Insider Trading activities of Capital Southwest Corp insiders.

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capital Southwest Corp since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Capital Southwest Corp since year 2005. Table 2 shows the detailed insider transactions of Capital Southwest Corp since 2005. The reporting company's ticker symbol is CSWC. The reporting company's CIK number is 17313.
The total value of stock buying since 2005 is $6,599,573.
The total value of stock sales since 2005 is $27,850,879.
The total value of stock option exercises since 2005 is $12,460,640.


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Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Capital Southwest Corp (CSWC).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2018-08 794 $15,093 0 $0 50,000 $576,500
2018-06 0 $0 0 $0 14,613 $163,329
2018-03 3,000 $51,300 0 $0 0 $0
2018-02 3,750 $61,356 0 $0 0 $0
2017-12 2,000 $33,326 0 $0 0 $0
2017-11 1,880 $31,905 0 $0 0 $0
2017-08 0 $0 156,881 $2,716,893 0 $0
2017-07 0 $0 2,500 $40,525 0 $0
2017-06 8,100 $131,906 3,000 $48,242 0 $0
2017-05 0 $0 1,500 $24,089 0 $0
2017-04 0 $0 10,664 $181,030 0 $0
2017-03 10,400 $166,212 16,302 $270,440 45,271 $505,993
2017-01 0 $0 87,783 $1,470,690 0 $0
2016-12 3,000 $47,460 0 $0 0 $0
2016-11 109,725 $101,885 0 $0 0 $0
2016-09 15,102 $224,674 0 $0 0 $0
2016-06 13,561 $190,070 0 $0 0 $0
2016-03 2,000 $28,140 0 $0 5,974 $43,968
2016-02 5,000 $70,180 0 $0 0 $0
2016-01 98,275 $1,382,103 0 $0 0 $0
2015-12 1,900 $26,850 0 $0 0 $0
2015-11 7,870 $112,670 0 $0 0 $0
2015-08 1,850 $87,724 0 $0 0 $0
2015-06 0 $0 1,100 $54,725 0 $0
2015-05 2,388 $121,808 18,100 $926,415 18,000 $383,000
2015-03 220 $10,775 22,000 $1,065,041 22,000 $641,286
2015-01 300 $12,825 120,000 $5,164,560 0 $0
2014-12 4,780 $187,080 0 $0 0 $0
2014-09 0 $0 0 $0 3,200 $76,640
2014-08 0 $0 0 $0 1,000 $23,950
2014-06 4,502 $158,854 2,000 $70,620 0 $0
2014-05 5,000 $175,450 0 $0 0 $0
2014-03 4,000 $140,508 0 $0 16,388 $365,155
2014-02 3,000 $103,109 70,000 $2,375,544 109,000 $3,107,127
2014-01 1,500 $52,665 0 $0 0 $0
2013-12 1,000 $95,790 2,060 $71,673 0 $0
2013-06 0 $0 4,700 $656,323 4,900 $459,020
2013-05 250 $28,862 858 $108,490 0 $0
2013-03 0 $0 5,023 $621,445 8,923 $745,655
2013-02 0 $0 900 $104,400 0 $0
2012-12 0 $0 4,218 $447,980 0 $0
2012-11 285 $30,778 0 $0 0 $0
2012-10 400 $43,771 0 $0 300 $28,737
2012-06 0 $0 12,750 $1,300,336 0 $0
2012-05 0 $0 17,590 $1,667,105 34,890 $2,989,291
2012-02 0 $0 10,000 $909,666 0 $0
2011-08 0 $0 4,000 $353,049 1,500 $98,550
2010-12 0 $0 0 $0 10,618 $693,822
2010-08 0 $0 14,436 $1,321,622 782 $51,377
2010-06 0 $0 1,434 $133,269 0 $0
2009-11 0 $0 10,000 $766,900 0 $0
2009-09 2,150 $166,508 0 $0 0 $0
2009-08 500 $37,500 0 $0 0 $0
2009-06 0 $0 19,000 $1,384,564 0 $0
2009-05 200 $14,000 0 $0 0 $0
2008-11 1,000 $73,000 0 $0 0 $0
2008-06 1,700 $197,019 0 $0 0 $0
2008-03 1,000 $103,500 0 $0 0 $0
2008-02 1,300 $149,500 0 $0 0 $0
2007-08 7,000 $858,069 0 $0 0 $0
2007-05 0 $0 5,300 $896,805 3,100 $231,390
2007-02 3,000 $390,390 0 $0 0 $0
2006-12 0 $0 3,500 $467,775 3,500 $229,950
2006-11 0 $0 6,800 $846,962 7,800 $525,900
2006-10 1,000 $120,000 0 $0 0 $0
2006-06 1,900 $189,673 8,000 $775,120 8,000 $520,000
2006-05 2,066 $198,651 0 $0 0 $0
2006-03 0 $0 322 $31,556 0 $0
2006-02 1,000 $94,000 3,178 $306,455 0 $0
