Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Heartware Ltd (ASX:HTW)
since 2010 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Heartware Ltd.
(See page 1 of this report.) Table 2 shows the detailed insider transactions.
This company's CIK number is 1389072.
Total stock buying since 2010: $8,032,611.
Total stock sales since 2010: $280,407,818.
Total stock option exercises since 2010: $6,543,423.
Table 3. Detailed insider trading at Heartware Ltd (ASX:HTW) , Part 2
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2014-03-11 | Mcaree Peter F (SVP, CFO and Treasurer) | Sale | 465 | 93.71 | 43,575 |
| 2014-03-10 | Hathaway David R (Chief Medical Officer) | Sale | 1,601 | 95.00 | 152,095 |
| 2014-03-10 | Hathaway David R (Chief Medical Officer) | Option Ex | 299 | 18.08 | 5,405 |
| 2014-03-10 | Schuermann James (SVP, Sales & Marketing) | Sale | 2,000 | 94.22 | 188,440 |
| 2014-03-10 | Schuermann James (SVP, Sales & Marketing) | Option Ex | 2,000 | 23.79 | 47,580 |
| 2014-03-10 | Larose Jeffrey (Chief Scientific Officer) | Sale | 5,018 | 93.56 | 469,484 |
| 2014-03-06 | Mcaree Peter F (SVP, CFO and Treasurer) | Option Ex | 1,400 | .00 | 0 |
| 2014-03-03 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 93.36 | 203,442 |
| 2014-03-03 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.61 | 34,014 |
| 2014-02-10 | Yocher Robert E (SVP, Regulatory & Quality) | Sale | 428 | 94.57 | 40,475 |
| 2014-02-10 | Knopf Lawrence J (General Counsel) | Sale | 714 | 94.61 | 67,551 |
| 2014-02-10 | Schuermann James (SVP, Sales & Marketing) | Sale | 810 | 94.72 | 76,723 |
| 2014-02-10 | Larose Jeffrey (Chief Scientific Officer) | Sale | 685 | 94.58 | 64,787 |
| 2014-02-10 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 2,428 | 94.57 | 229,615 |
| 2014-02-10 | Mcaree Peter F (SVP, CFO and Treasurer) | Sale | 714 | 94.62 | 67,558 |
| 2014-02-07 | Yocher Robert E (SVP, Regulatory & Quality) | Option Ex | 800 | .00 | 0 |
| 2014-02-07 | Knopf Lawrence J (General Counsel) | Option Ex | 1,400 | .00 | 0 |
| 2014-02-07 | Schuermann James (SVP, Sales & Marketing) | Option Ex | 1,600 | .00 | 0 |
| 2014-02-07 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 1,600 | .00 | 0 |
| 2014-02-07 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 5,000 | .00 | 0 |
| 2014-02-07 | Mcaree Peter F (SVP, CFO and Treasurer) | Option Ex | 1,400 | .00 | 0 |
| 2014-02-03 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 98.64 | 214,936 |
| 2014-02-03 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.31 | 33,360 |
| 2014-01-07 | Larose Jeffrey (Chief Scientific Officer) | Sale | 15,342 | 100.00 | 1,534,200 |
| 2014-01-06 | Knopf Lawrence J (General Counsel) | Sale | 861 | 97.50 | 83,947 |
| 2014-01-06 | Harrison Seth Loring (Director) | Sale | 7,909 | 99.29 | 785,284 |
| 2014-01-02 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 92.96 | 202,559 |
| 2014-01-02 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.62 | 34,035 |
| 2013-12-23 | Yocher Robert E (SVP, Regulatory & Quality) | Sale | 482 | 90.96 | 43,842 |
| 2013-12-23 | Knopf Lawrence J (General Counsel) | Sale | 723 | 90.99 | 65,785 |
| 2013-12-23 | Hathaway David R (Chief Medical Officer) | Sale | 602 | 91.03 | 54,800 |
| 2013-12-23 | Schuermann James (SVP, Sales & Marketing) | Sale | 1,204 | 91.36 | 109,997 |
| 2013-12-23 | Larose Jeffrey (Chief Scientific Officer) | Sale | 1,873 | 91.36 | 171,107 |
