 | Scribante John H (Sr. VP of Business Development) | Sale | 1,000 | 10.11 | 10,110 |
| 2008-06-16 | Potts Michael J (Executive Vice President) | Sale | 5,000 | 10.11 | 50,550 |
| 2008-06-16 | Potts Michael J (Executive Vice President) | Option Ex | 5,000 | .69 | 3,435 |
| 2008-04-21 | Kackley James R (Director) | Option Ex | 30,000 | 1.48 | 44,250 |
| 2007-12-31 | Verfuerth Neal R (President and CEO) | Option Ex | 45,454 | 2.20 | 99,998 |
| 2007-12-31 | Verfuerth Patricia A (VP of Operations) | Option Ex | 45,454 | 2.20 | 99,998 |
| 2007-12-24 | Verfuerth Neal R (President and CEO) | Sale | 303,255 | 13.00 | 3,942,315 |
| 2007-12-24 | Quadracci Thomas A (Director) | Buy | 18,600 | 13.00 | 241,800 |
| 2007-12-24 | Propper De Callejon Diana (Director) | Sale | 1,009,091 | 13.00 | 13,118,183 |
| 2007-12-24 | Scribante John H (Sr. VP of Business Development) | Sale | 27,000 | 13.00 | 351,000 |
| 2007-12-24 | Olsen Richard J (VP of Technical Services) | Sale | 101,141 | 13.00 | 1,314,833 |
| 2007-12-24 | Verfuerth Patricia A (VP of Operations) | Sale | 303,255 | 13.00 | 3,942,315 |
| 2007-12-24 | Potts Michael J (Executive Vice President) | Sale | 80,698 | 13.00 | 1,049,074 |
| 2007-12-24 | Birkerts Erik G (Chief Operating Officer) | Buy | 3,000 | 13.00 | 39,000 |
| 2007-12-24 | Von Estorff Eric (VP, Gen Counsel and Secretary) | Sale | 10,000 | 13.00 | 130,000 |
| 2007-12-24 | Trotter Patrick J (Director) | Sale | 51,479 | 13.00 | 669,227 |
Insider trading activities including stock purchases, stock sales, and option exercises
of OESX listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Orion Energy Systems, Inc. (symbol OESX,
CIK number 1409375) see
the Securities and Exchange Commission (SEC) website.