Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Cathay General Bancorp (CATY) since 2002 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Cathay General Bancorp. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 861842.
Total stock buying since 2002: $905,185.
Total stock sales since 2002: $80,090,918.
Total stock option exercises since 2002: $14,039,128.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 0 | $0 | 56,406 | $2,657,839 | 114,303 | $0 |
| 2024 | 0 | $0 | 121,921 | $5,885,248 | 73,068 | $0 |
| 2023 | 6,100 | $213,500 | 11,000 | $450,544 | 223,179 | $0 |
| 2022 | 0 | $0 | 124,000 | $5,512,290 | 95,099 | $0 |
| 2021 | 0 | $0 | 34,975 | $1,372,202 | 42,384 | $0 |
| 2020 | 23,400 | $655,500 | 40,892 | $1,242,132 | 193,694 | $0 |
| 2019 | 0 | $0 | 65,682 | $2,459,692 | 144,669 | $0 |
| 2018 | 500 | $18,725 | 186,004 | $7,760,224 | 167,731 | $351,320 |
| 2017 | 0 | $0 | 365,771 | $14,386,224 | 296,659 | $245,385 |
| 2016 | 2,000 | $17,460 | 591,310 | $19,785,315 | 383,782 | $8,856,528 |
| 2015 | 0 | $0 | 593,773 | $18,579,208 | 205,638 | $4,585,895 |
| 2002 | 0 | $0 | 0 | $0 | 11,010 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2018-03-01 | Cheng Dunson K (Executive Chairman) | Option Ex | 27,868 | .00 | 0 |
| 2018-02-15 | Chan Kelly L (Director) | Option Ex | 3,500 | 23.37 | 81,795 |
| 2018-02-13 | Cheng Dunson K (Executive Chairman) | Sale | 25,000 | 41.53 | 1,038,325 |
| 2018-02-02 | Bingham Kim R (EVP - Chief Risk Officer) | Sale | 3,800 | 44.71 | 169,905 |
| 2018-02-02 | Wu Peter (Vice Chairman) | Sale | 33,045 | 44.36 | 1,465,876 |
| 2018-01-22 | Liu Ting Y (Director) | Option Ex | 3,500 | .00 | 0 |
| 2018-01-19 | Poon Joseph C H (Director) | Option Ex | 3,500 | 23.37 | 81,795 |
| 2018-01-10 | Chung Nelson (Director) | Option Ex | 3,500 | 23.37 | 81,795 |
| 2018-01-02 | Tai Pin (CEO & President) | Option Ex | 12,261 | .00 | 0 |
| 2018-01-02 | Bingham Kim R (EVP - Chief Risk Officer) | Option Ex | 9,558 | .00 | 0 |
| 2018-01-02 | Chow Donald Sang (EVP) | Option Ex | 9,921 | .00 | 0 |
| 2018-01-02 | Chen Heng W (EVP/CFO) | Option Ex | 13,777 | .00 | 0 |
| 2018-01-02 | Wong Irwin (SEVP, Chief Operating Officer) | Option Ex | 10,546 | .00 | 0 |
| 2018-01-02 | Cheng Dunson K (Executive Chairman) | Option Ex | 39,554 | .00 | 0 |
| 2017-12-11 | Cheng Dunson K (Executive Chairman) | Sale | 50,000 | 42.45 | 2,122,350 |
| 2017-11-28 | Wong Irwin (SEVP, Chief Operating Officer) | Sale | 10,000 | 43.10 | 431,000 |
| 2017-11-20 | Wong Irwin (SEVP, Chief Operating Officer) | Sale | 6,059 | 42.00 | 254,478 |
| 2017-06-08 | Tang Anthony M (Vice Chairman) | Sale | 50,000 | 38.01 | 1,900,500 |
| 2017-04-17 | Chiu Thomas C T (Director) | Option Ex | 3,500 | 23.37 | 81,795 |
| 2017-03-07 | Lee Patrick (Director) | Sale | 3,500 | 39.17 | 137,109 |
| 2017-03-07 | Lee Patrick (Director) | Option Ex | 3,500 | 23.37 | 81,795 |
| 2017-03-07 | Cheng Dunson K (Executive Chairman) | Sale | 17,555 | 39.27 | 689,455 |
| 2017-03-06 | Cheng Dunson K (Executive Chairman) | Sale | 20,000 | 39.25 | 784,920 |
| 2017-03-03 | Cheng Dunson K (Executive Chairman) | Sale | 20,000 | 39.50 | 789,920 |
| 2017-03-02 | Cheng Dunson K (Executive Chairman) | Sale | 1,417 | 40.08 | 56,791 |
| 2017-03-01 | Cheng Dunson K (Executive Chairman) | Sale | 40,000 | 40.65 | 1,625,880 |
| 2017-02-17 | Tai Pin (CEO & President) | Option Ex | 28,674 | .00 | 0 |
| 2017-02-17 | Bingham Kim R (EVP - Chief Risk Officer) | Sale | 10,000 | 39.50 | 395,000 |
| 2017-02-17 | Bingham Kim R (EVP - Chief Risk Officer) | Option Ex | 26,067 | .00 | 0 |
| 2017-02-17 | Chow Donald Sang (EVP, Chief Credit Officer) | Option Ex | 26,067 | .00 | 0 |
| 2017-02-17 | Chen Heng W (EVP/CFO) | Option Ex | 39,100 | .00 | 0 |
| 2017-02-17 | Wu Peter (Vice Chairman) | Option Ex | 46,921 | .00 | 0 |
| 2017-02-17 | Wong Irwin (SEVP, Chief Operating Officer) | Option Ex | 15,057 | .00 | 0 |
| 2017-02-17 | Cheng Dunson K (Executive Chairman) | Option Ex | 104,273 | .00 | 0 |
| 2017-02-16 | Liu Ting Y (Director) | Sale | 13,000 | 39.04 | 507,520 |
| 2017-02-16 | Cheng Dunson K (Executive Chairman) | Sale | 24,240 | 38.93 | 943,566 |
| 2017-02-14 | Tang Anthony M (Vice Chairman) | Sale | 15,000 | 38.90 | 583,455 |
| 2017-02-13 | Tang Anthony M (Vice Chairman) | Sale | 25,000 | 38.63 | 965,800 |
| 2017-02-10 | Tang Anthony M (Vice Chairman) | Sale | 10,000 | 38.25 | 382,500 |
| 2017-02-10 | Chang Michael M Y (Director) | Option Ex | 3,500 | 23.37 | 81,795 |
| 2017-02-01 | Wu Peter (Vice Chairman) | Sale | 20,000 | 36.42 | 728,340 |
| 2017-01-31 | Wu Peter (Vice Chairman) | Sale | 10,000 | 36.22 | 362,220 |
| 2017-01-30 | Wu Peter (Vice Chairman) | Sale | 20,000 | 36.27 | 725,420 |
| 2016-12-05 | Tang Anthony M (Vice Chairman) | Sale | 32,340 | 36.03 | 1,165,145 |
| 2016-12-05 | Cheng Dunson K (Executive Chairman) | Sale | 60,000 | 36.07 | 2,164,380 |
| 2016-12-05 | Cheng Dunson K (Executive Chairman) | Option Ex | 60,000 | 23.37 | 1,402,200 |
| 2016-12-01 | Cheng Dunson K (Executive Chairman) | Sale | 20,000 | 35.51 | 710,180 |
| 2016-12-01 | Cheng Dunson K (Executive Chairman) | Option Ex | 20,000 | 23.37 | 467,400 |
