Insider Trading activities of Capital One Financial Corp insiders. , Part 3

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capital One Financial Corp since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Capital One Financial Corp since year 2005. (See page 1 of this report.) Table 2 shows the detailed insider transactions of Capital One Financial Corp since 2005. The reporting company's ticker symbol is COF. The reporting company's CIK number is 927628.
The total value of stock buying since 2005 is $22,923,607.
The total value of stock sales since 2005 is $4,094,623,834.
The total value of stock option exercises since 2005 is $444,994,974.



Table 2. Detailed insider stock purchases, sales, and option exercises of Capital One Financial Corp insiders (COF) , Part 3
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2013-12-23 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 72,108 18.28 1,318,134
2013-12-19 Alexander Robert M. (Chief Information Officer) Sale 9,101 73.74 671,107
2013-12-19 Alexander Robert M. (Chief Information Officer) Option Ex 5,000 18.28 91,400
2013-12-15 Borgmann Kevin S. (Chief Risk Officer) Option Ex 7,387 .00 0
2013-12-15 Slocum Michael (President, Commercial Banking) Option Ex 8,150 .00 0
2013-12-15 Witter Jonathan W. (President, Retail Banking) Option Ex 11,719 .00 0
2013-12-15 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 10,494 .00 0
2013-12-15 Sanjiv Yajnik (President, Financial Services) Option Ex 11,950 .00 0
2013-12-15 Alexander Robert M. (Chief Information Officer) Option Ex 9,411 .00 0
2013-12-15 Schneider Ryan M. (President, Card) Option Ex 14,613 .00 0
2013-12-15 Berson Jory A (Chief Human Resources Officer) Option Ex 10,974 .00 0
2013-12-15 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 12,749 .00 0
2013-12-15 Crawford Stephen S (Chief Financial Officer) Option Ex 18,092 .00 0
2013-12-06 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Sale 51,348 73.00 3,748,404
2013-12-06 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 51,348 18.28 938,641
2013-12-02 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Sale 20,758 73.00 1,515,334
2013-12-02 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 20,758 18.28 379,456
2013-11-29 Berson Jory A (Chief Human Resources Officer) Sale 26,372 72.00 1,898,784
2013-11-29 Berson Jory A (Chief Human Resources Officer) Option Ex 26,372 18.28 482,080
2013-11-25 Berson Jory A (Chief Human Resources Officer) Sale 35,000 70.00 2,450,000
2013-11-25 Berson Jory A (Chief Human Resources Officer) Option Ex 25,000 18.28 457,000
2013-11-18 Fairbank Richard D (Chairman, CEO and President) Sale 108,338 70.11 7,595,577
2013-11-15 Fairbank Richard D (Chairman, CEO and President) Sale 300,000 70.45 21,135,000
2013-11-14 Fairbank Richard D (Chairman, CEO and President) Sale 501,662 70.57 35,402,287
2013-11-14 Fairbank Richard D (Chairman, CEO and President) Option Ex 360,000 56.28 20,260,800
2013-11-13 Borgmann Kevin S. (Chief Risk Officer) Sale 2,000 69.28 138,560
2013-11-13 Borgmann Kevin S. (Chief Risk Officer) Option Ex 2,000 56.28 112,560
2013-10-14 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Sale 30,000 72.00 2,160,000
2013-10-14 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 30,000 18.28 548,400
2013-10-04 Slocum Michael (President, Commercial Banking) Sale 4,126 70.00 288,820
