Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Rivernorth Opportunities Fund, Inc. ((RIV)) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Rivernorth Opportunities Fund, Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 1501072.
Total stock buying since 2015: $10,365,444.
Total stock sales since 2015: $8,253,805.
Total stock option exercises since 2015: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2023 | 4,000 | $41,675 | 0 | $0 | 0 | $0 |
| 2022 | 130,697 | $74,735 | 0 | $0 | 0 | $0 |
| 2021 | 18,221 | $306,294 | 142,958 | $2,499,501 | 0 | $0 |
| 2020 | 5,634 | $62,905 | 29,050 | $324,488 | 0 | $0 |
| 2019 | 40,618 | $658,664 | 247,527 | $1,714,148 | 0 | $0 |
| 2018 | 3,680 | $57,508 | 90,211 | $1,891,989 | 0 | $0 |
| 2017 | 100 | $2,048 | 127,077 | $1,823,679 | 0 | $0 |
| 2016 | 8,600 | $161,615 | 0 | $0 | 0 | $0 |
| 2015 | 450,000 | $9,000,000 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2023-10 | 2,500 | $24,350 | 0 | $0 | 0 | $0 |
| 2023-04 | 1,500 | $17,325 | 0 | $0 | 0 | $0 |
| 2022-11 | 125,697 | $0 | 0 | $0 | 0 | $0 |
| 2022-01 | 5,000 | $74,735 | 0 | $0 | 0 | $0 |
| 2021-11 | 18,221 | $306,294 | 0 | $0 | 0 | $0 |
| 2021-06 | 0 | $0 | 4,000 | $71,520 | 0 | $0 |
| 2021-05 | 0 | $0 | 13,717 | $247,894 | 0 | $0 |
| 2021-04 | 0 | $0 | 25,032 | $441,088 | 0 | $0 |
| 2021-03 | 0 | $0 | 52,924 | $921,028 | 0 | $0 |
| 2021-02 | 0 | $0 | 47,285 | $817,971 | 0 | $0 |
| 2020-11 | 258 | $3,632 | 0 | $0 | 0 | $0 |
| 2020-03 | 5,376 | $59,273 | 29,050 | $324,488 | 0 | $0 |
| 2019-11 | 39,844 | $645,471 | 0 | $0 | 0 | $0 |
| 2019-10 | 194 | $3,220 | 156,866 | $156,501 | 0 | $0 |
| 2019-09 | 0 | $0 | 8,379 | $143,815 | 0 | $0 |
| 2019-08 | 0 | $0 | 9,924 | $171,203 | 0 | $0 |
| 2019-07 | 580 | $9,973 | 26,053 | $455,076 | 0 | $0 |
| 2019-06 | 0 | $0 | 18,805 | $319,063 | 0 | $0 |
| 2019-05 | 0 | $0 | 27,500 | $468,490 | 0 | $0 |
| 2018-12 | 2,000 | $29,066 | 0 | $0 | 0 | $0 |
| 2018-11 | 1,680 | $28,442 | 0 | $0 | 0 | $0 |
| 2018-06 | 0 | $0 | 38,011 | $814,474 | 0 | $0 |
| 2018-05 | 0 | $0 | 12,500 | $265,875 | 0 | $0 |
| 2018-01 | 0 | $0 | 39,700 | $811,640 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2023-10-27 | Raio Jerry | Buy | 2,500 | 9.74 | 24,350 |
| 2023-04-10 | Raio Jerry | Buy | 1,500 | 11.55 | 17,325 |
| 2022-11-15 | Galley Patrick W. (President) | Buy | 83,798 | .00 | 0 |
| 2022-01-24 | O'neill Stephen Andrew | