Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Advent Convertible & Income Fund (AVK) since 2005 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Advent Convertible & Income Fund. Table 2 shows the detailed insider transactions. This company's CIK number is 1219120.
Total stock buying since 2005: $10,420,185.
Total stock sales since 2005: $11,955,643.
Total stock option exercises since 2005: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 1,100 | $12,868 | 0 | $0 | 0 | $0 |
| 2024 | 27,638 | $312,202 | 0 | $0 | 0 | $0 |
| 2023 | 1,520 | $17,475 | 125,259 | $1,460,560 | 0 | $0 |
| 2022 | 4,353 | $73,067 | 0 | $0 | 0 | $0 |
| 2021 | 2,189 | $39,663 | 211,890 | $3,791,498 | 0 | $0 |
| 2020 | 0 | $0 | 88,129 | $1,368,323 | 0 | $0 |
| 2019 | 76,700 | $1,044,469 | 2,900 | $42,731 | 0 | $0 |
| 2018 | 229,865 | $3,553,591 | 640 | $7,875 | 0 | $0 |
| 2017 | 30,823 | $464,921 | 267,505 | $4,343,492 | 0 | $0 |
| 2016 | 183,996 | $2,671,531 | 0 | $0 | 0 | $0 |
| 2015 | 47,711 | $642,843 | 300 | $4,866 | 0 | $0 |
| 2014 | 10,500 | $177,239 | 7,388 | $138,621 | 0 | $0 |
| 2013 | 701 | $12,542 | 0 | $0 | 0 | $0 |
| 2012 | 2,100 | $33,427 | 2,700 | $43,308 | 0 | $0 |
| 2011 | 6,888 | $110,918 | 5,983 | $93,728 | 0 | $0 |
| 2010 | 13,846 | $224,499 | 22,196 | $372,753 | 0 | $0 |
| 2009 | 21,600 | $279,746 | 17,000 | $231,998 | 0 | $0 |
| 2008 | 13,387 | $153,537 | 0 | $0 | 0 | $0 |
| 2007 | 22,285 | $537,699 | 2,000 | $55,890 | 0 | $0 |
| 2006 | 296 | $7,755 | 0 | $0 | 0 | $0 |
| 2005 | 2,100 | $50,193 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2025-05 | 600 | $6,726 | 0 | $0 | 0 | $0 |
| 2025-02 | 500 | $6,142 | 0 | $0 | 0 | $0 |
| 2024-10 | 26,738 | $301,602 | 0 | $0 | 0 | $0 |
| 2024-05 | 500 | $5,855 | 0 | $0 | 0 | $0 |
| 2024-02 | 400 | $4,745 | 0 | $0 | 0 | $0 |
| 2023-12 | 0 | $0 | 7,163 | $80,010 | 0 | $0 |
| 2023-11 | 400 | $4,100 | 0 | $0 | 0 | $0 |
| 2023-08 | 375 | $4,440 | 0 | $0 | 0 | $0 |
| 2023-07 | 0 | $0 | 118,096 | $1,380,550 | 0 | $0 |
| 2023-05 | 345 | $3,990 | 0 | $0 | 0 | $0 |
| 2023-01 | 400 | $4,945 | 0 | $0 | 0 | $0 |
| 2022-10 | 450 | $4,819 | 0 | $0 | 0 | $0 |
| 2022-05 | 275 | $3,532 | 0 | $0 | 0 | $0 |
| 2022-03 | 258 | $3,785 | 0 | $0 | 0 | $0 |
| 2022-01 | 3,370 | $60,931 | 0 | $0 | 0 | $0 |
| 2021-12 | 1,195 | $21,251 | 188,000 | $3,348,984 | 0 | $0 |
| 2021-11 | 0 | $0 | 23,890 | $442,514 | 0 | $0 |
| 2021-09 | 185 | $3,496 | 0 | $0 | 0 | $0 |
| 2021-07 | 640 | $11,628 | 0 | $0 | 0 | $0 |
| 2021-06 | 169 | $3,288 | 0 | $0 | 0 | $0 |
| 2020-01 | 0 | $0 | 88,129 | $1,368,323 | 0 | $0 |
| 2019-09 | 4,700 | $66,913 | 0 | $0 | 0 | $0 |
| 2019-04 | 0 | $0 | 1,400 | $20,981 | 0 | $0 |
| 2019-02 | 0 | $0 | 1,500 | $21,750 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-05-01 | Stuebe Nancy E. | Buy | 600 | 11.21 | 6,726 |
| 2025-02-14 | Stuebe Nancy E. | Buy | 500 | 12.28 | 6,142 |
| 2024-10-17 | Stuebe Nancy E. | Buy | 1,576 | 11.28 | 17,777 |
| 2024-10-17 | Huang Tony (V.P. & Assistant Secretary) | Buy | 2,300 | 11.28 | 25,944 |
| 2024-10-17 | Black Daniel | Buy | 1,000 | 11.28 | 11,280 |
| 2024-10-17 | Barnes Randall C | Buy | 3,785 | 11.28 | 42,694 |