2013-10-04 Slocum Michael (President, Commercial Banking) Option Ex 4,126 48.95 201,967
2013-10-01 Slocum Michael (President, Commercial Banking) Sale 11,614 70.00 812,980
2013-10-01 Slocum Michael (President, Commercial Banking) Option Ex 11,614 48.95 568,505
2013-09-17 Berson Jory A (Chief Human Resources Officer) Sale 5,508 69.00 380,052
2013-08-26 Berson Jory A (Chief Human Resources Officer) Sale 16,767 66.55 1,115,760
2013-08-26 Berson Jory A (Chief Human Resources Officer) Option Ex 12,024 56.28 676,710
2013-08-01 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Sale 43,224 69.21 2,991,533
2013-08-01 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 43,224 56.28 2,432,646
2013-08-01 Shattuck Mayo A Iii (Director) Sale 11,200 69.06 773,472
2013-08-01 Shattuck Mayo A Iii (Director) Option Ex 11,200 59.65 668,080
2013-07-31 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Sale 21,650 69.50 1,504,675
2013-07-30 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Sale 20,000 69.00 1,380,000
2013-07-24 Blackley Richard Scott (Principal Accounting Officer) Sale 108 69.30 7,484
2013-07-19 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Sale 4,500 68.75 309,375
2013-07-19 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 4,500 56.28 253,260
2013-07-19 Alexander Robert M. (Chief Information Officer) Sale 37,847 69.25 2,620,715
2013-07-19 Alexander Robert M. (Chief Information Officer) Option Ex 29,123 37.28 1,085,705
2013-07-12 Alexander Robert M. (Chief Information Officer) Sale 10,000 66.74 667,400
2013-07-12 Alexander Robert M. (Chief Information Officer) Option Ex 10,000 18.28 182,800
2013-07-08 Alexander Robert M. (Chief Information Officer) Sale 4,000 66.14 264,560
2013-07-05 Slocum Michael (President, Commercial Banking) Sale 15,000 65.00 975,000
2013-07-05 Slocum Michael (President, Commercial Banking) Option Ex 15,000 48.95 734,250
2013-07-05 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Sale 13,487 65.00 876,655
2013-07-05 Alexander Robert M. (Chief Information Officer) Sale 10,000 64.74 647,400
2013-07-05 Alexander Robert M. (Chief Information Officer) Option Ex 10,000 18.28 182,800
2013-07-05 Berson Jory A (Chief Human Resources Officer) Sale 43,149 65.00 2,804,685
2013-07-05 Berson Jory A (Chief Human Resources Officer) Option Ex 25,000 18.28 457,000
2013-07-05 Hay Lewis Iii (Director) Sale 11,200 65.00 728,000
2013-07-05 Hay Lewis Iii (Director) Option Ex 11,200 59.65 668,080
2013-07-01 Alexander Robert M. (Chief Information Officer) Sale 3,614 63.74 230,356
2013-06-10 Alexander Robert M. (Chief Information Officer) Sale 8,000 62.74 501,920
2013-06-10 Alexander Robert M. (Chief Information Officer) Option Ex 8,000 18.28 146,240
2013-05-30 Schneider Ryan M. (President, Card) Sale 127,050 62.17 7,898,698
2013-05-30 Schneider Ryan M. (President, Card) Option Ex 121,295 18.28 2,217,272
2013-05-29 Witter Jonathan W. (President, Retail Banking) Sale 21,113 61.59 1,300,286
2013-05-22 Perlin Gary L (Chief Financial Officer) Sale 24,500 63.50 1,555,750
2013-05-22 Perlin Gary L (Chief Financial Officer) Option Ex 24,500 56.28 1,378,860
2013-05-03 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Sale 22,259 59.00 1,313,281
2013-04-29 Blackley Richard Scott (Principal Accounting Officer) Sale 2,160 57.49 124,178
