- Corporate Officers - B
- Barnes Randall C
Insider Trading History of Barnes Randall C
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Barnes Randall C since 2005.
This trader's CIK number is 1298064.
At the time of last reporting, Barnes Randall C was the Officer of Advent Convertible & Income Fund. (stock ticker symbol AVK).
Also see all insider trading activities at Advent Convertible & Income Fund.
Note that in the past
Barnes Randall C also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Advent Claymore Convertible Securities & Income Fund Ii (AGC) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | AGC | 3,800 | $24,304 | 0 | $0 | 0 | $0 |
| 2011 | AGC | 650 | $6,136 | 0 | $0 | 0 | $0 |
| 2010 | AGC | 0 | $0 | 17,710 | $164,030 | 0 | $0 |
| 2008 | AGC | 2,500 | $28,750 | 0 | $0 | 0 | $0 |
| 2007 | AGC | 15,210 | $224,241 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Active Allocation Fund (GUG) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | GUG | 385 | $5,582 | 500 | $8,225 | 0 | $0 |
| 2023 | GUG | 53,342 | $746,672 | 0 | $0 | 0 | $0 |
| 2022 | GUG | 12,095 | $169,527 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Strategic Opportunities Fund (GOF) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | GOF | 0 | $0 | 35,849 | $499,351 | 0 | $0 |
| 2023 | GOF | 0 | $0 | 83,136 | $1,123,578 | 0 | $0 |
| 2022 | GOF | 0 | $0 | 33,357 | $228,946 | 0 | $0 |
| 2021 | GOF | 0 | $0 | 33,000 | $629,640 | 0 | $0 |
| 2020 | GOF | 4,140 | $62,762 | 0 | $0 | 0 | $0 |
| 2019 | GOF | 8,605 | $160,908 | 0 | $0 | 0 | $0 |
| 2018 | GOF | 18,932 | $388,008 | 0 | $0 | 0 | $0 |
| 2016 | GOF | 9,000 | $143,340 | 0 | $0 | 0 | $0 |
| 2014 | GOF | 1,405 | $29,721 | 0 | $0 | 0 | $0 |
| 2013 | GOF | 12,600 | $270,269 | 0 | $0 | 0 | $0 |
| 2012 | GOF | 29,783 | $629,819 | 74 | $1,556 | 0 | $0 |
| 2008 | GOF | 6,720 | $106,050 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Income Fund (LCM) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2014 | LCM | 2,100 | $19,138 | 0 | $0 | 0 | $0 |
| 2010 | LCM | 0 | $0 | 11,976 | $134,765 | 0 | $0 |
| 2007 | LCM | 11,275 | $209,715 | 0 | $0 | 0 | $0 |
| 2006 | LCM | 11,815 | $205,326 | 0 | $0 | 0 | $0 |
| 2005 | LCM | 500 | $8,695 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at W / Claymore Tax-advantaged Balanced Fund (TYW) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2005 | TYW | 1,000 | $13,390 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Madison Covered Call & Equity Strategy Fund (MCN) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2009 | MCN | 0 | $0 | 2,567 | $16,955 | 0 | $0 |
