Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Legg Mason, Inc. (LM) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Legg Mason, Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 704051.
Total stock buying since 2014: $3,014,879.
Total stock sales since 2014: $1,615,745,209.
Total stock option exercises since 2014: $61,740,933.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2020 | 0 | $0 | 12,949,037 | $645,032,545 | 1,553,158 | $55,023,981 |
| 2019 | 0 | $0 | 65,720 | $2,374,125 | 67,783 | $2,303,940 |
| 2018 | 0 | $0 | 44,829 | $1,667,522 | 54,246 | $1,785,764 |
| 2017 | 30,405 | $960,129 | 5,052,686 | $188,326,414 | 57,500 | $1,578,375 |
| 2016 | 68,500 | $2,054,750 | 21,132,902 | $676,127,925 | 70,822 | $1,048,873 |
| 2015 | 0 | $0 | 1,858,582 | $102,149,380 | 0 | $0 |
| 2014 | 0 | $0 | 1,240 | $67,298 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2020-06 | 0 | $0 | 888,068 | $44,400,031 | 1,055,003 | $37,107,034 |
| 2020-05 | 0 | $0 | 11,645,112 | $580,145,400 | 0 | $0 |
| 2020-03 | 0 | $0 | 415,857 | $20,487,114 | 498,155 | $17,916,947 |
| 2019-05 | 0 | $0 | 65,720 | $2,374,125 | 67,783 | $2,303,940 |
| 2018-09 | 0 | $0 | 10,058 | $318,023 | 10,064 | $316,714 |
| 2018-05 | 0 | $0 | 34,771 | $1,349,499 | 44,182 | $1,469,050 |
| 2017-06 | 0 | $0 | 4,232,500 | $162,654,975 | 0 | $0 |
| 2017-05 | 0 | $0 | 10,522 | $392,100 | 0 | $0 |
| 2017-03 | 0 | $0 | 13,325 | $464,776 | 15,000 | $411,750 |
| 2017-02 | 0 | $0 | 36,339 | $1,310,383 | 42,500 | $1,166,625 |
| 2017-01 | 30,405 | $960,129 | 760,000 | $23,504,180 | 0 | $0 |
| 2016-06 | 3,000 | $101,760 | 16,000 | $513,712 | 0 | $0 |
| 2016-05 | 0 | $0 | 11,178 | $353,907 | 0 | $0 |
| 2016-04 | 0 | $0 | 21,052,306 | $673,673,792 | 0 | $0 |
| 2016-02 | 0 | $0 | 53,418 | $1,586,514 | 70,822 | $1,048,873 |
| 2016-01 | 65,500 | $1,952,990 | 0 | $0 | 0 | $0 |
| 2015-05 | 0 | $0 | 960,532 | $52,426,617 | 0 | $0 |
| 2015-04 | 0 | $0 | 898,050 | $49,722,763 | 0 | $0 |
| 2014-12 | 0 | $0 | 1,240 | $67,298 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2020-06-10 | Sullivan Joseph A (Chairman, President & CEO) | Sale | 648,178 | 49.98 | 32,395,936 |
| 2020-06-10 | Sullivan Joseph A (Chairman, President & CEO) | Option Ex | 757,864 | 36.63 | 27,759,042 |
| 2020-06-09 | Sullivan Joseph A (Chairman, President & CEO) | Sale | 16,634 | 50.04 | 832,365 |
| 2020-06-09 | Sullivan Joseph A (Chairman, President & CEO) | Option Ex | 20,603 | 31.46 | 648,170 |
| 2020-06-08 | Sullivan Joseph A (Chairman, President & CEO) | Sale | 223,256 | 50.04 | 11,171,730 |
| 2020-06-08 | Sullivan Joseph A (Chairman, President & CEO) | Option Ex | 276,536 | 31.46 | 8,699,822 |
| 2020-05-20 | Trian Fund Management, L.p. (Director) | Sale | 4,915,616 | 49.80 | 244,797,676 |
| 2020-05-19 | Trian Fund Management, L.p. (Director) | Sale | 644,068 | 49.82 | 32,088,110 |
| 2020-05-18 | Trian Fund Management, L.p. (Director) | Sale | 1,555,186 | 49.85 | 77,530,686 |
| 2020-05-15 | Trian Fund Management, L.p. (Director) | Sale | 648,538 | 49.88 | 32,347,128 |
| 2020-03-31 | Johnson Terence (Executive Vice President) | Sale | 178,300 | 48.76 | 8,693,908 |
| 2020-03-31 | Johnson Terence (Executive Vice President) | Option Ex | 205,752 | 37.74 | 7,765,080 |
| 2020-03-31 | Sullivan Joseph A (Chairman, President & CEO) | Sale | 22,871 | 48.74 | 1,114,732 |
| 2020-03-31 | Sullivan Joseph A (Chairman, President & CEO) | Option Ex | 34,847 | 23.72 | 826,570 |
| 2020-03-12 | Nachtwey Peter (Sr. Executive VP & CFO) | Sale | 11,350 | 48.32 | 548,432 |
| 2020-03-05 | Johnson Terence (Executive Vice President) | Sale | 1,436 | 49.92 | 71,685 |
| 2020-03-05 | Johnson Terence (Executive Vice President) | Option Ex | 1,987 | 23.72 | 47,131 |
| 2020-03-04 | Merchant Thomas C (Exec VP & General Counsel) | Sale | 33,952 | 49.82 | 1,691,488 |
| 2020-03-04 | Merchant Thomas C (Exec VP & General Counsel) | Option Ex | 41,822 | 38.84 | 1,624,366 |
| 2020-03-04 | Nachtwey Peter (Sr. Executive VP & CFO) | Sale | 101,721 | 49.81 | 5,067,231 |
| 2020-03-04 | Nachtwey Peter (Sr. Executive VP & CFO) | Option Ex | 115,411 | 37.92 | 4,376,385 |
| 2020-03-03 | Lattin Patricia (Executive Vice President) | Sale | 22,626 | 49.81 | 1,127,001 |
| 2020-03-03 | Lattin Patricia (Executive Vice President) | Option Ex | 26,574 | 38.12 | 1,013,080 |
| 2020-03-03 | Merchant Thomas C (Exec VP & General Counsel) | Sale | 21,013 | 49.83 | 1,047,077 |
| 2020-03-03 | Merchant Thomas C (Exec VP & General Counsel) | Option Ex | 24,998 | 35.51 | 887,603 |
| 2020-03-03 | Nachtwey Peter (Sr. Executive VP & CFO) | Sale | 22,588 | 49.83 | 1,125,560 |
| 2020-03-03 | Nachtwey Peter (Sr. Executive VP & CFO) | Option Ex | 46,764 | 29.44 | 1,376,732 |
| 2019-05-16 | Schliessler Ursula (EVP & CAO) | Sale | 3,608 | 36.03 | 129,996 |
| 2019-05-16 | Schliessler Ursula (EVP & CAO) | Option Ex | 3,713 | 33.99 | 126,204 |
| 2019-05-16 | Johnson Terence (Executive Vice President) | Sale | 18,525 | 36.21 | 670,790 |
| 2019-05-16 | Johnson Terence (Executive Vice President) | Option Ex | 19,040 | 33.99 | 647,169 |
| 2019-05-16 | Merchant Thomas C (Exec VP & General Counsel) | Sale | 5,582 | 36.11 | 201,566 |
| 2019-05-16 | Merchant Thomas C (Exec VP & General Counsel) | Option Ex | 5,712 | 33.99 | 194,150 |
| 2019-05-16 | Nachtwey Peter (Chief Financial Officer) | Sale | 9,193 | 36.13 | 332,143 |