2013-04-26 Jenkins Benjamin P Iii (Director) Buy 2,192 56.82 124,549
2013-04-26 Raskind Peter E (Director) Buy 2,000 57.17 114,340
2013-04-25 Borgmann Kevin S. (Chief Risk Officer) Sale 9,052 57.05 516,416
2013-03-11 Fairbank Richard D (Chairman, CEO and President) Option Ex 179,973 .00 0
2013-02-15 Witter Jonathan W. (President, Retail Banking) Option Ex 33,039 .00 0
2013-02-10 Borgmann Kevin S. (Chief Risk Officer) Option Ex 2,459 .00 0
2013-02-10 Slocum Michael (President, Commercial Banking) Option Ex 5,099 .00 0
2013-02-10 Witter Jonathan W. (President, Retail Banking) Option Ex 6,951 .00 0
2013-02-10 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 6,708 .00 0
2013-02-10 Sanjiv Yajnik (President, Financial Services) Option Ex 8,006 .00 0
2013-02-10 Alexander Robert M. (Chief Information Officer) Option Ex 6,304 .00 0
2013-02-10 Schneider Ryan M. (President, Card) Option Ex 9,521 .00 0
2013-02-10 Berson Jory A (Chief Human Resources Officer) Option Ex 8,104 .00 0
2013-02-10 Perlin Gary L (Chief Financial Officer) Option Ex 13,131 .00 0
2013-02-10 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 8,872 .00 0
2013-01-31 Slocum Michael (President, Commercial Banking) Sale 7,947 56.64 450,118
2013-01-31 Raskind Peter E (Director) Option Ex 1,240 .00 0
2013-01-27 Fairbank Richard D (Chairman, CEO and President) Option Ex 136,799 .00 0
2013-01-26 Slocum Michael (President, Commercial Banking) Option Ex 4,078 .00 0
2013-01-26 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 4,597 .00 0
2013-01-26 Sanjiv Yajnik (President, Financial Services) Option Ex 6,706 .00 0
2013-01-26 Alexander Robert M. (Chief Information Officer) Option Ex 5,528 .00 0
2013-01-26 Schneider Ryan M. (President, Card) Option Ex 7,974 .00 0
2013-01-26 Berson Jory A (Chief Human Resources Officer) Option Ex 7,250 .00 0
2013-01-26 Perlin Gary L (Chief Financial Officer) Option Ex 11,744 .00 0
2013-01-26 Schnall Peter A (Chief Risk Officer) Option Ex 8,119 .00 0
2013-01-26 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 7,938 .00 0
2013-01-07 Perlin Gary L (Chief Financial Officer) Sale 24,421 62.00 1,514,102
2013-01-02 Sanjiv Yajnik (President, Financial Services) Sale 150,975 60.00 9,058,500
2013-01-02 Sanjiv Yajnik (President, Financial Services) Option Ex 119,884 42.95 5,148,778
2012-12-15 Slocum Michael (President, Commercial Banking) Option Ex 8,809 .00 0
2012-12-15 Witter Jonathan W. (President, Retail Banking) Option Ex 13,115 .00 0
2012-12-15 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 11,738 .00 0
2012-12-15 Sanjiv Yajnik (President, Financial Services) Option Ex 14,279 .00 0
2012-12-15 Alexander Robert M. (Chief Information Officer) Option Ex 11,033 .00 0
2012-12-15 Schneider Ryan M. (President, Card) Option Ex 17,460 .00 0
2012-12-15 Berson Jory A (Chief Human Resources Officer) Option Ex 13,509 .00 0
2012-12-15 Perlin Gary L (Chief Financial Officer) Option Ex 21,886 .00 0
2012-12-15 Schnall Peter A (Chief Risk Officer) Option Ex 15,591 .00 0
2012-12-15 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Option Ex 15,230 .00 0
2012-12-03 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Sale 4,934 57.91 285,727
2012-12-03 Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) Option Ex 4,934 34.13 168,397
2012-11-30 Slocum Michael (President, Commercial Banking) Sale 4,822 58.10 280,158