| 2016-11-30 | Cheng Dunson K (Executive Chairman) | Sale | 10,000 | 35.32 | 353,240 |
| 2016-11-30 | Cheng Dunson K (Executive Chairman) | Option Ex | 10,000 | 23.37 | 233,700 |
| 2016-11-29 | Cheng Dunson K (Executive Chairman) | Sale | 30,000 | 35.38 | 1,061,310 |
| 2016-11-29 | Cheng Dunson K (Executive Chairman) | Option Ex | 30,000 | 23.37 | 701,100 |
| 2016-11-28 | Cheng Dunson K (Executive Chairman) | Sale | 20,000 | 35.82 | 716,480 |
| 2016-11-28 | Cheng Dunson K (Executive Chairman) | Option Ex | 20,000 | 23.37 | 467,400 |
| 2016-11-25 | Cheng Dunson K (Executive Chairman) | Sale | 24,970 | 36.21 | 904,138 |
| 2016-11-25 | Cheng Dunson K (Executive Chairman) | Option Ex | 24,970 | 23.37 | 583,548 |
| 2016-11-23 | Cheng Dunson K (Executive Chairman) | Sale | 50,000 | 35.87 | 1,793,600 |
| 2016-11-23 | Cheng Dunson K (Executive Chairman) | Option Ex | 50,000 | 23.37 | 1,168,500 |
| 2016-11-22 | Cheng Dunson K (Executive Chairman) | Sale | 20,000 | 35.71 | 714,120 |
| 2016-11-22 | Cheng Dunson K (Executive Chairman) | Option Ex | 20,000 | 23.37 | 467,400 |
| 2016-11-21 | Cheng Dunson K (Executive Chairman) | Sale | 20,000 | 35.54 | 710,720 |
| 2016-11-21 | Cheng Dunson K (Executive Chairman) | Option Ex | 20,000 | 23.37 | 467,400 |
| 2016-11-18 | Cheng Dunson K (Executive Chairman) | Sale | 22,500 | 35.71 | 803,497 |
| 2016-11-18 | Cheng Dunson K (Executive Chairman) | Option Ex | 22,500 | 23.37 | 525,825 |
| 2016-11-17 | Cheng Dunson K (Executive Chairman) | Sale | 5,000 | 35.18 | 175,895 |
| 2016-11-17 | Cheng Dunson K (Executive Chairman) | Option Ex | 5,000 | 23.37 | 116,850 |
| 2016-11-16 | Chen Heng W (EVP/CFO) | Sale | 10,000 | 35.04 | 350,420 |
| 2016-11-16 | Chen Heng W (EVP/CFO) | Option Ex | 10,000 | 23.37 | 233,700 |
| 2016-11-16 | Cheng Dunson K (Executive Chairman) | Sale | 7,500 | 35.01 | 262,537 |
| 2016-11-16 | Cheng Dunson K (Executive Chairman) | Option Ex | 7,500 | 23.37 | 175,275 |
| 2016-11-15 | Chen Heng W (EVP/CFO) | Sale | 22,000 | 35.23 | 775,170 |
| 2016-11-15 | Chen Heng W (EVP/CFO) | Option Ex | 22,000 | 23.37 | 514,140 |
| 2016-11-15 | Cheng Dunson K (Executive Chairman) | Sale | 5,000 | 35.26 | 176,315 |
| 2016-11-15 | Cheng Dunson K (Executive Chairman) | Option Ex | 5,000 | 23.37 | 116,850 |
| 2016-11-14 | Chen Heng W (EVP/CFO) | Sale | 12,000 | 35.19 | 422,268 |
| 2016-11-14 | Chen Heng W (EVP/CFO) | Option Ex | 12,000 | 23.37 | 280,440 |
| 2016-08-30 | Wu Peter (Vice Chairman) | Sale | 30,000 | 31.30 | 939,030 |
| 2016-03-14 | Tai Pin (President, Cathay Bank) | Option Ex | 1,095 | .00 | 0 |
| 2016-03-14 | Bingham Kim R (EVP - Chief Risk Officer) | Option Ex | 2,035 | .00 | 0 |