| 2013-12-23 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 4,333 | 91.36 | 395,841 |
| 2013-12-21 | Yocher Robert E (SVP, Regulatory & Quality) | Option Ex | 1,000 | .00 | 0 |
| 2013-12-21 | Knopf Lawrence J (General Counsel) | Option Ex | 1,500 | .00 | 0 |
| 2013-12-21 | Hathaway David R (Chief Medical Officer) | Option Ex | 1,250 | .00 | 0 |
| 2013-12-21 | Schuermann James (SVP, Sales & Marketing) | Option Ex | 2,500 | .00 | 0 |
| 2013-12-21 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 4,375 | .00 | 0 |
| 2013-12-21 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 9,000 | .00 | 0 |
| 2013-12-20 | Hathaway David R (Chief Medical Officer) | Sale | 609 | 91.94 | 55,991 |
| 2013-12-20 | Hathaway David R (Chief Medical Officer) | Option Ex | 1,263 | .00 | 0 |
| 2013-12-20 | Schuermann James (SVP, Sales & Marketing) | Sale | 1,405 | 92.00 | 129,260 |
| 2013-12-20 | Schuermann James (SVP, Sales & Marketing) | Option Ex | 2,917 | .00 | 0 |
| 2013-12-20 | Larose Jeffrey (Chief Scientific Officer) | Sale | 1,199 | 91.97 | 110,278 |
| 2013-12-20 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,800 | .00 | 0 |
| 2013-12-20 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 2,703 | 92.05 | 248,797 |
| 2013-12-20 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 5,613 | .00 | 0 |
| 2013-12-18 | Thomas Robert Bain (Director) | Sale | 6,942 | 92.27 | 640,538 |
| 2013-12-06 | Thomas Robert Bain (Director) | Sale | 3,000 | 95.29 | 285,870 |
| 2013-12-04 | Thomas Robert Bain (Director) | Sale | 2,500 | 95.54 | 238,850 |
| 2013-12-02 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 96.39 | 210,033 |
| 2013-12-02 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.94 | 34,733 |
| 2013-12-02 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 13,000 | 95.58 | 1,242,605 |
| 2013-12-02 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 13,000 | 35.06 | 455,780 |
| 2013-11-15 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 10,000 | 90.00 | 900,000 |
| 2013-11-15 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 10,000 | 35.92 | 359,200 |
| 2013-11-07 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 85.44 | 186,173 |
| 2013-11-07 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 16.65 | 36,280 |
| 2013-11-07 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 8,000 | 82.37 | 658,960 |
| 2013-11-07 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 3,000 | 36.64 | 109,920 |
| 2013-10-14 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 8,000 | 75.03 | 600,200 |
| 2013-10-14 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 3,000 | 36.44 | 109,320 |
| 2013-09-03 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 78.86 | 171,835 |
| 2013-09-03 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.70 | 34,210 |
| 2013-09-03 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 8,000 | 78.31 | 626,480 |
| 2013-09-03 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 3,000 | 34.54 | 103,620 |
| 2013-08-01 | Schuermann James (SVP, Sales & Marketing) | Sale | 1,000 | 93.07 | 93,070 |
| 2013-08-01 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 93.50 | 203,747 |
| 2013-08-01 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.77 | 34,362 |
| 2013-08-01 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 18,000 | 94.74 | 1,705,320 |
| 2013-08-01 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 13,000 | 34.70 | 451,100 |
