Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Herzfeld Caribbean Basin Fund Inc (CUBA) since 2005 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Herzfeld Caribbean Basin Fund Inc. Table 2 shows the detailed insider transactions. This company's CIK number is 880406.
Total stock buying since 2005: $70,350,491.
Total stock sales since 2005: $6,349,809.
Total stock option exercises since 2005: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 304,185 | $880,065 | 0 | $0 | 0 | $0 |
| 2022 | 1,000 | $3,850 | 105,963 | $527,906 | 0 | $0 |
| 2021 | 1,970 | $12,095 | 131,221 | $906,838 | 0 | $0 |
| 2020 | 69,381 | $279,171 | 186,791 | $598,987 | 0 | $0 |
| 2019 | 17,025 | $86,072 | 0 | $0 | 0 | $0 |
| 2018 | 136,306 | $900,089 | 0 | $0 | 0 | $0 |
| 2017 | 104,373 | $724,753 | 0 | $0 | 0 | $0 |
| 2016 | 570 | $3,863 | 0 | $0 | 0 | $0 |
| 2014 | 0 | $0 | 286,600 | $3,618,300 | 0 | $0 |
| 2013 | 8,275 | $65,116 | 0 | $0 | 0 | $0 |
| 2012 | 21,765 | $67,201,947 | 0 | $0 | 0 | $0 |
| 2011 | 24,026 | $149,681 | 0 | $0 | 0 | $0 |
| 2007 | 700 | $8,527 | 0 | $0 | 0 | $0 |
| 2006 | 4,404 | $32,138 | 50,051 | $697,778 | 0 | $0 |
| 2005 | 571 | $3,124 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2025-04 | 3,781 | $9,583 | 0 | $0 | 0 | $0 |
| 2025-03 | 300,404 | $870,482 | 0 | $0 | 0 | $0 |
| 2022-11 | 0 | $0 | 105,963 | $527,906 | 0 | $0 |
| 2022-06 | 1,000 | $3,850 | 0 | $0 | 0 | $0 |
| 2021-11 | 0 | $0 | 81,421 | $568,399 | 0 | $0 |
| 2021-07 | 1,970 | $12,095 | 0 | $0 | 0 | $0 |
| 2021-03 | 0 | $0 | 49,800 | $338,439 | 0 | $0 |
| 2020-04 | 0 | $0 | 67,180 | $224,915 | 0 | $0 |
| 2020-03 | 69,381 | $279,171 | 119,611 | $374,072 | 0 | $0 |
| 2019-06 | 1,025 | $6,344 | 0 | $0 | 0 | $0 |
| 2019-01 | 16,000 | $79,728 | 0 | $0 | 0 | $0 |
| 2018-10 | 53,500 | $310,640 | 0 | $0 | 0 | $0 |
| 2018-06 | 10,000 | $66,900 | 0 | $0 | 0 | $0 |
| 2018-04 | 15,000 | $105,315 | 0 | $0 | 0 | $0 |
| 2018-03 | 18,606 | $132,475 | 0 | $0 | 0 | $0 |
| 2018-02 | 80 | $582 | 0 | $0 | 0 | $0 |
| 2018-01 | 39,120 | $284,177 | 0 | $0 | 0 | $0 |
| 2017-12 | 45,090 | $318,295 | 0 | $0 | 0 | $0 |
| 2017-11 | 16,620 | $116,961 | 0 | $0 | 0 | $0 |
| 2017-10 | 1,000 | $7,230 | 0 | $0 | 0 | $0 |
| 2017-05 | 7,069 | $49,876 | 0 | $0 | 0 | $0 |
| 2017-04 | 18,106 | $125,295 | 0 | $0 | 0 | $0 |
| 2017-03 | 507 | $3,509 | 0 | $0 | 0 | $0 |
| 2017-01 | 15,981 | $103,587 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-04-07 | Herzfeld Thomas J | Buy | 1,706 | 2.40 | 4,089 |
| 2025-04-01 | Herzfeld Brigitta Suzanne | Buy | 1,294 | 2.65 | 3,426 |
| 2025-04-01 | Herzfeld Thomas J | Buy | 781 | 2.65 | 2,068 |
| 2025-03-31 | Herzfeld Brigitta Suzanne | Buy | 607 | 2.59 | 1,572 |
| 2025-03-31 | Herzfeld Thomas J | Buy | 470 | 2.59 | 1,217 |