2005-08 1,000 $82,634 3,000 $270,570 0 $0

Table 2. Detailed insider stock purchases, sales, and option exercises of Capital Southwest Corp insiders (CSWC)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2018-08-21 Battist Christine Buy 794 19.01 15,093
2018-08-15 Diehl Bowen S (President and CEO) Option Ex 50,000 11.53 576,500
2018-06-20 Diehl Bowen S (President and CEO) Option Ex 14,613 11.18 163,329
2018-03-23 Wilson John H Buy 3,000 17.10 51,300
2018-02-09 Sarner Michael Scott (Chief Financial Officer) Buy 700 16.24 11,367
2018-02-08 Morgan Thomas Duane Buy 3,050 16.39 49,989
2017-12-28 Brooks David R Buy 2,000 16.66 33,326
2017-11-21 Kelley Douglas M. (Sr. VP, Managing Director) Buy 380 16.87 6,410
2017-11-13 Kelley Douglas M. (Sr. VP, Managing Director) Buy 1,500 17.00 25,495
2017-08-28 Rothenberg Michael (10% Owner) Sale 2,723 17.40 47,379
2017-08-25 Rothenberg Michael (10% Owner) Sale 100,888 17.32 1,746,975
2017-07-31 Armes Joseph B Sale 500 16.31 8,156
2017-07-24 Armes Joseph B Sale 500 16.27 8,135
2017-07-17 Armes Joseph B Sale 500 16.14 8,068
2017-07-10 Armes Joseph B Sale 500 16.18 8,092
2017-07-03 Armes Joseph B Sale 500 16.15 8,074
2017-06-28 Wilson John H Buy 5,000 16.30 81,500
2017-06-26 Armes Joseph B Sale 500 16.22 8,108
2017-06-19 Armes Joseph B Sale 500 16.14 8,069
2017-06-12 Armes Joseph B Sale 500 16.10 8,050
2017-06-07 Morgan Thomas Duane Buy 3,100 16.26 50,406
2017-06-05 Armes Joseph B Sale 500 16.03 8,015
2017-06-01 Armes Joseph B Sale 1,000 16.00 16,000
2017-05-15 Armes Joseph B Sale 500 16.00 8,000
2017-05-08 Armes Joseph B Sale 500 16.03 8,015
2017-05-01 Armes Joseph B Sale 500 16.15 8,074
2017-04-24 Armes Joseph B Sale 500 16.01 8,005
2017-04-10 Rothenberg Michael (10% Owner) Sale 200 17.02 3,404
2017-04-05 Rothenberg Michael (10% Owner) Sale 3,004 16.95 50,916
2017-04-04 Rothenberg Michael (10% Owner) Sale 472 16.92 7,984
2017-04-03 Rothenberg Michael (10% Owner) Sale 3,100 17.11 53,046
2017-03-31 Rothenberg Michael (10% Owner) Sale 800 16.84 13,472
2017-03-29 Rothenberg Michael (10% Owner) Sale 400 16.84 6,736
2017-03-14 Brooks David R Buy 10,400 15.98 166,212
2017-03-10 Armes Joseph B Sale 800 16.52 13,216
2017-03-09 Armes Joseph B Sale 5,200 16.50 85,805
2017-03-08 Diehl Bowen S (President and CEO) Option Ex 45,271 11.18 505,993
2017-03-03 Armes Joseph B Sale 8,502 16.60 141,107
2017-01-13 Rothenberg Michael (10% Owner) Sale 200 16.73 3,346
2017-01-06 Rothenberg Michael (10% Owner) Sale 10,886 16.80 182,894
2017-01-04 Rothenberg Michael (10% Owner) Sale 47,436 16.74 794,220
2016-12-14 Brooks David R Buy 3,000 15.82 47,460
2016-11-15 Sarner Michael Scott (Chief Financial Officer) Buy 34,500 .00 0
2016-11-15 Kelley Douglas M. (Sr. VP, Managing Director) Buy 20,000 .00 0
2016-11-15 Diehl Bowen S (President and CEO) Buy 43,125 .00 0
2016-11-15 Ashbaugh William M (Sr. VP, Managing Director) Buy 5,000 .00 0
2016-11-10 Morgan Thomas Duane Buy 7,100 14.35 101,885
2016-09-15 Furst Jack D Buy 5,400 14.90 80,460
2016-09-14 Furst Jack D Buy 900 14.90 13,410
2016-09-13 Furst Jack D Buy 2,700 14.90 40,230
2016-09-09 Furst Jack D Buy 2,600 14.89 38,714
2016-09-08 Furst Jack D Buy 1,500 14.84 22,260
2016-09-07 Kelley Douglas M. (Sr. VP, Managing Director) Buy 102 14.89 1,518
2016-09-07 Furst Jack D Buy 1,900 14.78 28,082
