Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Xai Octagon Floating Rate & Alternative Income Trust (XFLT) since 2017 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Xai Octagon Floating Rate & Alternative Income Trust. Table 2 shows the detailed insider transactions. This company's CIK number is 1703079.
Total stock buying since 2017: $133,976,810.
Total stock sales since 2017: $554,960.
Total stock option exercises since 2017: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 5,000 | $31,990 | 0 | $0 | 0 | $0 |
| 2024 | 15,734 | $110,922 | 0 | $0 | 0 | $0 |
| 2023 | 14,228 | $98,404 | 0 | $0 | 0 | $0 |
| 2022 | 41,072 | $260,240 | 0 | $0 | 0 | $0 |
| 2021 | 43,788 | $372,365 | 11,100 | $101,010 | 0 | $0 |
| 2020 | 30,113 | $160,367 | 224 | $1,526 | 0 | $0 |
| 2019 | 16,708 | $135,735 | 0 | $0 | 0 | $0 |
| 2018 | 31,497 | $132,764,191 | 45,691 | $452,424 | 0 | $0 |
| 2017 | 4,320 | $42,596 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2025-02 | 5,000 | $31,990 | 0 | $0 | 0 | $0 |
| 2024-12 | 2,000 | $13,000 | 0 | $0 | 0 | $0 |
| 2024-05 | 13,734 | $97,922 | 0 | $0 | 0 | $0 |
| 2023-12 | 13,650 | $94,312 | 0 | $0 | 0 | $0 |
| 2023-11 | 578 | $4,092 | 0 | $0 | 0 | $0 |
| 2022-12 | 4,500 | $28,485 | 0 | $0 | 0 | $0 |
| 2022-11 | 30,100 | $196,168 | 0 | $0 | 0 | $0 |
| 2022-09 | 3,000 | $18,705 | 0 | $0 | 0 | $0 |
| 2022-08 | 3,000 | $12,885 | 0 | $0 | 0 | $0 |
| 2022-04 | 472 | $3,997 | 0 | $0 | 0 | $0 |
| 2021-12 | 4,000 | $34,140 | 11,100 | $101,010 | 0 | $0 |
| 2021-07 | 39,788 | $338,225 | 0 | $0 | 0 | $0 |
| 2020-03 | 28,592 | $147,902 | 224 | $1,526 | 0 | $0 |
| 2020-01 | 1,521 | $12,465 | 0 | $0 | 0 | $0 |
| 2019-04 | 1,200 | $10,466 | 0 | $0 | 0 | $0 |
| 2019-01 | 15,508 | $125,269 | 0 | $0 | 0 | $0 |
| 2018-12 | 2,800 | $20,636 | 0 | $0 | 0 | $0 |
| 2018-10 | 5,206 | $48,418 | 6,843 | $67,320 | 0 | $0 |
| 2018-09 | 11,945 | $118,081 | 22,820 | $225,033 | 0 | $0 |
| 2018-08 | 10,000 | $100,015 | 16,028 | $160,071 | 0 | $0 |
| 2018-03 | 929 | $132,471,025 | 0 | $0 | 0 | $0 |
| 2018-02 | 617 | $6,016 | 0 | $0 | 0 | $0 |
| 2017-12 | 1,920 | $18,116 | 0 | $0 | 0 | $0 |
| 2017-09 | 2,400 | $24,480 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-02-21 | Spence John Yogi (Vice President) | Buy | 2,000 | 6.38 | 12,760 |
| 2025-02-19 | Spence John Yogi (Vice President) | Buy | 3,000 | 6.41 | 19,230 |
| 2024-12-19 | Spence John Yogi (Other) | Buy | 2,000 | 6.50 | 13,000 |
| 2024-05-10 | Brombach Theodore J (President & CEO) | Buy | 3,450 | 7.13 | 24,598 |
| 2024-05-10 | Spence John Yogi (Other) | Buy | 3,450 | 7.13 | 24,598 |
| 2024-05-09 | Brombach Theodore J (President & CEO) | Buy | 3,417 | 7.13 | 24,363 |
| 2024-05-09 | Spence John Yogi (Other) | Buy | 3,417 | 7.13 | 24,363 |
| 2023-12-12 | Brombach Theodore J (President & CEO) | Buy | 825 | 7.05 | 5,816 |
| 2023-12-12 | Spence John Yogi (Other) | Buy | 825 | 7.05 | 5,816 |
| 2023-12-05 | Brombach Theodore J (President & CEO) | Buy | 6,000 | 6.89 | 41,340 |
| 2023-12-05 | Spence John Yogi (Other) | Buy | 6,000 | 6.89 | 41,340 |