| 2019-05-16 | Nachtwey Peter (Chief Financial Officer) | Option Ex | 9,520 | 33.99 | 323,584 |
| 2019-05-16 | Sullivan Joseph A (Sr. Executive Vice President) | Sale | 26,470 | 36.18 | 957,684 |
| 2019-05-16 | Sullivan Joseph A (Sr. Executive Vice President) | Option Ex | 27,418 | 33.99 | 931,937 |
| 2019-05-15 | Lattin Patricia (Executive Vice President) | Sale | 2,342 | 34.99 | 81,946 |
| 2019-05-15 | Lattin Patricia (Executive Vice President) | Option Ex | 2,380 | 33.99 | 80,896 |
| 2018-09-24 | Cashman Frances (Executive Vice President) | Sale | 10,058 | 31.62 | 318,023 |
| 2018-09-24 | Cashman Frances (Executive Vice President) | Option Ex | 10,064 | 31.47 | 316,714 |
| 2018-05-17 | Johnson Terence (Executive Vice President) | Option Ex | 5,781 | 33.25 | 192,218 |
| 2018-05-16 | Lattin Patricia (Executive Vice President) | Sale | 898 | 38.95 | 34,977 |
| 2018-05-16 | Merchant Thomas C (Exec VP & General Counsel) | Sale | 2,537 | 38.80 | 98,435 |
| 2018-05-16 | Sullivan Joseph A (Sr. Executive Vice President) | Sale | 31,336 | 38.81 | 1,216,087 |
| 2018-05-16 | Sullivan Joseph A (Sr. Executive Vice President) | Option Ex | 34,626 | 33.25 | 1,151,314 |
| 2018-05-15 | Lattin Patricia (Executive Vice President) | Option Ex | 974 | 33.25 | 32,385 |
| 2018-05-15 | Merchant Thomas C (Exec VP & General Counsel) | Option Ex | 2,801 | 33.25 | 93,133 |
| 2017-06-28 | Shanda Asset Management Investment Ltd | Sale | 4,232,500 | 38.43 | 162,654,975 |
| 2017-05-01 | Schliessler Ursula (EVP & CAO) | Sale | 1,745 | 37.39 | 65,245 |
| 2017-05-01 | Johnson Terence (Executive Vice President) | Sale | 8,777 | 37.24 | 326,855 |
| 2017-03-24 | Johnson Terence (Executive Vice President) | Sale | 13,325 | 34.88 | 464,776 |
| 2017-03-24 | Johnson Terence (Executive Vice President) | Option Ex | 15,000 | 27.45 | 411,750 |
| 2017-02-16 | Merchant Thomas C (Exec VP & General Counsel) | Sale | 6,595 | 36.06 | 237,815 |
| 2017-02-16 | Merchant Thomas C (Exec VP & General Counsel) | Option Ex | 7,500 | 27.45 | 205,875 |
| 2017-02-16 | Sullivan Joseph A (Chairman, President & CEO) | Sale | 29,744 | 36.06 | 1,072,568 |
| 2017-02-16 | Sullivan Joseph A (Chairman, President & CEO) | Option Ex | 35,000 | 27.45 | 960,750 |
| 2017-01-18 | Shanda Asset Management Investment Ltd | Buy | 30,405 | 31.58 | 960,129 |
| 2017-01-10 | Shanda Asset Management Investment Ltd (10% Owner) | Sale | 340,000 | 31.14 | 10,586,240 |
| 2017-01-09 | Shanda Asset Management Investment Ltd (10% Owner) | Sale | 420,000 | 30.76 | 12,917,940 |
| 2016-06-22 | Shanda Payment Investment Ltd | Sale | 16,000 | 32.11 | 513,712 |
| 2016-06-06 | Davidson Carol Anthony | Buy | 3,000 | 33.92 | 101,760 |
| 2016-05-02 | Schliessler Ursula (EVP & CAO) | Sale | 1,659 | 31.73 | 52,631 |
| 2016-05-02 | Johnson Terence (Executive Vice President) | Sale | 9,519 | 31.65 | 301,276 |
| 2016-04-11 | Trian Partners Strategic Investment Fund-a General Partner, Llc (Other) | Sale | 10,526,153 | 32.00 | 336,836,896 |
| 2016-04-11 | Trian Partners Master Fund, L.p. (Other) | Sale | 10,526,153 | 32.00 | 336,836,896 |
| 2016-02-01 | Sullivan Joseph A (Chairman, President & CEO) | Sale | 53,418 | 29.70 | 1,586,514 |
| 2016-02-01 | Sullivan Joseph A (Chairman, President & CEO) | Option Ex | 70,822 | 14.81 | 1,048,873 |
| 2016-01-26 | Kass Dennis M. | Buy | 3,500 | 29.80 | 104,300 |
| 2016-01-26 | Nachtwey Peter (Exec VP & CFO) | Buy | 20,000 | 29.92 | 598,400 |
| 2016-01-26 | Murphy John V | Buy | 5,000 | 29.74 | 148,700 |
| 2016-01-26 | Sullivan Joseph A (Chairman, President & CEO) | Buy | 25,000 | 29.81 | 745,250 |
| 2016-01-26 | Myers John H | Buy | 2,000 | 29.77 | 59,540 |
| 2016-01-26 | Reed W Allen | Buy | 10,000 | 29.68 | 296,800 |
| 2015-05-27 | Trian Fund Management, L.p. (Other) | Sale | 164,218 | 54.04 | 8,874,340 |
| 2015-05-26 | Trian Fund Management, L.p. (Other) | Sale | 150,000 | 53.63 | 8,044,050 |
| 2015-05-20 | Trian Fund Management, L.p. (10% Owner) | Sale | 83,600 | 54.08 | 4,520,920 |
| 2015-05-19 | Trian Fund Management, L.p. (10% Owner) | Sale | 15,200 | 54.57 | 829,418 |
| 2015-05-18 | Trian Fund Management, L.p. (10% Owner) | Sale | 120,000 | 54.62 | 6,554,160 |
| 2015-05-05 | Schliessler Ursula (EVP & CAO) | Sale | 1,518 | 55.32 | 83,975 |
| 2015-05-05 | Trian Fund Management, L.p. (10% Owner) | Sale | 132,000 | 55.31 | 7,300,392 |
| 2015-05-04 | Trian Fund Management, L.p. (10% Owner) | Sale | 200,000 | 55.25 | 11,050,200 |
| 2015-05-01 | Johnson Terence (Executive Vice President) | Sale | 8,996 | 54.27 | 488,212 |
| 2015-05-01 | Trian Fund Management, L.p. (10% Owner) | Sale | 85,000 | 55.07 | 4,680,950 |
| 2015-04-13 | Trian Fund Management, L.p. (10% Owner) | Sale | 50,000 | 55.01 | 2,750,600 |
| 2015-04-07 | Trian Fund Management, L.p. (10% Owner) | Sale | 20,050 | 55.03 | 1,103,411 |
| 2015-04-06 | Trian Fund Management, L.p. (10% Owner) | Sale | 200,000 | 55.16 | 11,033,000 |
| 2015-04-02 | Trian Fund Management, L.p. (10% Owner) | Sale | 500,000 | 55.54 | 27,769,000 |
| 2015-04-01 | Trian Fund Management, L.p. (10% Owner) | Sale | 128,000 | 55.21 | 7,066,752 |
| 2014-12-22 | Krongard Cheryl Gordon | Sale | 1,240 | 54.27 | 67,298 |
Insider trading activities including stock purchases, stock sales, and option exercises of LM listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Legg Mason, Inc. (symbol LM, CIK number 704051) see the Securities and Exchange Commission (SEC) website.