The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Advent Capital Management /de/ since 2016.
This trader's CIK number is 1097278.
At the time of last reporting, Advent Capital Management /de/ was the Officer of Advent Convertible & Income Fund. (stock ticker symbol AVK).
Also see all insider trading activities at Advent Convertible & Income Fund.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2017 | AGC | 71,100 | $439,336 | 554,000 | $3,408,477 | 0 | $0 |
| 2016 | AGC | 482,900 | $2,798,056 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2023 | AVK | 0 | $0 | 59,048 | $690,275 | 0 | $0 |
| 2021 | AVK | 0 | $0 | 94,000 | $1,674,492 | 0 | $0 |
| 2019 | AVK | 36,000 | $488,778 | 0 | $0 | 0 | $0 |
| 2018 | AVK | 100,000 | $1,549,208 | 0 | $0 | 0 | $0 |
1. Advent Claymore Convertible Securities & Income Fund Ii (AGC)
2. Advent Convertible & Income Fund (AVK)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-11-13 | AGC | Sale | 10,000 | 6.02 | 60,190 |
| 2017-09-13 | AGC | Sale | 244,607 | 6.30 | 1,540,534 |
| 2017-09-14 | AGC | Sale | 150,000 | 6.02 | 903,450 |
| 2017-09-15 | AGC | Sale | 74,393 | 6.01 | 446,953 |
| 2017-08-10 | AGC | Sale | 50,000 | 6.14 | 306,800 |
| 2017-08-11 | AGC | Sale | 25,000 | 6.02 | 150,550 |
| 2017-02-13 | AGC | Buy | 33,000 | 6.28 | 207,372 |
| 2017-02-10 | AGC | Buy | 21,000 | 6.28 | 131,964 |
| 2016-12-30 | AGC | Buy | 17,100 | 5.85 | 100,000 |
| 2016-12-28 | AGC | Buy | 50,000 | 5.87 | 293,650 |
| 2016-12-29 | AGC | Buy | 50,000 | 5.87 | 293,350 |
| 2016-12-27 | AGC | Buy | 31,300 | 5.86 | 183,543 |
| 2016-12-23 | AGC | Buy | 42,000 | 5.85 | 245,699 |
| 2016-11-30 | AGC | Buy | 9,600 | 5.53 | 53,068 |
| 2016-11-10 | AGC | Buy | 31,029 | 5.31 | 164,639 |
| 2016-10-21 | AGC | Buy | 10,000 | 5.60 | 56,000 |
| 2016-10-11 | AGC | Buy | 20,000 | 5.66 | 113,120 |
| 2016-09-23 | AGC | Buy | 20,000 | 5.83 | 116,560 |
| 2016-09-20 | AGC | Buy | 7,500 | 5.74 | 43,050 |
| 2016-09-15 | AGC | Buy | 7,500 | 5.75 | 43,087 |
| 2016-09-12 | AGC | Buy | 15,000 | 5.73 | 85,995 |
| 2016-09-07 | AGC | Buy | 16,900 | 5.91 | 99,845 |
| 2016-08-29 | AGC | Buy | 29,200 | 5.84 | 170,674 |
| 2016-08-30 | AGC | Buy | 56,600 | 5.84 | 330,487 |
| 2016-08-31 | AGC | Buy | 86,271 | 5.86 | 505,289 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2023-07-17 | AVK | Sale | 10,000 | 11.68 | 116,780 |
| 2023-07-18 | AVK | Sale | 19,048 | 11.72 | 223,185 |
| 2023-07-14 | AVK | Sale | 30,000 | 11.68 | 350,310 |
| 2021-12-27 | AVK | Sale | 50,000 | 17.89 | 894,350 |
| 2021-12-28 | AVK | Sale | 25,000 | 17.70 | 442,550 |
| 2021-12-29 | AVK | Sale | 19,000 | 17.77 | 337,592 |
| 2019-01-16 | AVK | Buy | 21,000 | 13.61 | 285,768 |
| 2019-01-09 | AVK | Buy | 15,000 | 13.53 | 203,010 |
| 2018-10-10 | AVK | Buy | 20,000 | 14.70 | 293,960 |
| 2018-09-27 | AVK | Buy | 6,000 | 15.69 | 94,152 |
| 2018-09-07 | AVK | Buy | 12,000 | 15.70 | 188,376 |
| 2018-09-10 | AVK | Buy | 12,000 | 15.71 | 188,460 |
| 2018-09-05 | AVK | Buy | 12,000 | 15.69 | 188,268 |
| 2018-09-06 | AVK | Buy | 38,000 | 15.68 | 595,992 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Advent Capital Management /de/ (Officer of Advent Convertible & Income Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.