| 2016-03-14 | Chen Heng W (EVP/CFO) | Option Ex | 861 | .00 | 0 |
| 2016-03-14 | Wong Irwin (SEVP, Chief Operating Officer) | Option Ex | 821 | .00 | 0 |
| 2016-03-09 | Tang Anthony M (Vice Chairman) | Sale | 50,000 | 27.79 | 1,389,350 |
| 2016-03-04 | Chan Kelly L (Director) | Buy | 2,000 | 8.73 | 17,460 |
| 2016-02-16 | Tang Anthony M (Vice Chairman) | Sale | 100,000 | 27.55 | 2,754,600 |
| 2015-11-24 | Wu Peter (Vice Chairman) | Sale | 42,230 | 34.32 | 1,449,164 |
| 2015-11-24 | Wu Peter (Vice Chairman) | Option Ex | 42,230 | 23.37 | 986,915 |
| 2015-11-18 | Tai Pin (President, Cathay Bank) | Sale | 25,000 | 34.00 | 850,000 |
| 2015-11-18 | Tai Pin (President, Cathay Bank) | Option Ex | 25,000 | 23.37 | 584,250 |
| 2015-10-28 | Tang Anthony M (Vice Chairman) | Sale | 129,688 | 31.56 | 4,093,212 |
| 2015-08-05 | Wu Peter (Vice Chairman) | Sale | 10,000 | 32.66 | 326,569 |
| 2015-08-05 | Wu Peter (Vice Chairman) | Option Ex | 10,000 | 23.37 | 233,700 |
| 2015-08-05 | Tang Anthony M (Vice Chairman) | Sale | 44,000 | 32.86 | 1,445,928 |
| 2015-08-05 | Tang Anthony M (Vice Chairman) | Option Ex | 44,000 | 23.37 | 1,028,280 |
| 2015-08-04 | Wu Peter (Vice Chairman) | Sale | 20,000 | 32.58 | 651,560 |
| 2015-08-04 | Wu Peter (Vice Chairman) | Option Ex | 20,000 | 23.37 | 467,400 |
| 2015-06-05 | Bingham Kim R (EVP - Chief Risk Officer) | Sale | 35,000 | 31.73 | 1,110,515 |
| 2015-06-05 | Bingham Kim R (EVP - Chief Risk Officer) | Option Ex | 35,000 | 23.37 | 817,950 |
| 2015-06-03 | Wong Irwin (SEVP, Chief Operating Officer) | Sale | 20,000 | 31.00 | 620,000 |
| 2015-06-03 | Wong Irwin (SEVP, Chief Operating Officer) | Option Ex | 20,000 | 23.37 | 467,400 |
| 2015-05-21 | Tang Anthony M (Vice Chairman) | Sale | 250,000 | 30.21 | 7,553,250 |
| 2015-05-18 | Tai Pin (President, Cathay Bank) | Option Ex | 1,454 | .00 | 0 |
| 2015-05-13 | Tai Pin (President, Cathay Bank) | Sale | 4,000 | 29.50 | 118,000 |
| 2015-04-15 | Tai Pin (President, Cathay Bank) | Option Ex | 3,973 | .00 | 0 |
| 2015-03-16 | Tai Pin (EVP, CLO, Cathay Bank) | Option Ex | 3,981 | .00 | 0 |
| 2015-03-03 | Wu Peter (Vice Chairman) | Sale | 6,500 | 26.12 | 169,780 |
| 2015-02-27 | Tai Pin (EVP, CLO, Cathay Bank) | Sale | 7,355 | 26.00 | 191,230 |
| 2002-02-17 | Wong Irwin (SEVP, Chief Operating Officer) | Option Ex | 11,010 | .00 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises of CATY listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Cathay General Bancorp (symbol CATY, CIK number 861842) see the Securities and Exchange Commission (SEC) website.