Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of B. Riley Financial, Inc. (GAMR) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of B. Riley Financial, Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 1464790.
Total stock buying since 2014: $139,840,376.
Total stock sales since 2014: $7,663,104.
Total stock option exercises since 2014: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2023 | 561,652 | $21,318,841 | 61,609 | $1,253,619 | 585,000 | $0 |
| 2022 | 1,016,811 | $49,739,528 | 125,800 | $6,290,300 | 0 | $0 |
| 2021 | 416,487 | $23,428,854 | 0 | $0 | 0 | $0 |
| 2020 | 317,492 | $7,915,354 | 0 | $0 | 775,000 | $0 |
| 2019 | 169,283 | $3,009,994 | 0 | $0 | 0 | $0 |
| 2018 | 262,851 | $4,776,583 | 0 | $0 | 0 | $0 |
| 2017 | 130,895 | $2,151,561 | 7,730 | $119,185 | 0 | $0 |
| 2016 | 524,373 | $4,872,661 | 0 | $0 | 0 | $0 |
| 2014 | 86,677,000 | $22,627,000 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2023-12 | 20,000 | $404,400 | 0 | $0 | 0 | $0 |
| 2023-11 | 57,515 | $1,228,909 | 61,609 | $1,253,619 | 0 | $0 |
| 2023-08 | 25,000 | $1,182,775 | 0 | $0 | 0 | $0 |
| 2023-07 | 91,817 | $5,049,935 | 0 | $0 | 0 | $0 |
| 2023-06 | 6,199 | $234,985 | 0 | $0 | 0 | $0 |
| 2023-05 | 45,000 | $1,525,484 | 0 | $0 | 0 | $0 |
| 2023-03 | 107,448 | $3,458,589 | 0 | $0 | 0 | $0 |
| 2023-02 | 188,673 | $7,489,424 | 0 | $0 | 585,000 | $0 |
| 2023-01 | 20,000 | $744,340 | 0 | $0 | 0 | $0 |
| 2022-12 | 152,503 | $6,200,019 | 0 | $0 | 0 | $0 |
| 2022-11 | 2,600 | $111,376 | 0 | $0 | 0 | $0 |
| 2022-09 | 48,401 | $2,296,870 | 0 | $0 | 0 | $0 |
| 2022-08 | 115,000 | $5,805,535 | 0 | $0 | 0 | $0 |
| 2022-05 | 520,237 | $24,725,215 | 125,800 | $6,290,300 | 0 | $0 |
| 2022-03 | 84,312 | $5,080,195 | 0 | $0 | 0 | $0 |
| 2022-02 | 93,758 | $5,520,318 | 0 | $0 | 0 | $0 |
| 2021-12 | 1,722 | $129,444 | 0 | $0 | 0 | $0 |
| 2021-11 | 21,000 | $1,625,313 | 0 | $0 | 0 | $0 |
| 2021-09 | 20,000 | $1,208,665 | 0 | $0 | 0 | $0 |
| 2021-08 | 191,167 | $11,810,877 | 0 | $0 | 0 | $0 |
| 2021-06 | 1,200 | $79,274 | 0 | $0 | 0 | $0 |
| 2021-05 | 5,000 | $338,425 | 0 | $0 | 0 | $0 |
| 2021-01 | 176,398 | $8,236,856 | 0 | $0 | 0 | $0 |
| 2020-12 | 0 | $0 | 0 | $0 | 775,000 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2023-12-15 | Kelleher Thomas J /adv (Co-CEO) | Buy | 20,000 | 20.22 | 404,400 |
| 2023-11-17 | D Agostino Robert P | Buy | 5,000 | 21.23 | 106,145 |
| 2023-11-17 | Paulson Randall E | Buy | 10,000 | 21.23 | 212,290 |
| 2023-11-17 | Riley Bryant R (Chairman and Co-CEO) | Buy | 30,000 | 21.23 | 636,870 |
| 2023-11-13 | Moore Andrew (CEO B. Riley Securities, Inc.) | Sale | 61,609 | 20.35 | 1,253,619 |
| 2023-11-13 | Labran Renee E | Buy | 500 | 19.96 | 9,978 |
| 2023-11-13 | Antin Robert L | Buy | 10,000 | 20.36 | 203,600 |