2012-11-15 Blackley Richard Scott (Principal Accounting Officer) Sale 63 55.34 3,486
2012-11-02 Perlin Gary L (Chief Financial Officer) Sale 53,910 61.50 3,315,465
2012-11-02 Perlin Gary L (Chief Financial Officer) Option Ex 53,910 18.28 985,474
2012-11-01 Perlin Gary L (Chief Financial Officer) Sale 28,314 60.50 1,712,997
2012-10-26 Perlin Gary L (Chief Financial Officer) Sale 10,707 59.48 636,852
2012-10-22 Alexander Robert M. (Chief Information Officer) Sale 20,000 61.26 1,225,200
2012-10-22 Alexander Robert M. (Chief Information Officer) Option Ex 12,000 18.28 219,360
2012-10-19 Berson Jory A (Chief Human Resources Officer) Sale 42,915 60.00 2,574,900
2012-10-19 Berson Jory A (Chief Human Resources Officer) Option Ex 25,046 43.61 1,092,331
2012-10-15 Blackley Richard Scott (Principal Accounting Officer) Sale 42 57.27 2,405
2012-09-17 Perlin Gary L (Chief Financial Officer) Sale 153,910 58.98 9,076,842
2012-09-17 Perlin Gary L (Chief Financial Officer) Option Ex 153,910 33.51 5,156,754
2012-09-13 Alexander Robert M. (Chief Information Officer) Sale 19,186 59.00 1,131,974
2012-09-13 Alexander Robert M. (Chief Information Officer) Option Ex 5,000 18.28 91,400
2012-09-10 Ing Groep Nv (Director) Sale 54,028,086 55.25 2,984,943,695
2012-08-27 Berson Jory A (Chief Human Resources Officer) Sale 20,386 56.64 1,154,663
2012-08-27 Berson Jory A (Chief Human Resources Officer) Option Ex 10,000 18.28 182,800
2012-08-14 Finneran John G Jr (Gen. Counsel & Corp. Secretary) Sale 90,635 55.10 4,993,988
2012-07-23 Ing Groep Nv (Director) Buy 39,948 54.82 2,189,949
2012-03-26 Alexander Robert M. (Chief Information Officer) Sale 21,000 57.00 1,197,000
2012-03-26 Alexander Robert M. (Chief Information Officer) Option Ex 12,000 34.13 409,560
2012-03-19 Slocum Michael (President, Commercial Banking) Sale 11,655 55.00 641,025
2012-03-19 Slocum Michael (President, Commercial Banking) Option Ex 11,655 18.28 213,053
2012-03-19 Alexander Robert M. (Chief Information Officer) Sale 7,000 55.00 385,000
2012-03-19 Gross Patrick W (Director) Sale 29,008 55.00 1,595,440
2012-03-19 Gross Patrick W (Director) Option Ex 29,008 31.77 921,439
2012-03-16 Slocum Michael (President, Commercial Banking) Sale 150 55.00 8,250
2012-03-16 Slocum Michael (President, Commercial Banking) Option Ex 150 18.28 2,742
2012-03-16 Gross Patrick W (Director) Sale 992 55.00 54,560
2012-03-16 Gross Patrick W (Director) Option Ex 992 31.77 31,510
2012-03-15 Witter Jonathan W. (President, Retail Banking) Sale 29,519 52.12 1,538,530
2012-03-15 Alexander Robert M. (Chief Information Officer) Sale 2,165 53.00 114,745
2012-03-14 Alexander Robert M. (Chief Information Officer) Sale 100 53.00 5,300
2012-03-09 Gross Patrick W (Director) Sale 30,000 50.00 1,500,000
2012-03-09 Gross Patrick W (Director) Option Ex 30,000 31.77 952,950
2012-02-15 Slocum Michael (President, Commercial Banking) Sale 12,138 50.00 606,900
2012-02-15 Slocum Michael (President, Commercial Banking) Option Ex 11,805 18.28 215,795
2012-02-15 Witter Jonathan W. (President, Retail Banking) Option Ex 50,346 .00 0

Insider trading activities including stock purchases, stock sales, and option exercises of COF listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Capital One Financial Corp (symbol COF, CIK number 927628) see the Securities and Exchange Commission (SEC) website.