| 2024-10-17 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Buy | 13,179 | 11.28 | 148,659 |
| 2024-10-17 | Seizert Gerald L | Buy | 1,227 | 11.28 | 13,840 |
| 2024-10-17 | Nyberg Ronald (Trustee) | Buy | 3,671 | 11.28 | 41,408 |
| 2024-05-02 | Stuebe Nancy E. | Buy | 500 | 11.71 | 5,855 |
| 2024-02-02 | Stuebe Nancy E. | Buy | 400 | 11.86 | 4,745 |
| 2023-12-20 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 7,163 | 11.17 | 80,010 |
| 2023-11-08 | Stuebe Nancy E. | Buy | 400 | 10.25 | 4,100 |
| 2023-08-02 | Stuebe Nancy E. | Buy | 375 | 11.84 | 4,440 |
| 2023-07-18 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 19,048 | 11.72 | 223,185 |
| 2023-07-18 | Advent Capital Management /de/ | Sale | 19,048 | 11.72 | 223,185 |
| 2023-07-17 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 10,000 | 11.68 | 116,780 |
| 2023-07-17 | Advent Capital Management /de/ | Sale | 10,000 | 11.68 | 116,780 |
| 2023-07-14 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 30,000 | 11.68 | 350,310 |
| 2023-07-14 | Advent Capital Management /de/ | Sale | 30,000 | 11.68 | 350,310 |
| 2023-05-16 | Stuebe Nancy E. | Buy | 345 | 11.57 | 3,990 |
| 2023-01-26 | Stuebe Nancy E. | Buy | 400 | 12.36 | 4,945 |
| 2022-10-24 | Stuebe Nancy E. | Buy | 450 | 10.71 | 4,819 |
| 2022-05-13 | Stuebe Nancy E. | Buy | 275 | 12.84 | 3,532 |
| 2022-03-11 | Stuebe Nancy E. | Buy | 258 | 14.67 | 3,785 |
| 2022-01-13 | Barnes Randall C | Buy | 1,370 | 17.87 | 24,481 |
| 2022-01-10 | Barnes Randall C | Buy | 1,000 | 18.20 | 18,200 |
| 2022-01-04 | Barnes Randall C | Buy | 1,000 | 18.25 | 18,250 |
| 2021-12-30 | Stuebe Nancy E. | Buy | 195 | 17.95 | 3,501 |
| 2021-12-30 | Barnes Randall C | Buy | 1,000 | 17.75 | 17,750 |
| 2021-12-29 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 19,000 | 17.77 | 337,592 |
| 2021-12-29 | Advent Capital Management /de/ | Sale | 19,000 | 17.77 | 337,592 |
| 2021-12-28 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 25,000 | 17.70 | 442,550 |
| 2021-12-28 | Advent Capital Management /de/ | Sale | 25,000 | 17.70 | 442,550 |
| 2021-12-27 | Maitland Tracy V (CHAIRMAN, PRESIDENT & CEO) | Sale | 50,000 | 17.89 | 894,350 |
| 2021-12-27 | Advent Capital Management /de/ | Sale | 50,000 | 17.89 | 894,350 |
| 2021-11-22 | Seizert Gerald L | Sale | 23,890 | 18.52 | 442,514 |
| 2021-09-20 | Stuebe Nancy E. | Buy | 185 | 18.90 | 3,496 |
| 2021-07-19 | Barnes Randall C | Buy | 640 | 18.17 | 11,628 |
| 2021-06-07 | Stuebe Nancy E. | Buy | 169 | 19.46 | 3,288 |
| 2020-01-31 | Seizert Gerald L | Sale | 28,519 | 15.47 | 441,331 |
| 2020-01-30 | Seizert Gerald L (Director) | Sale | 41,361 | 15.51 | 641,633 |
| 2020-01-29 | Seizert Gerald L (Director) | Sale | 18,249 | 15.64 | 285,359 |
| 2019-09-10 | Smart Michael A | Buy | 3 | 14.24 | 42 |
| 2019-09-03 | Smart Michael A | Buy | 4,697 | 14.24 | 66,871 |
| 2019-04-12 | Smart Michael A | Sale | 367 | 14.95 | 5,486 |
| 2019-04-11 | Smart Michael A | Sale | 1,033 | 15.00 | 15,495 |
| 2019-02-13 | Smart Michael A | Sale | 1,500 | 14.50 | 21,750 |
| 2019-01-16 | Maitland Tracy V (Chairman, President & CEO) | Buy | 21,000 | 13.61 | 285,768 |
| 2019-01-16 | Advent Capital Management /de/ | Buy | 21,000 | 13.61 | 285,768 |