| 2023-11-10 | Labran Renee E | Buy | 380 | 26.14 | 9,933 |
| 2023-11-09 | Brandt Tamara Sue | Buy | 1,635 | 30.64 | 50,093 |
| 2023-08-21 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 47.31 | 1,182,775 |
| 2023-07-26 | Kelleher Thomas J /adv (Co-CEO) | Buy | 9,090 | 55.00 | 499,950 |
| 2023-07-25 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 5,000 | 55.00 | 275,000 |
| 2023-07-25 | Paulson Randall E | Buy | 5,000 | 55.00 | 275,000 |
| 2023-07-25 | Riley Bryant R (Chairman and Co-CEO) | Buy | 72,727 | 55.00 | 3,999,985 |
| 2023-06-13 | Riley Bryant R (Chairman and Co-CEO) | Buy | 6,199 | 37.91 | 234,985 |
| 2023-05-16 | Riley Bryant R (Chairman and Co-CEO) | Buy | 20,000 | 32.95 | 659,060 |
| 2023-05-08 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 34.66 | 866,424 |
| 2023-03-17 | Young Kenneth M (President) | Buy | 2,485 | 31.46 | 78,180 |
| 2023-03-17 | Paulson Randall E (Director) | Buy | 10,000 | 29.90 | 298,990 |
| 2023-03-17 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 29.90 | 747,475 |
| 2023-03-17 | Antin Robert L (Director) | Buy | 15,000 | 29.87 | 447,990 |
| 2023-03-16 | Antin Robert L (Director) | Buy | 3,000 | 31.97 | 95,910 |
| 2023-03-15 | Paulson Randall E | Buy | 5,000 | 30.93 | 154,660 |
| 2023-03-15 | Riley Bryant R (Chairman and Co-CEO) | Buy | 12,963 | 29.87 | 387,217 |
| 2023-03-15 | Kelleher Thomas J /adv (Co-CEO) | Buy | 10,000 | 31.13 | 311,300 |
| 2023-03-10 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 5,000 | 33.25 | 166,265 |
| 2023-03-07 | Riley Bryant R (Chairman and Co-CEO) | Buy | 19,000 | 40.56 | 770,602 |
| 2023-02-24 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 10,000 | 36.78 | 367,770 |
| 2023-02-23 | Paulson Randall E | Buy | 10,000 | 36.85 | 368,500 |
| 2023-02-09 | D Agostino Robert P | Buy | 12,500 | 40.59 | 507,400 |
| 2023-02-09 | Labran Renee E | Buy | 250 | 39.97 | 9,992 |
| 2023-02-08 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 20,000 | 38.75 | 774,920 |
| 2023-02-08 | Moore Andrew (CEO B. Riley Securities, Inc.) | Option Ex | 85,000 | .00 | 0 |
| 2023-02-08 | Ahn Phillip J. (CFO & Chief Operating Officer) | Option Ex | 75,000 | .00 | 0 |
| 2023-02-08 | Forman Alan N (EVP, General Counsel, Sec) | Option Ex | 30,000 | .00 | 0 |
| 2023-02-08 | Young Kenneth M (President) | Option Ex | 75,000 | .00 | 0 |
| 2023-02-08 | Riley Bryant R (Chairman and Co-CEO) | Buy | 135,923 | 40.18 | 5,460,842 |
| 2023-02-08 | Riley Bryant R (Chairman and Co-CEO) | Option Ex | 150,000 | .00 | 0 |
| 2023-02-08 | Weitzman Howard (SVP, Chief Accounting Officer) | Option Ex | 20,000 | .00 | 0 |
| 2023-02-08 | Kelleher Thomas J /adv (Co-CEO) | Option Ex | 150,000 | .00 | 0 |
| 2023-01-09 | Paulson Randall E | Buy | 20,000 | 37.22 | 744,340 |