| 2023-11-13 | Brombach Theodore J (President & CEO) | Buy | 289 | 7.08 | 2,046 |
| 2023-11-13 | Spence John Yogi (Other) | Buy | 289 | 7.08 | 2,046 |
| 2022-12-22 | Spence John Yogi (Other) | Buy | 2,500 | 6.33 | 15,825 |
| 2022-11-11 | Brombach Theodore J (President & CEO) | Buy | 3,050 | 6.67 | 20,343 |
| 2022-11-11 | Spence John Yogi (Other) | Buy | 3,050 | 6.67 | 20,343 |
| 2022-11-10 | Brombach Theodore J (President & CEO) | Buy | 2,000 | 6.64 | 13,280 |
| 2022-11-10 | Spence John Yogi (Other) | Buy | 2,000 | 6.64 | 13,280 |
| 2022-11-09 | Brombach Theodore J (President & CEO) | Buy | 2,000 | 6.54 | 13,090 |
| 2022-11-09 | Spence John Yogi (Other) | Buy | 2,000 | 6.54 | 13,090 |
| 2022-11-08 | Brombach Theodore J (President & CEO) | Buy | 4,000 | 6.46 | 25,828 |
| 2022-11-08 | Spence John Yogi (Other) | Buy | 4,000 | 6.46 | 25,828 |
| 2022-11-04 | Brombach Theodore J (President & CEO) | Buy | 3,588 | 6.39 | 22,927 |
| 2022-11-04 | Spence John Yogi (Other) | Buy | 3,588 | 6.39 | 22,927 |
| 2022-11-03 | Brombach Theodore J (President & CEO) | Buy | 412 | 6.35 | 2,616 |
| 2022-11-03 | Spence John Yogi (Other) | Buy | 412 | 6.35 | 2,616 |
| 2022-09-23 | Spence John Yogi (Other) | Buy | 3,000 | 6.24 | 18,705 |
| 2022-08-19 | Spence John Yogi (Other) | Buy | 3,000 | 4.29 | 12,885 |
| 2022-04-08 | Mcculloch Benjamin (Secretary & CLO) | Buy | 472 | 8.47 | 3,997 |
| 2021-12-20 | Spence John Yogi (Other) | Buy | 4,000 | 8.54 | 34,140 |
| 2021-12-08 | Mcgarrity John P (Other) | Sale | 11,100 | 9.10 | 101,010 |
| 2021-07-27 | Mcculloch Benjamin (Secretary & CLO) | Buy | 288 | 8.67 | 2,495 |
| 2021-07-21 | Brombach Theodore J (President & CEO) | Buy | 29,500 | 8.50 | 250,750 |
| 2021-07-21 | Spence John Yogi (Other) | Buy | 10,000 | 8.50 | 84,980 |
| 2020-03-24 | Franklin Philip G (Other) | Buy | 10,000 | 4.04 | 40,380 |
| 2020-03-20 | Gordon Andrew David | Buy | 2,050 | 4.89 | 10,024 |
| 2020-03-19 | Gordon Andrew David | Buy | 2,222 | 4.47 | 9,932 |
| 2020-03-18 | Brombach Theodore J (President & CEO) | Buy | 2,000 | 4.50 | 9,000 |
| 2020-03-16 | Spence John Yogi (Other) | Buy | 3,000 | 5.69 | 17,070 |
| 2020-03-16 | Mcgarrity John P (Chief Legal & Secretary) | Buy | 2,520 | 5.54 | 13,953 |
| 2020-03-12 | Spence John Yogi (Other) | Buy | 1,800 | 5.91 | 10,643 |
| 2020-03-10 | Jones Scott C (Other) | Sale | 224 | 6.82 | 1,526 |
| 2020-03-06 | Spence John Yogi (Other) | Buy | 5,000 | 7.38 | 36,900 |
| 2020-01-21 | Mcculloch Benjamin (Secretary & CLO) | Buy | 300 | 8.24 | 2,472 |
| 2020-01-10 | Brombach Theodore J (President&CEO) | Buy | 612 | 8.17 | 5,000 |
| 2020-01-09 | Brombach Theodore J (President&CEO) | Buy | 609 | 8.20 | 4,993 |
| 2019-04-03 | Dingens Gregory (Other) | Buy | 1,200 | 8.72 | 10,466 |
| 2019-01-18 | Jones Scott C (Other) | Buy | 3,008 | 8.31 | 24,996 |
| 2019-01-14 | Basmadjian Lauren Michelle | Buy | 8,066 | 7.99 | 64,447 |
| 2019-01-11 | Basmadjian Lauren Michelle | Buy | 4,434 | 8.08 | 35,826 |
| 2018-12-26 | Jones Scott C (Other) | Buy | 300 | 7.37 | 2,211 |