| 2019-01-09 | Maitland Tracy V (Chairman, President & CEO) | Buy | 15,000 | 13.53 | 203,010 |
| 2019-01-09 | Advent Capital Management /de/ | Buy | 15,000 | 13.53 | 203,010 |
| 2018-12-28 | Medina Derek | Buy | 4,099 | 12.56 | 51,483 |
| 2018-12-28 | Smart Michael A | Sale | 140 | 12.43 | 1,740 |
| 2018-12-27 | Smart Michael A | Sale | 260 | 12.28 | 3,192 |
| 2018-12-26 | Smart Michael A | Sale | 240 | 12.27 | 2,943 |
| 2018-10-10 | Maitland Tracy V (Chairman, President & CEO) | Buy | 20,000 | 14.70 | 293,960 |
| 2018-10-10 | Advent Capital Management /de/ | Buy | 20,000 | 14.70 | 293,960 |
| 2018-09-27 | Maitland Tracy V (Chairman, President & CEO) | Buy | 6,000 | 15.69 | 94,152 |
| 2018-09-27 | Advent Capital Management /de/ | Buy | 6,000 | 15.69 | 94,152 |
| 2018-09-10 | Maitland Tracy V (Chairman, President & CEO) | Buy | 12,000 | 15.71 | 188,460 |
| 2018-09-10 | Advent Capital Management /de/ | Buy | 12,000 | 15.71 | 188,460 |
| 2018-09-07 | Maitland Tracy V (Chairman, President & CEO) | Buy | 12,000 | 15.70 | 188,376 |
| 2018-09-07 | Advent Capital Management /de/ | Buy | 12,000 | 15.70 | 188,376 |
| 2018-09-06 | Maitland Tracy V (Chairman, President & CEO) | Buy | 38,000 | 15.68 | 595,992 |
| 2018-09-06 | Seizert Gerald L | Buy | 23,700 | 15.67 | 371,331 |
| 2018-09-06 | Advent Capital Management /de/ | Buy | 38,000 | 15.68 | 595,992 |
| 2018-09-05 | Huang Tony (V.P. & Assistant Secretary) | Buy | 2,066 | 15.66 | 32,361 |
| 2018-09-05 | Maitland Tracy V (Chairman, President & CEO) | Buy | 12,000 | 15.69 | 188,268 |
| 2018-09-05 | Advent Capital Management /de/ | Buy | 12,000 | 15.69 | 188,268 |
| 2017-09-01 | Weinstein Boaz (10% Owner) | Sale | 6,609 | 16.21 | 107,131 |
| 2017-08-31 | Weinstein Boaz (10% Owner) | Sale | 16,681 | 16.17 | 269,731 |
| 2017-08-30 | Weinstein Boaz (10% Owner) | Sale | 36,486 | 16.07 | 586,330 |
| 2017-08-29 | Weinstein Boaz (10% Owner) | Sale | 41,399 | 16.02 | 663,211 |
| 2017-08-28 | Weinstein Boaz (10% Owner) | Sale | 2,200 | 16.04 | 35,288 |
| 2017-08-25 | Weinstein Boaz (10% Owner) | Sale | 9,800 | 16.07 | 157,486 |
| 2017-08-24 | Weinstein Boaz (10% Owner) | Sale | 8,120 | 15.99 | 129,838 |
| 2017-08-23 | Weinstein Boaz (10% Owner) | Sale | 16,554 | 15.98 | 264,532 |
| 2017-08-22 | Weinstein Boaz (10% Owner) | Sale | 8,059 | 15.99 | 128,863 |
| 2017-08-21 | Weinstein Boaz (10% Owner) | Sale | 1,063 | 16.00 | 17,008 |
| 2017-08-17 | Weinstein Boaz (10% Owner) | Sale | 7,210 | 16.04 | 115,648 |
| 2017-08-10 | Weinstein Boaz (10% Owner) | Sale | 8,500 | 16.18 | 137,530 |
| 2017-08-08 | Weinstein Boaz (10% Owner) | Sale | 36,803 | 16.39 | 603,201 |
| 2017-08-07 | Weinstein Boaz (10% Owner) | Sale | 2,000 | 16.42 | 32,840 |
| 2017-08-04 | Weinstein Boaz (10% Owner) | Sale | 2,185 | 16.47 | 35,986 |
| 2017-08-03 | Weinstein Boaz (10% Owner) | Sale | 31,032 | 16.47 | 511,097 |
| 2017-08-02 | Weinstein Boaz (10% Owner) | Sale | 2,120 | 16.53 | 35,043 |
| 2017-08-01 | Weinstein Boaz (10% Owner) | Sale | 30,684 | 16.71 | 512,729 |
| 2017-01-17 | Weinstein Boaz (10% Owner) | Buy | 1,899 | 15.03 | 28,541 |
| 2017-01-09 | Weinstein Boaz (10% Owner) | Buy | 11,012 | 15.26 | 168,043 |