| 2022-12-29 | Riley Bryant R (Chairman and Co-CEO) | Buy | 20,541 | 33.82 | 694,655 |
| 2022-12-28 | Brandt Tamara Sue | Buy | 625 | 32.01 | 20,006 |
| 2022-12-28 | Riley Bryant R (Chairman and Co-CEO) | Buy | 6,023 | 31.29 | 188,459 |
| 2022-12-16 | Sheldon Michael Joseph | Buy | 10,026 | 39.86 | 399,626 |
| 2022-12-16 | Labran Renee E | Buy | 247 | 40.40 | 9,977 |
| 2022-12-15 | Riley Bryant R (Chairman and Co-CEO) | Buy | 24,715 | 40.34 | 996,904 |
| 2022-12-14 | Riley Bryant R (Chairman and Co-CEO) | Buy | 38,812 | 41.93 | 1,627,231 |
| 2022-12-05 | Riley Bryant R (Chairman and Co-CEO) | Buy | 50,000 | 43.92 | 2,196,050 |
| 2022-12-02 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,514 | 44.33 | 67,111 |
| 2022-11-30 | Paulson Randall E | Buy | 2,600 | 42.84 | 111,376 |
| 2022-09-16 | Paulson Randall E | Buy | 5,892 | 46.92 | 276,458 |
| 2022-09-16 | Riley Bryant R (Chairman and Co-CEO) | Buy | 8,509 | 46.83 | 398,450 |
| 2022-09-14 | Riley Bryant R (Chairman and Co-CEO) | Buy | 29,000 | 47.63 | 1,381,357 |
| 2022-09-07 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 5,000 | 48.12 | 240,605 |
| 2022-08-31 | Paulson Randall E | Buy | 25,000 | 49.76 | 1,243,900 |
| 2022-08-31 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 49.76 | 1,243,900 |
| 2022-08-30 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 49.17 | 1,229,350 |
| 2022-08-02 | Paulson Randall E | Buy | 15,000 | 52.33 | 785,010 |
| 2022-08-01 | Paulson Randall E | Buy | 25,000 | 52.13 | 1,303,375 |
| 2022-05-23 | Asher Daniel (10% Owner) | Buy | 17,200 | 49.60 | 853,085 |
| 2022-05-20 | Asher Daniel (10% Owner) | Buy | 18,800 | 50.09 | 941,673 |
| 2022-05-20 | Asher Daniel (10% Owner) | Sale | 125,500 | 50.00 | 6,275,000 |
| 2022-05-19 | Asher Daniel (10% Owner) | Buy | 1,200 | 49.95 | 59,940 |
| 2022-05-18 | Asher Daniel (10% Owner) | Buy | 21,200 | 50.42 | 1,068,904 |
| 2022-05-17 | Asher Daniel (10% Owner) | Buy | 6,000 | 49.41 | 296,430 |
| 2022-05-17 | Asher Daniel (10% Owner) | Sale | 300 | 51.00 | 15,300 |
| 2022-05-16 | Asher Daniel (10% Owner) | Buy | 5,290 | 49.09 | 259,701 |
| 2022-05-13 | Riley Bryant R (Chairman and Co-CEO) | Buy | 50,000 | 48.30 | 2,414,850 |
| 2022-05-11 | Riley Bryant R (Chairman and Co-CEO) | Buy | 16,296 | 45.70 | 744,792 |
| 2022-05-11 | Kelleher Thomas J /adv (Co-CEO) | Buy | 5,000 | 46.14 | 230,685 |
| 2022-05-10 | Riley Bryant R (Chairman and Co-CEO) | Buy | 50,000 | 46.13 | 2,306,500 |
| 2022-05-09 | Labran Renee E | Buy | 408 | 48.98 | 19,983 |
| 2022-05-09 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 48.70 | 1,217,500 |
| 2022-05-03 | Paulson Randall E | Buy | 10,000 | 48.46 | 484,590 |
| 2022-05-03 | Riley Bryant R (Chairman and Co-CEO) | Buy | 48,814 | 48.71 | 2,377,681 |
| 2022-05-02 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 10,000 | 45.94 | 459,380 |