| 2008 | MCN | 0 | $0 | 21,524 | $212,774 | 0 | $0 |
| 2007 | MCN | 6,000 | $70,870 | 0 | $0 | 0 | $0 |
| 2005 | MCN | 1,300 | $19,825 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Claymore/raymond James Sb-1 Equity Fund (RYJ) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | RYJ | 830 | $15,073 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Fiduciary/claymore Energy Infrastructure Fund (FMO) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | FMO | 5,000 | $54,000 | 0 | $0 | 0 | $0 |
| 2017 | FMO | 5,500 | $69,650 | 0 | $0 | 0 | $0 |
| 2016 | FMO | 15,300 | $157,645 | 0 | $0 | 0 | $0 |
| 2015 | FMO | 10,537 | $174,621 | 0 | $0 | 0 | $0 |
| 2009 | FMO | 0 | $0 | 9,600 | $157,005 | 0 | $0 |
| 2007 | FMO | 7,200 | $153,690 | 0 | $0 | 0 | $0 |
| 2006 | FMO | 3,600 | $66,220 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Fiduciary/claymore Dynamic Equity Fund (HCE) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2006 | HCE | 3,900 | $70,601 | 0 | $0 | 0 | $0 |
| 2005 | HCE | 13,025 | $234,319 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Dreman Claymore Dividend & Income Fund (GGE) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | GGE | 0 | $0 | 2,900 | $51,881 | 0 | $0 |
| 2012 | GGE | 3,600 | $62,028 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Advent Convertible & Income Fund (AVK) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | AVK | 3,785 | $42,694 | 0 | $0 | 0 | $0 |
| 2022 | AVK | 3,370 | $60,931 | 0 | $0 | 0 | $0 |
| 2021 | AVK | 1,640 | $29,378 | 0 | $0 | 0 | $0 |
| 2014 | AVK | 1,000 | $16,659 | 7,388 | $138,621 | 0 | $0 |
| 2010 | AVK | 0 | $0 | 10,000 | $177,600 | 0 | $0 |
| 2007 | AVK | 13,685 | $334,595 | 0 | $0 | 0 | $0 |
| 2006 | AVK | 296 | $7,755 | 0 | $0 | 0 | $0 |
| 2005 | AVK | 600 | $14,946 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Credit Allocation Fund (GGM) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GGM | 2,400 | $49,584 | 0 | $0 | 0 | $0 |
| 2018 | GGM | 400 | $7,880 | 0 | $0 | 0 | $0 |
| 2016 | GGM | 5,480 | $105,486 | 0 | $0 | 0 | $0 |
| 2015 | GGM | 1,290 | $28,325 | 2,011 | $47,258 | 0 | $0 |
| 2015 | GGM | 7,192 | $155,445 | 0 | $0 | 0 | $0 |
| 2013 | GGM | 18,705 | $436,049 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Enhanced Equity Income Fund (GPM) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | GPM | 0 | $0 | 4,275 | $39,757 | 0 | $0 |
| 2017 | GPM | 0 | $0 | 6,459 | $53,997 | 0 | $0 |
| 2013 | GPM | 0 | $0 | 5,000 | $43,800 | 0 | $0 |
| 2007 | GPM | 10,000 | $145,700 | 0 | $0 | 0 | $0 |
| 2006 | GPM | 13,610 | $234,115 | 0 | $0 | 0 | $0 |
| 2005 | GPM | 4,500 | $80,292 | 0 | $0 | 0 | $0 |