2016-06-24 Kelley Douglas M. (Sr. VP, Managing Director) Buy 1,775 13.92 24,708
2016-06-24 Brooks David R Buy 4,000 14.00 56,000
2016-06-24 Morgan Thomas Duane Buy 1,000 14.03 14,030
2016-06-23 Sarner Michael Scott (Chief Financial Officer) Buy 4,986 14.12 70,402
2016-06-17 Sarner Michael Scott (Chief Financial Officer) Buy 1,800 13.85 24,930
2016-03-21 Ashbaugh William M (Senior Vice President) Option Ex 5,974 7.36 43,968
2016-03-18 Wilson John H Buy 2,000 14.07 28,140
2016-02-18 Kelley Douglas M. (Sr. VP & Managing Director) Buy 5,000 14.04 70,180
2016-01-15 Rothenberg Michael (10% Owner) Buy 1,100 13.72 15,092
2016-01-14 Rothenberg Michael (10% Owner) Buy 6,700 13.90 93,130
2016-01-13 Rothenberg Michael (10% Owner) Buy 59,186 14.03 830,379
2016-01-12 Rothenberg Michael (10% Owner) Buy 24,989 14.18 354,219
2016-01-11 Rothenberg Michael (10% Owner) Buy 500 14.12 7,060
2016-01-08 Rothenberg Michael (10% Owner) Buy 1,700 14.24 24,208
2016-01-07 Rothenberg Michael (10% Owner) Buy 4,100 14.15 58,015
2015-12-17 Wilson John H Buy 800 14.12 11,296
2015-12-15 Brooks David R Buy 1,100 14.14 15,554
2015-11-20 Kelley Douglas M. (Sr. VP & Managing Director) Buy 7,000 14.28 99,960
2015-11-12 Morgan Thomas Duane Buy 870 14.61 12,710
2015-08-24 Wilson John H Buy 550 45.06 24,783
2015-08-11 Armes Joseph B (President and CEO) Buy 1,000 48.51 48,508
2015-08-11 Morgan Thomas Duane Buy 300 48.11 14,433
2015-06-05 Golden Matthew Bailey (Vice President) Sale 1,100 49.75 54,725
2015-05-29 Kelley Douglas M. (Sr. VP & Managing Director) Buy 13 50.35 654
2015-05-28 Golden Matthew Bailey (Vice President) Sale 100 50.50 5,050
2015-05-26 Ashbaugh William M (Senior Vice President) Sale 3,433 51.03 175,172
2015-05-26 Ashbaugh William M (Senior Vice President) Option Ex 3,433 19.18 65,844
2015-05-22 Ashbaugh William M (Senior Vice President) Sale 650 51.05 33,184
2015-05-22 Ashbaugh William M (Senior Vice President) Option Ex 650 19.18 12,467
2015-05-21 Ashbaugh William M (Senior Vice President) Sale 9,809 51.11 501,328
2015-05-21 Ashbaugh William M (Senior Vice President) Option Ex 9,809 21.27 208,686
2015-05-20 Ashbaugh William M (Senior Vice President) Sale 4,108 51.53 211,681
2015-05-20 Ashbaugh William M (Senior Vice President) Option Ex 4,108 23.37 96,003
2015-05-15 Furst Jack D Buy 2,100 51.43 108,009
2015-05-06 Morgan Thomas Duane Buy 275 47.80 13,145
2015-03-20 Ashbaugh William M (Senior Vice President) Sale 3,700 48.34 178,846
2015-03-20 Ashbaugh William M (Senior Vice President) Option Ex 3,700 26.52 98,142
2015-03-19 Ashbaugh William M (Senior Vice President) Sale 18,300 48.43 886,195
2015-03-19 Ashbaugh William M (Senior Vice President) Option Ex 18,300 29.68 543,144
2015-03-02 Ligon Samuel B Buy 220 48.98 10,775
2015-01-27 Thomas William R Iii Sale 120,000 43.04 5,164,560
2015-01-27 Ligon Samuel B Buy 300 42.75 12,825
2014-12-16 Wilson John H Buy 650 39.50 25,675
2014-12-15 Morgan Thomas Duane Buy 1,250 39.71 49,632
2014-12-08 Armes Joseph B (President and CEO) Buy 2,500 38.78 96,954
2014-12-05 Ligon Samuel B Buy 380 39.00 14,819
2014-09-18 Schwertner Ray D. (Vice President) Option Ex 3,200 23.95 76,640
2014-08-06 Schwertner Ray D. (Vice President) Option Ex 1,000 23.95 23,950
2014-06-23 Golden Matthew Bailey (Vice President) Buy 1,500 35.36 53,040
2014-06-23 Schwertner Ray D. (Vice President) Sale 2,000 35.31 70,620