| 2025-03-28 | Herzfeld Brigitta Suzanne | Buy | 322 | 2.61 | 840 |
| 2025-03-28 | Herzfeld Thomas J | Buy | 394 | 2.61 | 1,028 |
| 2025-03-25 | Herzfeld Brigitta Suzanne | Buy | 1,691 | 2.70 | 4,564 |
| 2025-03-25 | Herzfeld Thomas J | Buy | 2,150 | 2.70 | 5,802 |
| 2025-03-24 | Paylor Ryan M | Buy | 20,000 | 2.69 | 53,780 |
| 2025-03-24 | Herzfeld Brigitta Suzanne | Buy | 815 | 2.69 | 2,191 |
| 2025-03-24 | Herzfeld Thomas J | Buy | 1,674 | 2.70 | 4,513 |
| 2025-03-14 | Herzfeld Brigitta Suzanne | Buy | 1,430 | 2.64 | 3,775 |
| 2025-03-14 | Herzfeld Thomas J | Buy | 987 | 2.64 | 2,605 |
| 2025-03-13 | Herzfeld Brigitta Suzanne | Buy | 336 | 2.61 | 876 |
| 2025-03-13 | Herzfeld Thomas J | Buy | 2,504 | 2.61 | 6,534 |
| 2025-03-12 | Herzfeld Brigitta Suzanne | Buy | 2,462 | 2.65 | 6,519 |
| 2025-03-12 | Herzfeld Thomas J | Buy | 14,594 | 2.65 | 38,644 |
| 2025-03-11 | Herzfeld Brigitta Suzanne | Buy | 123 | 2.60 | 319 |
| 2025-03-11 | Herzfeld Thomas J | Buy | 877 | 2.59 | 2,271 |
| 2025-03-10 | Herzfeld Brigitta Suzanne | Buy | 2,243 | 25.57 | 57,353 |
| 2025-03-10 | Herzfeld Thomas J | Buy | 1,625 | 2.57 | 4,176 |
| 2025-03-07 | Herzfeld Brigitta Suzanne | Buy | 385 | 2.59 | 997 |
| 2025-03-07 | Herzfeld Erik Mervin (President) | Buy | 95,999 | 2.60 | 249,597 |
| 2025-03-07 | Herzfeld Thomas J | Buy | 1,067 | 2.59 | 2,764 |
| 2025-03-06 | Paylor Ryan M | Buy | 139 | 2.58 | 359 |
| 2025-03-06 | Gelety John A | Buy | 1,500 | 2.58 | 3,870 |
| 2025-03-06 | Herzfeld Brigitta Suzanne | Buy | 1,721 | 25.84 | 44,477 |
| 2025-03-06 | Herzfeld Erik Mervin (President) | Buy | 77,976 | 2.59 | 202,191 |
| 2025-03-06 | Herzfeld Thomas J | Buy | 3,563 | 2.59 | 9,228 |
| 2025-03-05 | Paylor Ryan M | Buy | 379 | 2.54 | 963 |
| 2025-03-05 | Gelety John A | Buy | 1,500 | 2.50 | 3,750 |
| 2025-03-05 | Herzfeld Brigitta Suzanne | Buy | 11,377 | 2.54 | 28,920 |
| 2025-03-05 | Herzfeld Thomas J | Buy | 10,766 | 2.56 | 27,539 |
| 2025-03-04 | Herzfeld Brigitta Suzanne | Buy | 13,759 | 2.48 | 34,053 |
| 2025-03-04 | Herzfeld Thomas J | Buy | 16,420 | 2.47 | 40,606 |
| 2022-11-14 | Paylor Ryan M | Sale | 615 | 4.98 | 3,063 |
| 2022-11-14 | Herzfeld Erik Mervin (President) | Sale | 33,365 | 4.98 | 166,224 |
| 2022-11-14 | Herzfeld Thomas J | Sale | 71,983 | 4.98 | 358,619 |
| 2022-06-17 | Gondor Cecilia L | Buy | 1,000 | 3.85 | 3,850 |
| 2021-11-12 | Paylor Ryan M | Sale | 543 | 6.98 | 3,790 |
| 2021-11-12 | Herzfeld Erik Mervin (President) | Sale | 30,472 | 6.98 | 212,725 |
| 2021-11-12 | Herzfeld Thomas J | Sale | 50,406 | 6.98 | 351,884 |
| 2021-07-08 | Paylor Ryan M | Buy | 1,970 | 6.14 | 12,095 |
| 2021-03-10 | Paylor Ryan M | Sale | 266 | 6.80 | 1,807 |