| 2022-05-02 | Sheldon Michael Joseph | Buy | 10,000 | 47.68 | 476,790 |
| 2022-05-02 | Young Kenneth M (President) | Buy | 2,500 | 46.69 | 116,735 |
| 2022-05-02 | Paulson Randall E | Buy | 20,000 | 46.03 | 920,520 |
| 2022-05-02 | Riley Bryant R (Chairman and Co-CEO) | Buy | 192,529 | 46.85 | 9,020,176 |
| 2022-05-02 | Antin Robert L | Buy | 10,000 | 45.53 | 455,300 |
| 2022-03-09 | Riley Bryant R (Chairman and Co-CEO) | Buy | 30,000 | 62.83 | 1,884,990 |
| 2022-03-01 | Sheldon Michael Joseph | Buy | 8,430 | 59.51 | 501,694 |
| 2022-03-01 | Young Kenneth M (President) | Buy | 10,000 | 58.98 | 589,750 |
| 2022-03-01 | Labran Renee E | Buy | 340 | 58.53 | 19,898 |
| 2022-03-01 | Riley Bryant R (Chairman and Co-CEO) | Buy | 35,542 | 58.63 | 2,083,863 |
| 2022-02-28 | Paulson Randall E | Buy | 40,000 | 59.04 | 2,361,520 |
| 2022-02-28 | Riley Bryant R (Chairman and Co-CEO) | Buy | 49,458 | 58.77 | 2,906,646 |
| 2022-02-28 | Kelleher Thomas J /adv (Co-CEO) | Buy | 4,300 | 58.64 | 252,152 |
| 2021-12-06 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,722 | 75.17 | 129,444 |
| 2021-11-17 | Riley Bryant R (Chairman and Co-CEO) | Buy | 20,000 | 77.35 | 1,547,000 |
| 2021-11-03 | Young Kenneth M (President) | Buy | 1,000 | 78.31 | 78,313 |
| 2021-09-13 | Paulson Randall E | Buy | 15,000 | 60.51 | 907,665 |
| 2021-09-10 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 5,000 | 60.20 | 301,000 |
| 2021-08-19 | Paulson Randall E | Buy | 10,000 | 60.82 | 608,220 |
| 2021-08-19 | Riley Bryant R (Chairman and Co-CEO) | Buy | 135,000 | 60.60 | 8,181,675 |
| 2021-08-17 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 5,000 | 63.70 | 318,500 |
| 2021-08-17 | Riley Bryant R (Chairman and Co-CEO) | Buy | 15,000 | 63.59 | 953,895 |
| 2021-08-13 | Riley Bryant R (Chairman and Co-CEO) | Buy | 8,005 | 64.48 | 516,178 |
| 2021-08-11 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,359 | 67.68 | 91,973 |
| 2021-08-10 | Riley Bryant R (Chairman and Co-CEO) | Buy | 15,000 | 68.22 | 1,023,270 |
| 2021-08-04 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,803 | 64.98 | 117,166 |
| 2021-06-15 | Young Kenneth M (President) | Buy | 1,200 | 66.06 | 79,274 |
| 2021-05-06 | Moore Andrew (CEO B. Riley Securities, Inc.) | Buy | 5,000 | 67.69 | 338,425 |
| 2021-01-29 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,500 | 48.25 | 72,369 |
| 2021-01-28 | Riley Bryant R (Chairman and Co-CEO) | Buy | 6,791 | 48.71 | 330,816 |
| 2021-01-27 | Riley Bryant R (Chairman and Co-CEO) | Buy | 19,116 | 48.16 | 921,546 |
| 2021-01-26 | Riley Bryant R (Chairman and Co-CEO) | Buy | 4,093 | 48.56 | 198,768 |
| 2021-01-25 | Sheldon Michael Joseph | Buy | 2,089 | 48.95 | 102,256 |