| 2017-01-06 | Weinstein Boaz (10% Owner) | Buy | 4,312 | 15.27 | 65,844 |
| 2017-01-05 | Weinstein Boaz (10% Owner) | Buy | 2,900 | 14.96 | 43,384 |
| 2017-01-04 | Weinstein Boaz (10% Owner) | Buy | 10,700 | 14.87 | 159,109 |
| 2016-12-29 | Weinstein Boaz (10% Owner) | Buy | 1,600 | 14.66 | 23,456 |
| 2016-12-21 | Weinstein Boaz (10% Owner) | Buy | 3,523 | 14.68 | 51,717 |
| 2016-12-19 | Weinstein Boaz (10% Owner) | Buy | 13,329 | 14.66 | 195,403 |
| 2016-12-16 | Weinstein Boaz (10% Owner) | Buy | 27,701 | 14.66 | 406,096 |
| 2016-12-15 | Weinstein Boaz (10% Owner) | Buy | 33,998 | 14.63 | 497,390 |
| 2016-12-14 | Weinstein Boaz (10% Owner) | Buy | 19,971 | 14.61 | 291,776 |
| 2016-12-13 | Weinstein Boaz (10% Owner) | Buy | 2,609 | 14.48 | 37,778 |
| 2016-12-12 | Weinstein Boaz (10% Owner) | Buy | 6,672 | 14.45 | 96,410 |
| 2016-12-09 | Weinstein Boaz (10% Owner) | Buy | 15,541 | 14.47 | 224,878 |
| 2016-12-08 | Weinstein Boaz (10% Owner) | Buy | 24,739 | 14.42 | 356,736 |
| 2016-11-04 | Seizert Gerald L | Buy | 10,000 | 13.42 | 134,200 |
| 2016-11-02 | Weinstein Boaz (10% Owner) | Buy | 1,243 | 13.62 | 16,929 |
| 2016-09-02 | Weinstein Boaz (10% Owner) | Buy | 1,400 | 15.19 | 21,266 |
| 2016-09-01 | Weinstein Boaz (10% Owner) | Buy | 3,213 | 15.08 | 48,452 |
| 2016-08-12 | Weinstein Boaz (10% Owner) | Buy | 4,883 | 14.69 | 71,731 |
| 2016-08-11 | Weinstein Boaz (10% Owner) | Buy | 6,436 | 14.67 | 94,416 |
| 2016-08-10 | Weinstein Boaz (10% Owner) | Buy | 5,138 | 14.69 | 75,477 |
| 2016-01-05 | Black Daniel | Buy | 2,000 | 13.71 | 27,420 |
| 2015-08-26 | Seizert Gerald L | Buy | 6,500 | 14.55 | 94,607 |
| 2015-08-14 | Seizert Gerald L | Buy | 30,911 | 15.55 | 480,666 |
| 2015-01-16 | Huang Tony (V.P. & Assistant Secretary) | Buy | 10,000 | 6.27 | 62,699 |
| 2015-01-12 | Latronica Paul | Buy | 300 | 16.24 | 4,871 |
| 2015-01-12 | Latronica Paul | Sale | 300 | 16.22 | 4,866 |
| 2014-12-30 | Seizert Gerald L | Buy | 4,500 | 16.24 | 73,099 |
| 2014-10-10 | Barnes Randall C | Buy | 1,000 | 16.66 | 16,659 |
| 2014-02-18 | Barnes Randall C | Sale | 2,388 | 18.78 | 44,846 |
| 2014-01-22 | Barnes Randall C | Sale | 3,000 | 18.77 | 56,295 |
| 2014-01-09 | Barnes Randall C | Sale | 2,000 | 18.74 | 37,480 |
| 2014-01-02 | Seizert Gerald L | Buy | 3,000 | 18.33 | 54,981 |
| 2013-12-23 | Nyberg Ronald | Buy | 451 | 18.45 | 8,320 |
| 2013-01-14 | Smart Michael A | Buy | 250 | 16.89 | 4,222 |
| 2012-12-27 | Smart Michael A | Buy | 600 | 15.82 | 9,490 |
| 2012-12-18 | Seizert Gerald L | Buy | 1,500 | 15.96 | 23,937 |
| 2012-12-11 | Black Daniel | Sale | 2,700 | 16.04 | 43,308 |
| 2011-10-25 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 100 | 14.93 | 1,493 |
| 2011-10-25 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 100 | 14.99 | 1,499 |
| 2011-06-13 | Medina Derek | Buy | 600 | 18.02 | 10,812 |
| 2011-06-06 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 60 | 18.60 | 1,116 |
| 2011-06-06 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 60 | 18.60 | 1,116 |
| 2011-05-26 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 1,100 | 14.27 | 13,249 |
| 2011-05-26 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 1,100 | 14.22 | 13,259 |