| 2021-03-10 | Herzfeld Erik Mervin (President) | Sale | 3,765 | 6.80 | 25,586 |
| 2021-03-10 | Herzfeld Thomas J | Sale | 45,769 | 6.80 | 311,046 |
| 2020-04-17 | Goldstein Phillip (10% Owner) | Sale | 1,589 | 3.55 | 5,640 |
| 2020-04-09 | Goldstein Phillip (10% Owner) | Sale | 5,177 | 3.65 | 18,890 |
| 2020-04-08 | Goldstein Phillip (10% Owner) | Sale | 5,000 | 3.50 | 17,500 |
| 2020-04-07 | Goldstein Phillip (10% Owner) | Sale | 25,000 | 3.36 | 83,950 |
| 2020-04-06 | Goldstein Phillip (10% Owner) | Sale | 18,714 | 3.14 | 58,687 |
| 2020-04-01 | Goldstein Phillip (10% Owner) | Sale | 11,700 | 3.44 | 40,248 |
| 2020-03-31 | Goldstein Phillip (10% Owner) | Buy | 5,365 | 3.55 | 19,045 |
| 2020-03-30 | Goldstein Phillip (10% Owner) | Sale | 2,316 | 3.50 | 8,106 |
| 2020-03-27 | Goldstein Phillip (10% Owner) | Sale | 410 | 3.46 | 1,419 |
| 2020-03-26 | Goldstein Phillip (10% Owner) | Sale | 12,645 | 3.56 | 44,990 |
| 2020-03-25 | Goldstein Phillip (10% Owner) | Sale | 30,002 | 3.32 | 99,516 |
| 2020-03-24 | Goldstein Phillip (10% Owner) | Sale | 35,000 | 3.01 | 105,349 |
| 2020-03-23 | Herzfeld Thomas J | Buy | 4,153 | 2.58 | 10,702 |
| 2020-03-20 | Goldstein Phillip (10% Owner) | Sale | 5,000 | 3.00 | 15,000 |
| 2020-03-19 | Gondor Cecilia L | Buy | 3,000 | 2.75 | 8,250 |
| 2020-03-19 | Goldstein Phillip (10% Owner) | Sale | 30,000 | 2.82 | 84,540 |
| 2020-03-18 | Goldstein Phillip (10% Owner) | Sale | 608 | 3.25 | 1,976 |
| 2020-03-17 | Goldstein Phillip (10% Owner) | Sale | 3,630 | 3.63 | 13,176 |
| 2020-03-16 | Herzfeld Thomas J | Buy | 12,658 | 3.95 | 49,999 |
| 2020-03-13 | Herzfeld Erik Mervin (President) | Buy | 4,000 | 4.08 | 16,324 |
| 2020-03-13 | Herzfeld Thomas J | Buy | 14,000 | 4.08 | 57,134 |
| 2020-03-12 | Herzfeld Erik Mervin (President) | Buy | 6,205 | 4.05 | 25,117 |
| 2020-03-11 | Herzfeld Erik Mervin (President) | Buy | 20,000 | 4.63 | 92,600 |
| 2019-06-07 | Gondor Cecilia L | Buy | 1,000 | 6.19 | 6,190 |
| 2019-06-06 | Gondor Cecilia L | Buy | 25 | 6.18 | 154 |
| 2019-01-03 | Herzfeld Thomas J | Buy | 10,400 | 4.99 | 51,896 |
| 2019-01-02 | Herzfeld Thomas J | Buy | 5,600 | 4.97 | 27,832 |
| 2018-10-24 | Herzfeld Erik Mervin (President) | Buy | 30,000 | 5.78 | 173,400 |
| 2018-10-23 | Herzfeld Erik Mervin (President) | Buy | 3,500 | 5.84 | 20,440 |
| 2018-10-23 | Herzfeld Thomas J | Buy | 20,000 | 5.84 | 116,800 |
| 2018-06-25 | Herzfeld Thomas J | Buy | 10,000 | 6.69 | 66,900 |
| 2018-04-23 | Herzfeld Thomas J | Buy | 5,000 | 7.08 | 35,425 |
| 2018-04-04 | Herzfeld Erik Mervin (President) | Buy | 5,000 | 6.99 | 34,945 |
| 2018-04-04 | Herzfeld Thomas J | Buy | 5,000 | 6.99 | 34,945 |
| 2018-03-22 | Herzfeld Thomas J | Buy | 5,000 | 7.09 | 35,450 |
| 2018-03-21 | Herzfeld Thomas J | Buy | 2,506 | 7.18 | 17,993 |