| 2021-01-22 | Riley Bryant R (Chairman and Co-CEO) | Buy | 10,000 | 47.47 | 474,739 |
| 2021-01-13 | Young Kenneth M (President) | Buy | 1,600 | 46.00 | 73,600 |
| 2021-01-13 | Paulson Randall E | Buy | 10,000 | 46.00 | 460,000 |
| 2021-01-13 | Riley Bryant R (Chairman and Co-CEO) | Buy | 100,000 | 46.00 | 4,600,000 |
| 2021-01-13 | Kelleher Thomas J /adv (Co-CEO) | Buy | 10,000 | 46.00 | 460,000 |
| 2020-12-03 | Moore Andrew (CEO B. Riley Securities, Inc.) | Option Ex | 100,000 | .00 | 0 |
| 2020-12-03 | Ahn Phillip J. (CFO & Chief Operating Officer) | Option Ex | 100,000 | .00 | 0 |
| 2020-12-03 | Forman Alan N (EVP, General Counsel, Sec) | Option Ex | 50,000 | .00 | 0 |
| 2020-12-03 | Young Kenneth M (President) | Option Ex | 100,000 | .00 | 0 |
| 2020-12-03 | Riley Bryant R (Chairman and Co-CEO) | Option Ex | 200,000 | .00 | 0 |
| 2020-12-03 | Weitzman Howard (SVP, Chief Accounting Officer) | Option Ex | 25,000 | .00 | 0 |
| 2020-12-03 | Kelleher Thomas J /adv (Co-CEO) | Option Ex | 200,000 | .00 | 0 |
| 2020-11-19 | Riley Bryant R (Chairman and Co-CEO) | Buy | 15,000 | 32.53 | 487,979 |
| 2020-11-03 | Paulson Randall E | Buy | 40,000 | 26.65 | 1,066,000 |
| 2020-11-03 | Riley Bryant R (Chairman and Co-CEO) | Buy | 60,000 | 26.66 | 1,599,540 |
| 2020-09-08 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,224 | 25.59 | 31,327 |
| 2020-09-04 | Riley Bryant R (Chairman and Co-CEO) | Buy | 2,282 | 26.21 | 59,815 |
| 2020-09-02 | Riley Bryant R (Chairman and Co-CEO) | Buy | 17,800 | 27.15 | 483,270 |
| 2020-08-26 | Riley Bryant R (Chairman and Co-CEO) | Buy | 20,000 | 26.67 | 533,320 |
| 2020-08-07 | Paulson Randall E | Buy | 25,000 | 26.96 | 674,025 |
| 2020-08-06 | Young Kenneth M (President) | Buy | 1,000 | 27.28 | 27,280 |
| 2020-08-06 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,000 | 27.15 | 678,750 |
| 2020-06-10 | Riley Bryant R (Chairman and Co-CEO) | Buy | 10,689 | 22.74 | 243,089 |
| 2020-06-09 | Riley Bryant R (Chairman and Co-CEO) | Buy | 9,311 | 22.98 | 213,948 |
| 2020-06-03 | Riley Bryant R (Chairman and Co-CEO) | Buy | 40,000 | 20.81 | 832,280 |
| 2020-05-21 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,835 | 18.25 | 33,485 |
| 2020-03-20 | Antin Robert L | Buy | 2,000 | 18.65 | 37,300 |
| 2020-03-16 | Moore Andrew (CEO of B. Riley FBR, Inc.) | Buy | 6,000 | 18.08 | 108,468 |
| 2020-03-13 | Sheldon Michael Joseph | Buy | 5,327 | 18.91 | 100,733 |
| 2020-03-13 | Young Kenneth M (President) | Buy | 3,500 | 20.24 | 70,826 |
| 2020-03-13 | Williams Mikel H | Buy | 8,870 | 19.61 | 173,958 |
| 2020-03-11 | Ahn Phillip J. (CFO & Chief Operating Officer) | Buy | 4,000 | 20.21 | 80,852 |
| 2020-03-11 | Forman Alan N (EVP, General Counsel, Sec) | Buy | 4,000 | 20.19 | 80,764 |
| 2020-03-11 | Riley Bryant R (Chairman and Co-CEO) | Buy | 4,654 | 20.20 | 94,020 |
