Insider Trading History of Swanson David

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Swanson David since 2019. This trader's CIK number is 1298613. At the time of last reporting, Swanson David was the Officer of Rivernorth/doubleline Strategic Opportunity Fund, Inc.. (stock ticker symbol OPPA). Also see all insider trading activities at Rivernorth/doubleline Strategic Opportunity Fund, Inc..

Note that in the past Swanson David also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPPA) by Swanson David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2021 OPPA 2,375 $55,236 0 $0 0 $0
2020 OPPA 1,065 $15,016 0 $0 0 $0

Yearly summary of insider trading at Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Swanson David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2019 RMI 465 $9,951 0 $0 0 $0

Yearly summary of insider trading at Rivernorth Opportunities Fund, Inc. (RIV) by Swanson David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2020 RIV 258 $3,632 0 $0 0 $0
2019 RIV 774 $13,193 0 $0 0 $0

Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Swanson David

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2020 RFM 530 $10,944 0 $0 0 $0


Insider trading activities at 4 companies by Swanson David:

1. Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPPA)

2. Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI)

3. Rivernorth Opportunities Fund, Inc. (RIV)

4. Rivernorth Flexible Municipal Income Fund, Inc. (RFM)

Table 1. Insider trading of Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPPA) by Swanson David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2021-12-27 OPPA Buy 2,020 24.80 50,096
2021-10-05 OPP Buy 355 14.48 5,140
2020-11-19 OPP Buy 1,065 14.10 15,016

Table 2. Insider trading of Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Swanson David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2019-07-02 RMI Buy 465 21.40 9,951

Table 3. Insider trading of Rivernorth Opportunities Fund, Inc. (RIV) by Swanson David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2020-11-09 RIV Buy 258 14.08 3,632
2019-10-25 RIV Buy 194 16.60 3,220
2019-07-02 RIV Buy 580 17.20 9,973

Table 4. Insider trading of Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Swanson David

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2020-08-14 RFM Buy 530 20.65 10,944

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Swanson David (Officer of Rivernorth/doubleline Strategic Opportunity Fund, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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