| 2018-03-19 | Herzfeld Thomas J | Buy | 11,100 | 7.12 | 79,032 |
| 2018-02-28 | Herzfeld Thomas J | Buy | 80 | 7.28 | 582 |
| 2018-01-18 | Herzfeld Thomas J | Buy | 10,000 | 7.41 | 74,080 |
| 2018-01-16 | Herzfeld Thomas J | Buy | 420 | 7.37 | 3,095 |
| 2018-01-11 | Herzfeld Thomas J | Buy | 7,800 | 7.20 | 56,160 |
| 2018-01-10 | Herzfeld Thomas J | Buy | 1,700 | 7.21 | 12,258 |
| 2018-01-09 | Herzfeld Thomas J | Buy | 4,000 | 7.23 | 28,932 |
| 2018-01-08 | Herzfeld Thomas J | Buy | 9,800 | 7.25 | 71,059 |
| 2018-01-05 | Herzfeld Thomas J | Buy | 100 | 7.21 | 721 |
| 2018-01-03 | Herzfeld Thomas J | Buy | 1,200 | 7.21 | 8,652 |
| 2018-01-02 | Herzfeld Thomas J | Buy | 4,100 | 7.13 | 29,220 |
| 2017-12-29 | Herzfeld Thomas J | Buy | 13,990 | 7.15 | 99,972 |
| 2017-12-21 | Herzfeld Erik Mervin (President) | Buy | 10,000 | 7.10 | 70,990 |
| 2017-12-08 | Herzfeld Erik Mervin (President) | Buy | 1,100 | 7.03 | 7,733 |
| 2017-12-06 | Herzfeld Erik Mervin (President) | Buy | 20,000 | 6.98 | 139,600 |
| 2017-11-29 | Herzfeld Thomas J | Buy | 9,500 | 7.05 | 67,013 |
| 2017-11-28 | Herzfeld Thomas J | Buy | 6,510 | 7.02 | 45,700 |
| 2017-11-27 | Herzfeld Thomas J | Buy | 610 | 6.96 | 4,248 |
| 2017-10-02 | Gondor Cecilia L | Buy | 1,000 | 7.23 | 7,230 |
| 2017-05-24 | Herzfeld Thomas J | Buy | 3,000 | 6.99 | 20,970 |
| 2017-05-19 | Herzfeld Thomas J | Buy | 399 | 6.97 | 2,781 |
| 2017-05-17 | Herzfeld Thomas J | Buy | 1,670 | 7.10 | 11,857 |
| 2017-05-16 | Herzfeld Thomas J | Buy | 2,000 | 7.13 | 14,268 |
| 2017-04-17 | Herzfeld Thomas J | Buy | 3,036 | 6.90 | 20,948 |
| 2017-04-07 | Herzfeld Thomas J | Buy | 70 | 6.97 | 487 |
| 2017-04-06 | Herzfeld Erik Mervin (President) | Buy | 15,000 | 6.92 | 103,860 |
| 2017-03-30 | Herzfeld Thomas J | Buy | 60 | 7.00 | 419 |
| 2017-03-29 | Herzfeld Thomas J | Buy | 50 | 6.96 | 348 |
| 2017-03-28 | Herzfeld Thomas J | Buy | 50 | 6.88 | 343 |
| 2017-03-23 | Herzfeld Thomas J | Buy | 120 | 6.92 | 830 |
| 2017-03-22 | Herzfeld Thomas J | Buy | 7 | 6.89 | 48 |
| 2017-03-21 | Herzfeld Thomas J | Buy | 120 | 6.93 | 831 |
| 2017-03-16 | Herzfeld Thomas J | Buy | 40 | 6.95 | 278 |
| 2017-03-15 | Herzfeld Thomas J | Buy | 60 | 6.88 | 412 |
| 2017-01-18 | Herzfeld Erik Mervin (President) | Buy | 1,218 | 6.48 | 7,892 |
| 2017-01-17 | Herzfeld Erik Mervin (President) | Buy | 7,037 | 6.49 | 45,649 |
| 2017-01-17 | Herzfeld Thomas J | Buy | 5,000 | 6.47 | 32,355 |
| 2017-01-13 | Herzfeld Thomas J | Buy | 2,326 | 6.49 | 15,095 |
| 2017-01-12 | Herzfeld Thomas J | Buy | 400 | 6.49 | 2,596 |
| 2016-12-23 | Herzfeld Thomas J | Buy | 160 | 6.76 | 1,081 |
| 2016-12-22 | Herzfeld Thomas J | Buy | 310 | 6.81 | 2,110 |
| 2016-12-20 | Herzfeld Thomas J | Buy | 100 | 6.73 | 672 |