| 2020-03-11 | Kelleher Thomas J /adv (Co-CEO) | Buy | 5,000 | 20.19 | 100,955 |
| 2020-03-09 | Kelleher Thomas J /adv (Co-CEO) | Buy | 5,000 | 20.67 | 103,370 |
| 2019-08-14 | Riley Bryant R (Chairman and Co-CEO) | Buy | 8,269 | 20.09 | 166,107 |
| 2019-08-13 | Riley Bryant R (Chairman and Co-CEO) | Buy | 11,731 | 20.53 | 240,790 |
| 2019-05-09 | Riley Bryant R (Chairman and Co-CEO) | Buy | 25,516 | 19.28 | 491,846 |
| 2019-05-08 | Riley Bryant R (Chairman and Co-CEO) | Buy | 9,738 | 19.25 | 187,456 |
| 2019-05-07 | Riley Bryant R (Chairman and Co-CEO) | Buy | 4,975 | 19.00 | 94,525 |
| 2019-03-15 | Young Kenneth M (President) | Buy | 10,000 | 17.16 | 171,600 |
| 2019-03-14 | Moore Andrew (CEO of B. Riley FBR, Inc.) | Buy | 10,000 | 16.98 | 169,750 |
| 2019-03-14 | Kelleher Thomas J /adv (Co-CEO) | Buy | 10,000 | 16.75 | 167,510 |
| 2019-03-08 | Riley Bryant R (Chairman and Co-CEO) | Buy | 32,945 | 16.95 | 558,285 |
| 2019-03-07 | Riley Bryant R (Chairman and Co-CEO) | Buy | 13,945 | 16.93 | 236,047 |
| 2019-03-06 | Riley Bryant R (Chairman and Co-CEO) | Buy | 3,110 | 16.82 | 52,319 |
| 2019-02-22 | D Agostino Robert P | Buy | 679 | 16.63 | 11,292 |
| 2019-02-22 | Riley Bryant R (Chairman and Co-CEO) | Buy | 1,201 | 16.63 | 19,973 |
| 2019-02-21 | D Agostino Robert P | Buy | 7,662 | 16.30 | 124,859 |
| 2019-02-21 | Riley Bryant R (Chairman and Co-CEO) | Buy | 19,512 | 16.28 | 317,635 |
| 2018-12-10 | Riley Bryant R (Chairman and Co-CEO) | Buy | 17,320 | 17.15 | 297,020 |
| 2018-12-07 | Riley Bryant R (Chairman and Co-CEO) | Buy | 14,900 | 17.34 | 258,366 |
| 2018-08-09 | Sims Todd D. | Buy | 2,250 | 22.38 | 50,364 |
| 2018-03-16 | Riley Bryant R (Chairman and CEO) | Buy | 221,181 | 18.25 | 4,036,553 |
| 2018-03-13 | Riley Bryant R (Chairman and CEO) | Buy | 7,200 | 18.65 | 134,280 |
| 2017-12-01 | Riley Bryant R (Chairman and CEO) | Buy | 31,072 | 17.88 | 555,412 |
| 2017-11-30 | Riley Bryant R (Chairman and CEO) | Buy | 7,500 | 18.15 | 136,125 |
| 2017-11-20 | Riley Bryant R (Chairman and CEO) | Buy | 8,679 | 17.75 | 154,052 |
| 2017-11-17 | Riley Bryant R (Chairman and CEO) | Buy | 5,413 | 17.70 | 95,810 |
| 2017-11-16 | Riley Bryant R (Chairman and CEO) | Buy | 7,325 | 17.15 | 125,623 |
| 2017-06-15 | Riley Bryant R (Chairman and CEO) | Buy | 28,000 | 15.55 | 435,400 |
| 2017-06-02 | Riley Bryant R (Chairman and CEO) | Buy | 31,480 | 14.56 | 458,317 |
| 2017-06-02 | Kelleher Thomas J /adv (President) | Buy | 3,148 | 14.56 | 45,831 |
| 2017-05-22 | Asher Daniel (10% Owner) | Sale | 125 | 15.50 | 1,937 |
| 2017-04-25 | Asher Daniel (10% Owner) | Sale | 1,577 | 15.10 | 23,812 |
| 2017-03-16 | Sims Todd D. | Buy | 3,300 | 14.97 | 49,387 |
| 2017-03-14 | Asher Daniel (10% Owner) | Sale | 932 | 15.00 | 13,980 |