Insider trading activities at 13 companies by Barnes Randall C:
1. Advent Claymore Convertible Securities & Income Fund Ii (AGC)
2. Guggenheim Active Allocation Fund (GUG)
3. Guggenheim Strategic Opportunities Fund (GOF)
4. Income Fund (LCM)
5. W / Claymore Tax-advantaged Balanced Fund (TYW)
6. Madison Covered Call & Equity Strategy Fund (MCN)
7. Claymore/raymond James Sb-1 Equity Fund (RYJ)
8. Fiduciary/claymore Energy Infrastructure Fund (FMO)
9. Fiduciary/claymore Dynamic Equity Fund (HCE)
10. Dreman Claymore Dividend & Income Fund (GGE)
11. Advent Convertible & Income Fund (AVK)
12. Guggenheim Credit Allocation Fund (GGM)
13. Guggenheim Enhanced Equity Income Fund (GPM)
Table 1. Insider trading of Advent Claymore Convertible Securities & Income Fund Ii (AGC) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-12-22 | AGC | Buy | 1,800 | 6.28 | 11,304 |
| 2014-10-10 | AGC | Buy | 2,000 | 6.50 | 13,000 |
| 2011-05-27 | AGC | Buy | 650 | 9.44 | 6,136 |
| 2010-10-07 | AGC | Sale | 17,710 | 9.26 | 164,030 |
| 2008-08-19 | AGC | Buy | 2,500 | 11.50 | 28,750 |
| 2007-12-21 | AGC | Buy | 5,000 | 14.58 | 72,900 |
| 2007-11-26 | AGC | Buy | 5,000 | 14.93 | 74,650 |
| 2007-11-21 | AGC | Buy | 5,210 | 14.72 | 76,691 |
Table 2. Insider trading of Guggenheim Active Allocation Fund (GUG) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-10-03 | GUG | Sale | 500 | 16.45 | 8,225 |
| 2024-01-30 | GUG | Buy | 385 | 14.50 | 5,582 |
| 2023-12-13 | GUG | Buy | 5,880 | 13.92 | 81,849 |
| 2023-12-08 | GUG | Buy | 2,000 | 14.07 | 28,140 |
| 2023-12-07 | GUG | Buy | 7,725 | 14.12 | 109,077 |
| 2023-12-06 | GUG | Buy | 14,705 | 14.01 | 206,017 |
| 2023-12-05 | GUG | Buy | 6,000 | 13.92 | 83,520 |
| 2023-11-30 | GUG | Buy | 1,000 | 13.85 | 13,850 |
| 2023-10-31 | GUG | Buy | 1,000 | 12.99 | 12,990 |
| 2023-09-29 | GUG | Buy | 1,784 | 13.58 | 24,226 |
| 2023-09-05 | GUG | Buy | 1,390 | 13.98 | 19,432 |
| 2023-09-01 | GUG | Buy | 333 | 14.10 | 4,695 |
| 2023-08-01 | GUG | Buy | 1,729 | 14.16 | 24,482 |
| 2023-07-01 | GUG | Buy | 1,645 | 14.36 | 23,622 |
| 2023-06-07 | GUG | Buy | 310 | 13.80 | 4,278 |
| 2023-06-01 | GUG | Buy | 1,400 | 13.75 | 19,250 |
| 2023-05-01 | GUG | Buy | 1,146 | 14.11 | 16,170 |
| 2023-04-28 | GUG | Buy | 500 | 14.08 | 7,040 |
| 2023-03-10 | GUG | Buy | 1,610 | 14.27 | 22,974 |
| 2023-02-01 | GUG | Buy | 1,540 | 14.85 | 22,869 |
| 2022-12-30 | GUG | Buy | 1,645 | 13.49 | 22,191 |
| 2022-12-21 | GUG | Buy | 2,400 | 13.73 | 32,952 |
| 2022-12-20 | GUG | Buy | 2,030 | 13.87 | 28,156 |
| 2022-11-30 | GUG | Buy | 1,560 | 13.80 | 21,528 |
| 2022-11-28 | GUG | Buy | 2,860 | 14.01 | 40,068 |