2014-06-05 Armes Joseph B (President and CEO) Buy 1,200 35.24 42,294
2014-06-04 Armes Joseph B (President and CEO) Buy 1,802 35.25 63,520
2014-05-20 Diehl Bowen S (SVP, CIO) Buy 5,000 35.09 175,450
2014-03-24 Diehl Bowen S (SVP and CIO) Buy 1,427 35.41 50,530
2014-03-21 Diehl Bowen S (SVP and CIO) Buy 1,473 35.06 51,643
2014-03-19 Diehl Bowen S (SVP and CIO) Buy 1,100 34.85 38,335
2014-03-14 Schwertner Ray D. (Vice President) Option Ex 2,000 23.95 47,900
2014-03-03 Neblett Glenn M. (Vice President) Option Ex 14,388 22.05 317,255
2014-02-19 Martin Gary L Option Ex 39,000 21.57 841,230
2014-02-18 Martin Gary L Sale 23,519 34.20 804,349
2014-02-18 Martin Gary L Option Ex 23,519 32.37 761,310
2014-02-14 Martin Gary L Sale 1,149 33.86 38,905
2014-02-14 Martin Gary L Option Ex 1,149 32.37 37,193
2014-02-13 Martin Gary L Sale 3,610 33.89 122,342
2014-02-13 Martin Gary L Option Ex 3,610 32.37 116,855
2014-02-12 Martin Gary L Sale 34,942 33.76 1,179,641
2014-02-12 Martin Gary L Option Ex 34,942 32.37 1,131,072
2014-02-11 Martin Gary L Sale 5,106 33.95 173,348
2014-02-11 Martin Gary L Option Ex 5,106 32.37 165,281
2014-02-06 Martin Gary L Sale 1,174 34.02 39,939
2014-02-06 Martin Gary L Option Ex 1,174 32.37 38,002
2014-02-05 Martin Gary L Sale 500 34.04 17,020
2014-02-05 Martin Gary L Option Ex 500 32.37 16,184
2014-02-03 Armes Joseph B (President and CEO) Buy 3,000 34.37 103,109
2014-01-31 Brooks David R Buy 1,500 35.11 52,665
2013-12-19 Schwertner Ray D. (Vice President) Buy 1,000 95.79 95,790
2013-12-19 Schwertner Ray D. (Vice President) Sale 2,060 34.79 71,673
2013-06-20 Schwertner Ray D. (Vice President) Option Ex 400 95.79 38,316
2013-06-12 Ashbaugh William M (Senior Vice President) Sale 384 139.65 53,625
2013-06-12 Ashbaugh William M (Senior Vice President) Option Ex 384 93.49 35,900
2013-06-11 Ashbaugh William M (Senior Vice President) Sale 1,094 138.47 151,486
2013-06-11 Ashbaugh William M (Senior Vice President) Option Ex 1,094 93.49 102,278
2013-06-10 Ashbaugh William M (Senior Vice President) Sale 1,222 138.56 169,320
2013-06-10 Ashbaugh William M (Senior Vice President) Option Ex 1,222 93.49 114,244
2013-06-07 Ashbaugh William M (Senior Vice President) Sale 400 140.23 56,091
2013-06-07 Ashbaugh William M (Senior Vice President) Option Ex 400 93.49 37,396
2013-06-06 Schwertner Ray D. (Vice President) Sale 125 142.50 17,812
2013-06-06 Ashbaugh William M (Senior Vice President) Sale 1,400 140.93 197,302
2013-06-06 Ashbaugh William M (Senior Vice President) Option Ex 1,400 93.49 130,886
2013-06-04 Schwertner Ray D. (Vice President) Sale 75 142.50 10,687
2013-05-20 Schwertner Ray D. (Vice President) Sale 200 137.10 27,420
2013-05-07 Schwertner Ray D. (Vice President) Sale 259 123.94 32,100
2013-05-06 Schwertner Ray D. (Vice President) Sale 399 122.73 48,970
2013-05-02 Morgan Thomas Duane Buy 250 115.45 28,862
2013-03-21 Schwertner Ray D. (Vice President) Sale 200 119.20 23,840
2013-03-19 Schwertner Ray D. (Vice President) Option Ex 250 95.79 23,947
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Insider trading activities including stock purchases, stock sales, and option exercises of CSWC listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Capital Southwest Corp (symbol CSWC, CIK number 17313) see the Securities and Exchange Commission (SEC) website.