| 2011-05-24 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 500 | 14.30 | 7,631 |
| 2011-05-24 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 500 | 14.29 | 7,625 |
| 2011-05-03 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 163 | 19.42 | 3,165 |
| 2011-05-03 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 163 | 19.37 | 3,157 |
| 2011-04-21 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 625 | 19.67 | 12,293 |
| 2011-04-21 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 625 | 19.18 | 11,987 |
| 2011-03-28 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 140 | 19.87 | 2,781 |
| 2011-03-28 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 140 | 19.89 | 2,784 |
| 2011-03-23 | Nyberg Ronald | Buy | 305 | 19.85 | 6,054 |
| 2011-02-11 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 400 | 19.04 | 7,616 |
| 2011-02-11 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 400 | 19.04 | 7,614 |
| 2011-02-04 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 810 | 19.09 | 15,462 |
| 2011-02-04 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 810 | 19.18 | 15,531 |
| 2011-01-19 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 85 | 18.28 | 1,553 |
| 2011-01-19 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 85 | 18.34 | 1,558 |
| 2011-01-04 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 500 | 18.31 | 9,155 |
| 2011-01-03 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 500 | 18.28 | 9,140 |
| 2011-01-03 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 1,000 | 18.14 | 18,137 |
| 2010-11-15 | Black Daniel | Sale | 500 | 18.21 | 9,105 |
| 2010-11-11 | Black Daniel | Sale | 500 | 18.30 | 9,152 |
| 2010-11-10 | Black Daniel | Sale | 500 | 18.25 | 9,125 |
| 2010-10-07 | Barnes Randall C | Sale | 10,000 | 17.76 | 177,600 |
| 2010-10-06 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 20 | 9.32 | 186 |
| 2010-10-06 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 20 | 9.36 | 187 |
| 2010-08-13 | Barnes Randall C | Sale | 0 | 16.88 | 0 |
| 2010-08-12 | Medina Derek | Buy | 450 | 16.93 | 7,618 |
| 2010-07-30 | Smart Michael A | Buy | 400 | 16.82 | 6,726 |
| 2010-06-03 | Smart Michael A | Sale | 1,000 | 15.70 | 15,697 |
| 2010-05-21 | Nelson F Barry (Vice President) | Buy | 300 | 15.47 | 4,641 |
| 2010-05-07 | Nelson F Barry (Vice President) | Buy | 300 | 15.87 | 4,760 |
| 2010-04-21 | Seizert Gerald L | Buy | 1,200 | 17.53 | 21,034 |
| 2010-04-14 | Seizert Gerald L | Buy | 1,500 | 17.20 | 25,798 |
| 2010-03-17 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 8,359 | 16.77 | 140,180 |
| 2010-03-17 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 8,359 | 16.55 | 138,341 |
| 2010-03-03 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 1,000 | 8.57 | 8,570 |
| 2010-03-03 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 1,000 | 8.56 | 8,560 |
| 2010-01-26 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 25 | 8.25 | 206 |
| 2010-01-26 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 25 | 8.39 | 209 |
| 2010-01-11 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 292 | 16.37 | 4,780 |
| 2010-01-11 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 292 | 16.36 | 4,777 |