| 2022-11-01 | GUG | Buy | 1,565 | 13.60 | 21,284 |
| 2022-10-25 | GUG | Buy | 270 | 13.05 | 3,523 |
| 2022-09-08 | GUG | Buy | 240 | 14.60 | 3,504 |
| 2022-07-13 | GUG | Buy | 170 | 14.18 | 2,410 |
| 2022-06-21 | GUG | Buy | 275 | 13.92 | 3,828 |
| 2022-04-12 | GUG | Buy | 725 | 16.93 | 12,274 |
Table 3. Insider trading of Guggenheim Strategic Opportunities Fund (GOF) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-07-02 | GOF | Sale | 5,849 | 15.02 | 87,851 |
| 2024-02-01 | GOF | Sale | 10,000 | 13.95 | 139,500 |
| 2024-01-05 | GOF | Sale | 20,000 | 13.60 | 272,000 |
| 2023-12-13 | GOF | Sale | 6,000 | 13.67 | 82,020 |
| 2023-12-08 | GOF | Sale | 2,000 | 13.86 | 27,720 |
| 2023-12-07 | GOF | Sale | 8,000 | 13.71 | 109,680 |
| 2023-12-06 | GOF | Sale | 16,000 | 13.66 | 218,560 |
| 2023-12-05 | GOF | Sale | 20,000 | 13.47 | 269,400 |
| 2023-12-04 | GOF | Sale | 3,000 | 13.36 | 40,080 |
| 2023-12-01 | GOF | Sale | 6,211 | 13.36 | 82,978 |
| 2023-11-29 | GOF | Sale | 1,000 | 13.25 | 13,250 |
| 2023-11-30 | GOF | Sale | 10,000 | 13.30 | 133,000 |
| 2023-11-28 | GOF | Sale | 1,000 | 13.30 | 13,300 |
| 2023-11-03 | GOF | Sale | 9,925 | 13.46 | 133,590 |
| 2022-06-16 | GOF | Sale | 356 | .00 | 0 |
| 2022-06-14 | GOF | Sale | 20,000 | .00 | 0 |
| 2022-06-15 | GOF | Sale | 1 | 16.76 | 16 |
| 2022-06-02 | GOF | Sale | 13,000 | 17.61 | 228,930 |
| 2021-11-02 | GOF | Sale | 33,000 | 19.08 | 629,640 |
| 2020-04-16 | GOF | Buy | 4,140 | 15.16 | 62,762 |
| 2019-12-27 | GOF | Buy | 3,330 | 18.26 | 60,815 |
| 2019-01-22 | GOF | Buy | 5,275 | 18.98 | 100,093 |
| 2018-12-26 | GOF | Buy | 725 | 17.43 | 12,636 |
| 2018-09-26 | GOF | Buy | 3,950 | 20.55 | 81,172 |
| 2018-07-17 | GOF | Buy | 5,100 | 21.11 | 107,661 |
| 2018-06-18 | GOF | Buy | 790 | 21.47 | 16,961 |
| 2018-02-06 | GOF | Buy | 2,770 | 19.71 | 54,596 |
| 2018-02-05 | GOF | Buy | 2,600 | 20.23 | 52,585 |
| 2018-01-30 | GOF | Buy | 2,997 | 20.82 | 62,397 |
| 2016-03-14 | GOF | Buy | 6,000 | 16.14 | 96,840 |
| 2016-02-10 | GOF | Buy | 3,000 | 15.50 | 46,500 |
| 2014-01-30 | GOF | Buy | 5 | 21.19 | 105 |
| 2014-01-31 | GOF | Buy | 700 | 21.15 | 14,804 |
| 2014-01-17 | GOF | Buy | 700 | 21.16 | 14,812 |
| 2013-12-18 | GOF | Buy | 900 | 20.55 | 18,495 |
| 2013-12-16 | GOF | Buy | 300 | 21.25 | 6,375 |
| 2013-06-24 | GOF | Buy | 5,200 | 21.09 | 109,694 |
| 2013-06-11 | GOF | Buy | 6,200 | 21.89 | 135,705 |
| 2012-12-28 | GOF | Sale | 74 | 21.04 | 1,556 |
| 2012-12-28 | GOF | Buy | 2,840 | 21.13 | 60,003 |
| 2012-12-28 | GOF | Buy | 1,300 | 21.23 | 27,599 |
| 2012-12-28 | GOF | Buy | 10,400 | 21.20 | 220,448 |