| 2018-12-21 | Spence John Yogi (CFO & Treasurer) | Buy | 2,500 | 7.37 | 18,425 |
| 2018-10-29 | Franklin Philip G (Other) | Buy | 3,206 | 9.21 | 29,520 |
| 2018-10-25 | Dingens Gregory (Other) | Buy | 2,000 | 9.45 | 18,898 |
| 2018-10-11 | Brombach Theodore J (President & CEO) | Sale | 100 | 9.88 | 988 |
| 2018-10-11 | Spence John Yogi (CFO & Treasurer) | Sale | 100 | 9.88 | 988 |
| 2018-10-10 | Brombach Theodore J (President & CEO) | Sale | 400 | 9.88 | 3,950 |
| 2018-10-10 | Spence John Yogi (CFO & Treasurer) | Sale | 400 | 9.88 | 3,950 |
| 2018-10-08 | Brombach Theodore J (President & CEO) | Sale | 100 | 9.80 | 980 |
| 2018-10-08 | Spence John Yogi (CFO & Treasurer) | Sale | 7 | 9.80 | 68 |
| 2018-10-05 | Spence John Yogi (CFO & Treasurer) | Sale | 100 | 9.80 | 980 |
| 2018-10-04 | Brombach Theodore J (President & CEO) | Sale | 100 | 9.83 | 983 |
| 2018-10-04 | Spence John Yogi (CFO & Treasurer) | Sale | 100 | 9.83 | 983 |
| 2018-10-03 | Brombach Theodore J (President & CEO) | Sale | 1,080 | 9.85 | 10,642 |
| 2018-10-03 | Spence John Yogi (CFO & Treasurer) | Sale | 1,080 | 9.85 | 10,642 |
| 2018-10-02 | Brombach Theodore J (President & CEO) | Sale | 600 | 9.82 | 5,890 |
| 2018-10-02 | Spence John Yogi (CFO & Treasurer) | Sale | 511 | 9.81 | 5,014 |
| 2018-10-01 | Brombach Theodore J (President & CEO) | Sale | 965 | 9.82 | 9,478 |
| 2018-10-01 | Spence John Yogi (CFO & Treasurer) | Sale | 1,200 | 9.82 | 11,784 |
| 2018-09-27 | Brombach Theodore J (President & CEO) | Sale | 700 | 9.82 | 6,872 |
| 2018-09-27 | Spence John Yogi (CFO & Treasurer) | Sale | 700 | 9.82 | 6,874 |
| 2018-09-26 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.80 | 2,940 |
| 2018-09-26 | Spence John Yogi (CFO & Treasurer) | Sale | 400 | 9.80 | 3,920 |
| 2018-09-25 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.82 | 2,946 |
| 2018-09-25 | Spence John Yogi (CFO & Treasurer) | Sale | 200 | 9.82 | 1,964 |
| 2018-09-20 | Brombach Theodore J (President & CEO) | Sale | 200 | 9.80 | 1,960 |
| 2018-09-20 | Spence John Yogi (CFO & Treasurer) | Sale | 200 | 9.80 | 1,961 |
| 2018-09-19 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.82 | 2,946 |
| 2018-09-19 | Spence John Yogi (CFO & Treasurer) | Sale | 400 | 9.82 | 3,929 |
| 2018-09-18 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.83 | 2,949 |
| 2018-09-18 | Spence John Yogi (CFO & Treasurer) | Sale | 300 | 9.83 | 2,949 |
| 2018-09-17 | Brombach Theodore J (President & CEO) | Sale | 200 | 9.81 | 1,963 |
| 2018-09-17 | Spence John Yogi (CFO & Treasurer) | Sale | 200 | 9.81 | 1,963 |
| 2018-09-14 | Brombach Theodore J (President & CEO) | Sale | 900 | 9.87 | 8,883 |
| 2018-09-13 | Brombach Theodore J (President & CEO) | Sale | 2,900 | 9.87 | 28,625 |
| 2018-09-13 | Spence John Yogi (CFO & Treasurer) | Sale | 2,820 | 9.87 | 27,827 |
| 2018-09-12 | Brombach Theodore J (President & CEO) | Sale | 1,000 | 9.87 | 9,871 |
| 2018-09-12 | Spence John Yogi (CFO & Treasurer) | Sale | 1,100 | 9.83 | 10,815 |