| 2013-07-31 | Larkin C Raymond Jr (Director) | Option Ex | 564 | .00 | 0 |
| 2013-07-29 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 7,530 | 92.64 | 697,541 |
| 2013-07-29 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 2,530 | 35.63 | 90,143 |
| 2013-07-26 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 12,834 | 93.29 | 1,197,283 |
| 2013-07-26 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 12,834 | 35.32 | 453,296 |
| 2013-07-25 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 12,636 | 93.63 | 1,183,108 |
| 2013-07-25 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 12,636 | 35.53 | 448,957 |
| 2013-07-10 | Mcaree Peter F (SVP, CFO and Treasurer) | Sale | 2,950 | 93.58 | 276,061 |
| 2013-07-09 | Mcaree Peter F (SVP, CFO and Treasurer) | Option Ex | 6,250 | .00 | 0 |
| 2013-07-01 | Harrison Seth Loring (Director) | Sale | 13,118 | 95.60 | 1,254,080 |
| 2013-07-01 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 95.92 | 209,009 |
| 2013-07-01 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 15.98 | 34,820 |
| 2013-06-26 | Knopf Lawrence J (General Counsel) | Sale | 992 | 95.00 | 94,240 |
| 2013-06-25 | Yocher Robert E (SVP, Regulatory & Quality) | Sale | 1,162 | 94.25 | 109,518 |
| 2013-06-23 | Yocher Robert E (SVP, Regulatory & Quality) | Option Ex | 2,500 | .00 | 0 |
| 2013-06-17 | Larose Jeffrey (Chief Scientific Officer) | Sale | 2,179 | 91.14 | 198,594 |
| 2013-06-17 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,179 | 16.74 | 36,476 |
| 2013-06-06 | Thomas Robert Bain (Director) | Sale | 2,656 | 90.41 | 240,128 |
| 2013-05-30 | Thomas Robert Bain (Director) | Sale | 57 | 94.05 | 5,360 |
| 2013-05-29 | Thomas Robert Bain (Director) | Sale | 714 | 93.50 | 66,762 |
| 2013-05-28 | Hathaway David R (Chief Medical Officer) | Sale | 5,934 | 95.05 | 564,026 |
| 2013-05-28 | Hathaway David R (Chief Medical Officer) | Option Ex | 4,491 | 19.22 | 86,317 |
| 2013-05-28 | Thomas Robert Bain (Director) | Sale | 2,786 | 93.02 | 259,145 |
| 2013-05-23 | Thomas Robert Bain (Director) | Sale | 2,300 | 91.90 | 211,370 |
| 2013-05-22 | Hathaway David R (Chief Medical Officer) | Sale | 2,400 | 95.15 | 228,360 |
| 2013-05-22 | Hathaway David R (Chief Medical Officer) | Option Ex | 2,400 | 19.55 | 46,920 |
| 2013-05-21 | Hathaway David R (Chief Medical Officer) | Sale | 17,140 | 96.31 | 1,650,753 |
| 2013-05-21 | Hathaway David R (Chief Medical Officer) | Option Ex | 17,140 | 19.51 | 334,401 |
| 2013-05-21 | Thomas Robert Bain (Director) | Sale | 200 | 97.69 | 19,538 |
| 2013-05-20 | Knopf Lawrence J (General Counsel) | Sale | 2,000 | 97.72 | 195,440 |
| 2013-05-20 | Hathaway David R (Chief Medical Officer) | Sale | 10,000 | 97.89 | 978,900 |
| 2013-05-20 | Hathaway David R (Chief Medical Officer) | Option Ex | 10,000 | 19.40 | 194,000 |
| 2013-05-20 | Wade Denis Newell (Director) | Sale | 4,000 | 99.00 | 396,000 |
| 2013-05-20 | Thomas Robert Bain (Director) | Sale | 6,429 | 98.08 | 630,582 |
| 2013-05-20 | Larose Jeffrey (Chief Scientific Officer) | Sale | 9,574 | 97.94 | 937,629 |
| 2013-05-12 | Harrison Seth Loring (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-12 | Wade Denis Newell (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-12 | Stockman Robert Bernard (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-12 | Thomas Robert Bain (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-12 | Barberich Timothy J (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-12 | Larkin C Raymond Jr (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-04 | Harrison Seth Loring (Director) | Option Ex | 333 | .00 | 0 |