| 2012-12-26 | GOF | Buy | 3,600 | 21.43 | 77,130 |
| 2012-12-26 | GOF | Buy | 2,400 | 21.45 | 51,480 |
| 2012-12-26 | GOF | Buy | 1,500 | 21.40 | 32,099 |
| 2012-12-26 | GOF | Buy | 1,890 | 21.65 | 40,918 |
| 2012-12-21 | GOF | Buy | 110 | 21.65 | 2,381 |
| 2012-12-05 | GOF | Buy | 2,793 | 21.06 | 58,820 |
| 2012-02-06 | GOF | Buy | 2,950 | 19.98 | 58,941 |
| 2008-09-10 | GOF | Buy | 1,200 | 15.93 | 19,116 |
| 2008-09-11 | GOF | Buy | 1,000 | 15.84 | 15,840 |
| 2008-08-19 | GOF | Buy | 4,310 | 15.70 | 67,667 |
| 2008-04-10 | GOF | Buy | 210 | 16.32 | 3,427 |
Table 4. Insider trading of Income Fund (LCM) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2014-12-22 | LCM | Buy | 200 | 8.91 | 1,782 |
| 2014-10-10 | LCM | Buy | 1,900 | 9.13 | 17,356 |
| 2010-10-07 | LCM | Sale | 11,976 | 11.25 | 134,765 |
| 2007-11-21 | LCM | Buy | 2,700 | 15.22 | 41,094 |
| 2007-01-30 | LCM | Buy | 2,210 | 19.71 | 43,559 |
| 2007-01-29 | LCM | Buy | 3,680 | 19.67 | 72,396 |
| 2007-07-26 | LCM | Buy | 2,685 | 19.61 | 52,666 |
| 2006-07-24 | LCM | Buy | 500 | 16.61 | 8,305 |
| 2006-07-24 | LCM | Buy | 500 | 16.61 | 8,305 |
| 2006-06-27 | LCM | Buy | 105 | 16.24 | 1,705 |
| 2006-05-12 | LCM | Buy | 500 | 17.25 | 8,625 |
| 2006-05-11 | LCM | Buy | 500 | 17.38 | 8,690 |
| 2006-03-22 | LCM | Buy | 1,400 | 17.77 | 24,878 |
| 2006-01-23 | LCM | Buy | 5,210 | 17.45 | 90,909 |
| 2005-01-18 | LCM | Buy | 3,100 | 17.39 | 53,909 |
| 2005-10-11 | LCM | Buy | 500 | 17.39 | 8,695 |
Table 5. Insider trading of W / Claymore Tax-advantaged Balanced Fund (TYW) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2005-04-22 | TYW | Buy | 1,000 | 13.39 | 13,390 |
Table 6. Insider trading of Madison Covered Call & Equity Strategy Fund (MCN) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2009-05-01 | MCN | Sale | 2,567 | 6.61 | 16,955 |
| 2008-09-10 | MCN | Sale | 5,943 | 9.90 | 58,835 |
| 2008-09-11 | MCN | Sale | 1 | 9.90 | 9 |
| 2008-08-19 | MCN | Sale | 13,080 | 9.88 | 129,256 |
| 2008-08-20 | MCN | Sale | 2,500 | 9.87 | 24,674 |
| 2007-11-26 | MCN | Buy | 5,000 | 11.16 | 55,800 |
| 2007-01-26 | MCN | Buy | 1,000 | 15.07 | 15,070 |
| 2005-06-20 | MCN | Buy | 1,300 | 15.25 | 19,825 |
Table 7. Insider trading of Claymore/raymond James Sb-1 Equity Fund (RYJ) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-01-11 | RYJ | Buy | 550 | 18.11 | 9,963 |
| 2007-01-08 | RYJ | Buy | 280 | 18.25 | 5,110 |
Table 8. Insider trading of Fiduciary/claymore Energy Infrastructure Fund (FMO) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-03-26 | FMO | Buy | 5,000 | 10.80 | 54,000 |
| 2017-10-23 | FMO | Buy | 500 | 12.30 | 6,150 |