| 2014-12-23 | Tatum Kay W | Sale | 412 | 13.02 | 5,364 |
| 2014-12-23 | Herzfeld Erik Mervin (Portfolio Manager) | Sale | 78,475 | 13.38 | 1,049,760 |
| 2014-12-23 | Herzfeld Thomas J (PRESIDENT) | Sale | 4,295 | 13.38 | 57,454 |
| 2014-12-23 | Lieff Ann S | Sale | 3,418 | 13.26 | 45,322 |
| 2014-12-22 | Herzfeld Thomas J (PRESIDENT) | Sale | 100,000 | 13.09 | 1,308,700 |
| 2014-12-19 | Herzfeld Thomas J (PRESIDENT) | Sale | 100,000 | 11.52 | 1,151,700 |
| 2013-12-19 | Herzfeld Thomas J (President) | Buy | 1,800 | 7.90 | 14,216 |
| 2013-12-18 | Herzfeld Thomas J (President) | Buy | 4,100 | 7.80 | 31,971 |
| 2013-12-17 | Herzfeld Thomas J (President) | Buy | 2,000 | 7.79 | 15,578 |
| 2013-12-03 | Gelety John A | Buy | 375 | 8.94 | 3,351 |
| 2012-12-13 | Herzfeld Erik Mervin (Portfolio Manager) | Buy | 8,840 | 7,592.00 | 67,113,280 |
| 2012-12-07 | Gelety John A | Buy | 925 | 7.50 | 6,937 |
| 2012-07-24 | Herzfeld Thomas J (PRESIDENT) | Buy | 2,000 | 6.80 | 13,600 |
| 2012-07-23 | Herzfeld Thomas J (PRESIDENT) | Buy | 10,000 | 6.81 | 68,130 |
| 2011-08-08 | Herzfeld Erik Mervin (Portfolio Manager) | Buy | 5,000 | 6.11 | 30,530 |
| 2011-08-08 | Gondor Cecilia L (Secretary/Treasurer) | Buy | 1,800 | 6.11 | 10,990 |
| 2011-08-08 | Herzfeld Thomas J (President) | Buy | 10,000 | 6.11 | 61,060 |
| 2011-08-05 | Herzfeld Thomas J (President) | Buy | 2,200 | 6.35 | 13,974 |
| 2011-08-04 | Herzfeld Thomas J (President) | Buy | 2,500 | 6.55 | 16,365 |
| 2011-08-03 | Herzfeld Thomas J (President) | Buy | 2,526 | 6.64 | 16,762 |
| 2007-10-23 | Tatum Kay W (Director) | Buy | 500 | 11.06 | 5,530 |
| 2007-09-21 | Herzfeld Erik Marvin (Other) | Buy | 100 | 15.00 | 1,500 |
| 2007-09-21 | Herzfeld Thomas J (President) | Buy | 100 | 14.98 | 1,497 |
| 2006-12-28 | Herzfeld Thomas J (President) | Sale | 2,800 | 16.08 | 45,026 |
| 2006-12-26 | Herzfeld Thomas J (President) | Sale | 16,000 | 15.58 | 249,280 |
| 2006-12-13 | Herzfeld Thomas J (President) | Sale | 18,721 | 15.58 | 291,617 |
| 2006-10-09 | Herzfeld Thomas J (President) | Sale | 1,530 | 9.06 | 13,867 |
| 2006-08-02 | Herzfeld Thomas J (President) | Sale | 11,000 | 8.91 | 97,988 |
| 2006-05-25 | Herzfeld Thomas J (President) | Buy | 1,000 | 7.33 | 7,330 |
| 2006-05-24 | Herzfeld Thomas J (President) | Buy | 3,404 | 7.29 | 24,808 |
| 2005-04-15 | Herzfeld Thomas J (President) | Buy | 270 | 5.43 | 1,466 |
| 2005-04-04 | Herzfeld Thomas J (President) | Buy | 301 | 5.51 | 1,658 |
Insider trading activities including stock purchases, stock sales, and option exercises of CUBA listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Herzfeld Caribbean Basin Fund Inc (symbol CUBA, CIK number 880406) see the Securities and Exchange Commission (SEC) website.