- Company Directors - S
- Sullivan Joseph A
Insider Trading History of Sullivan Joseph A
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Sullivan Joseph A since 2006.
The trader's CIK number is 1206673.
At the time of the last reporting, Sullivan Joseph A was the Director of Legg Mason, Inc.. (stock ticker symbol LM).
Also see all insider trading activities at Legg Mason, Inc..
Note that in the past
SULLIVAN JOSEPH A also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Stifel Financial Corp (SF) by Sullivan Joseph A
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | SF | 0 | $0 | 0 | $0 | 21,404 | $0 |
| 2006 | SF | 80,000 | $2,000,000 | 0 | $0 | 20,000 | $0 |
Yearly summary of insider trading at Legg Mason, Inc. (LM) by Sullivan Joseph A
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | LM | 0 | $0 | 910,939 | $45,514,763 | 1,089,850 | $37,933,604 |
| 2019 | LM | 0 | $0 | 26,470 | $957,684 | 27,418 | $931,937 |
| 2018 | LM | 0 | $0 | 31,336 | $1,216,087 | 34,626 | $1,151,314 |
| 2017 | LM | 0 | $0 | 29,744 | $1,072,568 | 35,000 | $960,750 |
| 2016 | LM | 25,000 | $745,250 | 53,418 | $1,586,514 | 70,822 | $1,048,873 |
| 2010 | LM | 42,600 | $1,064,190 | 16,569 | $414,390 | 0 | $0 |
Insider trading activities at 2 companies by Sullivan Joseph A:
1. Stifel Financial Corp (SF)
2. Legg Mason, Inc. (LM)
Table 1. Insider trading of Stifel Financial Corp (SF) by Sullivan Joseph A
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-10-15 | SF | Option Ex | 1,404 | .00 | 0 |
| 2007-12-21 | SF | Option Ex | 20,000 | .00 | 0 |
| 2006-12-21 | SF | Option Ex | 20,000 | .00 | 0 |
| 2006-01-17 | SF | Buy | 80,000 | 25.00 | 2,000,000 |
Table 2. Insider trading of Legg Mason, Inc. (LM) by Sullivan Joseph A
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-06-10 | LM | Sale | 648,178 | 49.98 | 32,395,936 |
| 2020-06-10 | LM | Option Ex | 757,864 | 36.63 | 27,759,042 |
| 2020-06-09 | LM | Sale | 16,634 | 50.04 | 832,365 |
| 2020-06-09 | LM | Option Ex | 20,603 | 31.46 | 648,170 |
| 2020-06-08 | LM | Option Ex | 276,536 | 31.46 | 8,699,822 |
| 2020-06-08 | LM | Sale | 223,256 | 50.04 | 11,171,730 |
| 2020-03-31 | LM | Sale | 22,871 | 48.74 | 1,114,732 |
| 2020-03-31 | LM | Option Ex | 34,847 | 23.72 | 826,570 |
| 2019-05-16 | LM | Option Ex | 27,418 | 33.99 | 931,937 |
| 2019-05-16 | LM | Sale | 26,470 | 36.18 | 957,684 |
| 2018-05-16 | LM | Sale | 31,336 | 38.81 | 1,216,087 |
| 2018-05-16 | LM | Option Ex | 34,626 | 33.25 | 1,151,314 |
| 2017-02-16 | LM | Option Ex | 35,000 | 27.45 | 960,750 |
| 2017-02-16 | LM | Sale | 29,744 | 36.06 | 1,072,568 |
| 2016-02-01 | LM | Option Ex | 70,822 | 14.81 | 1,048,873 |
| 2016-02-01 | LM | Sale | 53,418 | 29.70 | 1,586,514 |
| 2016-01-26 | LM | Buy | 25,000 | 29.81 | 745,250 |
| 2010-02-04 | LM | Sale | 16,569 | 25.01 | 414,390 |
| 2010-02-08 | LM | Buy | 12,600 | 24.65 | 310,590 |
| 2010-02-04 | LM | Buy | 30,000 | 25.12 | 753,600 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Sullivan Joseph A
(Director of Legg Mason, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.