| 2017-08-11 | FMO | Buy | 5,000 | 12.70 | 63,500 |
| 2016-02-09 | FMO | Buy | 3,000 | 9.15 | 27,450 |
| 2016-01-25 | FMO | Buy | 300 | 9.65 | 2,895 |
| 2016-01-19 | FMO | Buy | 10,000 | 10.36 | 103,600 |
| 2016-01-11 | FMO | Buy | 2,000 | 11.85 | 23,700 |
| 2015-11-23 | FMO | Buy | 3,000 | 14.10 | 42,300 |
| 2015-10-27 | FMO | Buy | 3,000 | 16.01 | 48,030 |
| 2015-09-15 | FMO | Buy | 2,000 | 17.73 | 35,450 |
| 2015-08-27 | FMO | Buy | 1,537 | 18.64 | 28,641 |
| 2015-07-27 | FMO | Buy | 1,000 | 20.20 | 20,200 |
| 2009-12-21 | FMO | Sale | 1,000 | 17.45 | 17,445 |
| 2009-10-29 | FMO | Sale | 6,600 | 16.20 | 106,920 |
| 2009-10-30 | FMO | Sale | 2,000 | 16.32 | 32,640 |
| 2007-12-24 | FMO | Buy | 4,200 | 20.35 | 85,470 |
| 2007-08-01 | FMO | Buy | 3,000 | 22.74 | 68,220 |
| 2006-04-24 | FMO | Buy | 1,200 | 18.40 | 22,080 |
| 2006-04-26 | FMO | Buy | 400 | 18.45 | 7,380 |
| 2006-04-19 | FMO | Buy | 2,000 | 18.38 | 36,760 |
Table 9. Insider trading of Fiduciary/claymore Dynamic Equity Fund (HCE) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2006-05-25 | HCE | Buy | 400 | 17.58 | 7,031 |
| 2006-05-11 | HCE | Buy | 3,500 | 18.16 | 63,570 |
| 2005-12-08 | HCE | Buy | 1,510 | 17.98 | 27,149 |
| 2005-11-30 | HCE | Buy | 2,000 | 17.72 | 35,440 |
| 2005-11-29 | HCE | Buy | 1,800 | 17.88 | 32,175 |
| 2005-11-21 | HCE | Buy | 1,165 | 17.86 | 20,812 |
| 2005-11-17 | HCE | Buy | 3,250 | 17.82 | 57,908 |
| 2005-10-25 | HCE | Buy | 2,300 | 18.05 | 41,515 |
| 2005-06-15 | HCE | Buy | 1,000 | 19.32 | 19,320 |
Table 10. Insider trading of Dreman Claymore Dividend & Income Fund (GGE) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-01-10 | GGE | Sale | 2,900 | 17.89 | 51,881 |
| 2012-05-03 | GGE | Buy | 3,600 | 17.23 | 62,028 |
Table 11. Insider trading of Advent Convertible & Income Fund (AVK) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-10-17 | AVK | Buy | 3,785 | 11.28 | 42,694 |
| 2022-01-13 | AVK | Buy | 1,370 | 17.87 | 24,481 |
| 2022-01-10 | AVK | Buy | 1,000 | 18.20 | 18,200 |
| 2022-01-04 | AVK | Buy | 1,000 | 18.25 | 18,250 |
| 2021-12-30 | AVK | Buy | 1,000 | 17.75 | 17,750 |
| 2021-07-19 | AVK | Buy | 640 | 18.17 | 11,628 |
| 2014-10-10 | AVK | Buy | 1,000 | 16.66 | 16,659 |
| 2014-02-18 | AVK | Sale | 2,388 | 18.78 | 44,846 |
| 2014-01-09 | AVK | Sale | 2,000 | 18.74 | 37,480 |
| 2014-01-22 | AVK | Sale | 3,000 | 18.77 | 56,295 |
| 2010-10-07 | AVK | Sale | 10,000 | 17.76 | 177,600 |
| 2010-08-13 | AVK | Sale | 0 | 16.88 | 0 |
| 2007-12-21 | AVK | Buy | 9,000 | 22.55 | 202,995 |
| 2007-05-29 | AVK | Buy | 210 | 27.59 | 5,793 |
| 2007-01-30 | AVK | Buy | 1,475 | 28.10 | 41,447 |