| 2017-03-13 | Asher Daniel (10% Owner) | Sale | 507 | 15.40 | 7,807 |
| 2017-03-10 | Asher Daniel (10% Owner) | Sale | 2,640 | 15.60 | 41,184 |
| 2017-03-03 | Asher Daniel (10% Owner) | Sale | 198 | 15.25 | 3,019 |
| 2017-03-02 | Asher Daniel (10% Owner) | Sale | 184 | 15.60 | 2,870 |
| 2017-03-01 | Asher Daniel (10% Owner) | Sale | 1,067 | 15.70 | 16,751 |
| 2017-02-28 | Asher Daniel (10% Owner) | Sale | 500 | 15.65 | 7,825 |
| 2017-02-22 | Asher Daniel (10% Owner) | Buy | 1,800 | 16.22 | 29,190 |
| 2017-01-27 | Asher Daniel (10% Owner) | Buy | 515 | 20.90 | 10,763 |
| 2017-01-25 | Asher Daniel (10% Owner) | Buy | 2,663 | 20.90 | 55,651 |
| 2016-07-19 | Asher Daniel (10% Owner) | Buy | 149,700 | 9.10 | 1,362,270 |
| 2016-07-14 | Asher Daniel | Buy | 95,210 | 9.07 | 863,364 |
| 2016-07-13 | Asher Daniel | Buy | 100 | 9.05 | 905 |
| 2016-07-07 | Asher Daniel | Buy | 3,275 | 8.86 | 29,016 |
| 2016-07-06 | Asher Daniel | Buy | 4,816 | 8.78 | 42,284 |
| 2016-07-05 | Asher Daniel | Buy | 3,800 | 8.92 | 33,896 |
| 2016-05-06 | Kelleher Thomas J /adv (President) | Buy | 18,000 | 9.50 | 171,000 |
| 2016-05-05 | Todaro Richard L | Buy | 10,000 | 9.50 | 95,000 |
| 2016-05-05 | Ahn Phillip J. (CFO &COO) | Buy | 4,000 | 9.50 | 38,000 |
| 2016-05-05 | Forman Alan N (EVP, General Counsel, Sec.) | Buy | 3,000 | 9.50 | 28,500 |
| 2016-05-05 | D Agostino Robert P | Buy | 40,000 | 9.50 | 380,000 |
| 2016-05-05 | Williams Mikel H | Buy | 40,000 | 9.50 | 380,000 |
| 2016-05-05 | Riley Bryant R (Chairman and CEO) | Buy | 152,372 | 9.50 | 1,447,534 |
| 2014-08-26 | Riley Bryant R (Chairman and CEO) | Buy | 500 | 8.00 | 4,000 |
| 2014-08-26 | Kelleher Thomas J /adv (President) | Buy | 500 | 8.00 | 4,000 |
| 2014-05-19 | Ahn Phillip J. (CFO & COO) | Buy | 300,000 | .25 | 75,000 |
| 2014-05-19 | Gumaer Andrew (Chairman & CEO) | Buy | 6,720,000 | .25 | 1,680,000 |
| 2014-05-19 | Carpenter Scott K (EVP, Retail Services) | Buy | 856,000 | .25 | 214,000 |
| 2014-05-19 | Hilton Hugh G | Buy | 200,000 | .25 | 50,000 |
| 2014-05-19 | Riley Bryant R (Chairman and CEO) | Buy | 200,000 | 5.00 | 1,000,000 |
| 2014-05-19 | Hart Matthew J | Buy | 200,000 | .25 | 50,000 |
| 2014-05-19 | Weitzman Howard (SVP, Chief Accounting Officer) | Buy | 200,000 | .25 | 50,000 |
| 2014-05-19 | Miller Lloyd I Iii (10% Owner) | Buy | 38,000,000 | .25 | 9,500,000 |
| 2014-05-19 | Elliott International, L.p. | Buy | 26,308,000 | .25 | 6,577,000 |
| 2014-05-19 | Elliott Associates, L.p. | Buy | 13,692,000 | .25 | 3,423,000 |
Insider trading activities including stock purchases, stock sales, and option exercises of GAMR listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of B. Riley Financial, Inc. (symbol GAMR, CIK number 1464790) see the Securities and Exchange Commission (SEC) website.