| 2009-12-23 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 1,000 | 8.17 | 8,170 |
| 2009-12-23 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 900 | 8.11 | 7,298 |
| 2009-12-08 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 1,000 | 7.88 | 7,875 |
| 2009-12-08 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 1,000 | 7.96 | 7,960 |
| 2009-12-07 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 1,700 | 11.46 | 18,413 |
| 2009-12-07 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 1,700 | 11.43 | 18,355 |
| 2009-12-04 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Buy | 10,200 | 14.98 | 152,836 |
| 2009-12-04 | Merrill Lynch, Pierce, Fenner & Smith Inc. (10% Owner) | Sale | 10,200 | 14.85 | 151,510 |
| 2009-10-29 | Seizert Gerald L | Sale | 2,500 | 14.55 | 36,375 |
| 2009-08-13 | Seizert Gerald L | Buy | 3,000 | 13.94 | 41,826 |
| 2009-03-18 | Seizert Gerald L | Buy | 3,000 | 9.52 | 28,563 |
| 2009-01-08 | Seizert Gerald L | Buy | 1,000 | 11.56 | 11,560 |
| 2008-12-18 | Maitland Tracy V (CEO & President) | Buy | 10,000 | 8.84 | 88,360 |
| 2008-10-10 | Nelson F Barry (Vice President) | Buy | 200 | 7.93 | 1,587 |
| 2008-10-08 | Nelson F Barry (Vice President) | Buy | 400 | 10.86 | 4,344 |
| 2008-09-08 | Seizert Gerald L | Buy | 1,000 | 19.04 | 19,037 |
| 2008-07-16 | Nelson F Barry (Vice President) | Buy | 300 | 19.17 | 5,751 |
| 2008-06-18 | Nyberg Ronald | Buy | 737 | 22.77 | 16,781 |
| 2008-05-01 | Nyberg Ronald | Buy | 750 | 23.57 | 17,677 |
| 2007-12-28 | Black Daniel | Buy | 2,000 | 23.16 | 46,314 |
| 2007-12-21 | Barnes Randall C | Buy | 9,000 | 22.55 | 202,995 |
| 2007-12-21 | Seizert Gerald L | Buy | 2,500 | 22.58 | 56,449 |
| 2007-10-03 | Black Daniel | Buy | 800 | 25.61 | 20,488 |
| 2007-08-10 | Nelson F Barry (Vice President) | Buy | 300 | 23.53 | 7,059 |
| 2007-08-08 | Seizert Gerald L | Buy | 1,500 | 24.04 | 36,060 |
| 2007-08-07 | Seizert Gerald L | Buy | 1,000 | 23.82 | 23,819 |
| 2007-07-24 | Nelson F Barry (Vice President) | Buy | 500 | 25.83 | 12,915 |
| 2007-05-29 | Barnes Randall C | Buy | 210 | 27.59 | 5,793 |
| 2007-03-29 | Black Daniel | Sale | 1,500 | 27.84 | 41,760 |
| 2007-01-30 | Barnes Randall C | Buy | 1,475 | 28.10 | 41,447 |
| 2007-01-26 | Barnes Randall C | Buy | 3,000 | 28.12 | 84,360 |
| 2007-01-03 | Black Daniel | Sale | 500 | 28.26 | 14,130 |
| 2006-11-17 | Barnes Randall C | Buy | 296 | 26.20 | 7,755 |
| 2005-12-19 | Nelson F Barry (VP and Asst. Secreta) | Buy | 300 | 22.92 | 6,876 |
| 2005-11-22 | Nelson F Barry (VP and Asst. Secreta) | Buy | 300 | 23.50 | 7,050 |
| 2005-11-17 | Nelson F Barry (VP and Asst. Secreta) | Buy | 300 | 23.47 | 7,041 |
| 2005-10-11 | Barnes Randall C | Buy | 600 | 24.91 | 14,946 |
| 2005-08-11 | Medina Derek | Buy | 100 | 26.30 | 2,630 |
| 2005-03-29 | Nelson F Barry (VP and Asst. Secreta) | Buy | 500 | 23.30 | 11,650 |
Insider trading activities including stock purchases, stock sales, and option exercises of AVK listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Advent Convertible & Income Fund (symbol AVK, CIK number 1219120) see the Securities and Exchange Commission (SEC) website.