| 2018-09-12 | Cupps Danielle (Other) | Buy | 4,055 | 9.88 | 40,051 |
| 2018-09-11 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.87 | 2,960 |
| 2018-09-11 | Spence John Yogi (CFO & Treasurer) | Sale | 300 | 9.87 | 2,960 |
| 2018-09-11 | Cupps Danielle (Other) | Buy | 2,000 | 9.91 | 19,820 |
| 2018-09-10 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.87 | 2,960 |
| 2018-09-10 | Spence John Yogi (CFO & Treasurer) | Sale | 300 | 9.87 | 2,960 |
| 2018-09-10 | Cupps Danielle (Other) | Buy | 3,945 | 9.88 | 38,984 |
| 2018-09-07 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.85 | 2,955 |
| 2018-09-07 | Spence John Yogi (CFO & Treasurer) | Sale | 300 | 9.85 | 2,955 |
| 2018-09-06 | Brombach Theodore J (President & CEO) | Sale | 1,000 | 9.88 | 9,883 |
| 2018-09-06 | Spence John Yogi (CFO & Treasurer) | Sale | 1,000 | 9.89 | 9,894 |
| 2018-09-05 | Brombach Theodore J (President & CEO) | Sale | 300 | 9.86 | 2,958 |
| 2018-09-05 | Spence John Yogi (CFO & Treasurer) | Sale | 300 | 9.87 | 2,960 |
| 2018-09-04 | Brombach Theodore J (President & CEO) | Sale | 2,600 | 9.89 | 25,703 |
| 2018-09-04 | Spence John Yogi (CFO & Treasurer) | Sale | 2,400 | 9.89 | 23,728 |
| 2018-08-31 | Brombach Theodore J (President & CEO) | Sale | 1,100 | 9.96 | 10,950 |
| 2018-08-31 | Spence John Yogi (CFO & Treasurer) | Sale | 1,198 | 9.96 | 11,929 |
| 2018-08-30 | Brombach Theodore J (President & CEO) | Sale | 3,690 | 10.02 | 36,966 |
| 2018-08-30 | Spence John Yogi (CFO & Treasurer) | Sale | 3,900 | 10.01 | 39,046 |
| 2018-08-30 | Cupps Danielle (Other) | Buy | 5,000 | 10.03 | 50,125 |
| 2018-08-29 | Brombach Theodore J (President & CEO) | Sale | 1,760 | 9.99 | 17,578 |
| 2018-08-29 | Spence John Yogi (CFO & Treasurer) | Sale | 1,280 | 9.98 | 12,773 |
| 2018-08-29 | Cupps Danielle (Other) | Buy | 5,000 | 9.98 | 49,890 |
| 2018-08-28 | Brombach Theodore J (President & CEO) | Sale | 1,600 | 9.95 | 15,913 |
| 2018-08-28 | Spence John Yogi (CFO & Treasurer) | Sale | 1,500 | 9.94 | 14,916 |
| 2018-03-20 | Brombach Theodore J (President & CEO) | Buy | 300 | 441,550.00 | 132,465,000 |
| 2018-03-20 | Spence John Yogi (CFO & Treasurer) | Buy | 270 | 9.58 | 2,586 |
| 2018-03-20 | Mcgarrity John P (Chief Legal & Secretary) | Buy | 359 | 9.58 | 3,439 |
| 2018-02-07 | Spence John Yogi (CFO & Treasurer) | Buy | 265 | 9.75 | 2,584 |
| 2018-02-07 | Mcgarrity John P (Chief Legal & Secretary) | Buy | 352 | 9.75 | 3,432 |
| 2017-12-29 | Spence John Yogi (CFO & Treasurer) | Buy | 700 | 9.39 | 6,573 |
| 2017-12-29 | Mcgarrity John P (Chief Legal & Secretary) | Buy | 720 | 9.43 | 6,788 |
| 2017-12-22 | Spence John Yogi (CFO & Treasurer) | Buy | 500 | 9.51 | 4,755 |
| 2017-09-28 | Jones Scott C (Other) | Buy | 2,400 | 10.20 | 24,480 |
Insider trading activities including stock purchases, stock sales, and option exercises of XFLT listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Xai Octagon Floating Rate & Alternative Income Trust (symbol XFLT, CIK number 1703079) see the Securities and Exchange Commission (SEC) website.