| 2013-05-04 | Wade Denis Newell (Director) | Option Ex | 333 | .00 | 0 |
| 2013-05-04 | Stockman Robert Bernard (Director) | Option Ex | 333 | .00 | 0 |
| 2013-05-04 | Thomas Robert Bain (Director) | Option Ex | 333 | .00 | 0 |
| 2013-05-04 | Barberich Timothy J (Director) | Option Ex | 333 | .00 | 0 |
| 2013-05-04 | Larkin C Raymond Jr (Director) | Option Ex | 333 | .00 | 0 |
| 2013-05-01 | Schuermann James (SVP, Sales & Marketing) | Sale | 1,000 | 97.20 | 97,200 |
| 2013-05-01 | Harrison Seth Loring (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-01 | Wade Denis Newell (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-01 | Stockman Robert Bernard (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-01 | Thomas Robert Bain (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-01 | Feldmann Cynthia L (Director) | Option Ex | 500 | .00 | 0 |
| 2013-05-01 | Barberich Timothy J (Director) | Option Ex | 250 | .00 | 0 |
| 2013-05-01 | Larkin C Raymond Jr (Director) | Option Ex | 250 | .00 | 0 |
| 2013-03-28 | Knopf Lawrence J (General Counsel) | Sale | 2,500 | 88.75 | 221,887 |
| 2013-03-28 | Knopf Lawrence J (General Counsel) | Option Ex | 5,250 | .00 | 0 |
| 2013-02-01 | Schuermann James (SVP, Sales & Marketing) | Sale | 1,000 | 90.59 | 90,590 |
| 2012-12-21 | Yocher Robert E (SVP, Regulatory & Quality) | Sale | 426 | 81.97 | 34,921 |
| 2012-12-21 | Yocher Robert E (SVP, Regulatory & Quality) | Option Ex | 1,000 | .00 | 0 |
| 2012-12-21 | Knopf Lawrence J (General Counsel) | Sale | 639 | 81.97 | 52,382 |
| 2012-12-21 | Knopf Lawrence J (General Counsel) | Option Ex | 1,500 | .00 | 0 |
| 2012-12-21 | Hathaway David R (Chief Medical Officer) | Sale | 532 | 81.97 | 43,610 |
| 2012-12-21 | Hathaway David R (Chief Medical Officer) | Option Ex | 1,250 | .00 | 0 |
| 2012-12-21 | Schuermann James (SVP, Sales & Marketing) | Sale | 1,064 | 81.98 | 87,226 |
| 2012-12-21 | Schuermann James (SVP, Sales & Marketing) | Option Ex | 2,500 | .00 | 0 |
| 2012-12-21 | Larose Jeffrey (Chief Scientific Officer) | Sale | 1,627 | 81.98 | 133,381 |
| 2012-12-21 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 4,375 | .00 | 0 |
| 2012-12-21 | Godshall Douglas Evan (President & Chief Exec Officer) | Sale | 3,829 | 81.97 | 313,882 |
| 2012-12-21 | Godshall Douglas Evan (President & Chief Exec Officer) | Option Ex | 9,000 | .00 | 0 |
| 2012-12-21 | Farrell Lauren (VP, Finance) | Sale | 405 | 81.97 | 33,197 |
| 2012-12-21 | Farrell Lauren (VP, Finance) | Option Ex | 1,250 | .00 | 0 |
| 2012-12-20 | Hathaway David R (Chief Medical Officer) | Sale | 537 | 82.09 | 44,082 |
| 2012-12-20 | Hathaway David R (Chief Medical Officer) | Option Ex | 1,262 | .00 | 0 |
| 2012-12-20 | Schuermann James (SVP, Sales & Marketing) | Sale | 532 | 82.09 | 43,671 |
| 2012-12-20 | Schuermann James (SVP, Sales & Marketing) | Option Ex | 1,250 | .00 | 0 |
| 2012-12-20 | Larose Jeffrey (Chief Scientific Officer) | Sale | 1,042 | 82.09 | 85,537 |
| 2012-12-20 | Larose Jeffrey (Chief Scientific Officer) | Option Ex | 2,800 | .00 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises
of ASX:HTW listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Heartware Ltd (symbol ASX:HTW,
CIK number 1389072) see
the Securities and Exchange Commission (SEC) website.