| 2007-01-26 | AVK | Buy | 3,000 | 28.12 | 84,360 |
| 2006-11-17 | AVK | Buy | 296 | 26.20 | 7,755 |
| 2005-10-11 | AVK | Buy | 600 | 24.91 | 14,946 |
Table 12. Insider trading of Guggenheim Credit Allocation Fund (GGM) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-05-09 | GGM | Buy | 2,400 | 20.66 | 49,584 |
| 2018-12-13 | GGM | Buy | 400 | 19.70 | 7,880 |
| 2016-12-06 | GGM | Buy | 620 | 21.26 | 13,181 |
| 2016-06-29 | GGM | Buy | 1,350 | 20.23 | 27,310 |
| 2016-05-03 | GGM | Buy | 260 | 19.30 | 5,018 |
| 2016-03-14 | GGM | Buy | 600 | 18.35 | 11,010 |
| 2016-02-02 | GGM | Buy | 550 | 18.30 | 10,065 |
| 2016-02-01 | GGM | Buy | 2,100 | 18.52 | 38,902 |
| 2015-10-02 | GGM | Buy | 1,850 | 19.75 | 36,528 |
| 2015-06-30 | GGM | Buy | 500 | 21.75 | 10,875 |
| 2015-03-11 | GGM | Buy | 1,205 | 22.18 | 26,720 |
| 2015-03-10 | GGM | Buy | 119 | 22.30 | 2,653 |
| 2015-03-06 | GGM | Buy | 3,350 | 22.36 | 74,906 |
| 2015-03-02 | GGM | Buy | 168 | 22.40 | 3,763 |
| 2015-12-12 | GGM | Buy | 400 | 21.80 | 8,720 |
| 2014-12-11 | GGM | Buy | 200 | 21.78 | 4,356 |
| 2014-12-09 | GGM | Buy | 690 | 22.10 | 15,249 |
| 2014-03-18 | GGM | Sale | 2,011 | 23.50 | 47,258 |
| 2013-12-30 | GGM | Buy | 2,175 | 22.50 | 48,937 |
| 2013-10-31 | GGM | Buy | 1,500 | 23.07 | 34,612 |
| 2013-10-08 | GGM | Buy | 3,500 | 23.30 | 81,550 |
| 2013-10-07 | GGM | Buy | 4,000 | 23.41 | 93,652 |
| 2013-10-03 | GGM | Buy | 100 | 23.58 | 2,358 |
| 2013-10-04 | GGM | Buy | 3,100 | 23.56 | 73,036 |
| 2013-10-01 | GGM | Buy | 1,000 | 23.58 | 23,580 |
| 2013-09-30 | GGM | Buy | 1,100 | 23.62 | 25,982 |
| 2013-09-05 | GGM | Buy | 630 | 23.40 | 14,742 |
| 2013-09-04 | GGM | Buy | 1,600 | 23.50 | 37,600 |
Table 13. Insider trading of Guggenheim Enhanced Equity Income Fund (GPM) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-01-30 | GPM | Sale | 4,275 | 9.30 | 39,757 |
| 2017-04-26 | GPM | Sale | 6,459 | 8.36 | 53,997 |
| 2013-01-10 | GPM | Sale | 4,900 | 8.76 | 42,924 |
| 2013-01-10 | GPM | Sale | 100 | 8.77 | 876 |
| 2007-11-26 | OLA | Buy | 5,000 | 14.61 | 73,050 |
| 2007-11-21 | OLA | Buy | 5,000 | 14.53 | 72,650 |
| 2006-05-25 | OLA | Buy | 600 | 16.63 | 9,978 |
| 2006-05-11 | OLA | Buy | 3,400 | 17.06 | 58,003 |
| 2006-01-27 | OLA | Buy | 750 | 17.35 | 13,012 |
| 2006-01-23 | OLA | Buy | 6,860 | 17.22 | 118,122 |
| 2005-01-18 | OLA | Buy | 2,000 | 17.50 | 35,000 |
| 2005-12-08 | OLA | Buy | 1,500 | 18.00 | 27,000 |
| 2005-11-30 | OLA | Buy | 3,000 | 17.76 | 53,292 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Barnes Randall C
(Officer of Advent Convertible & Income Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.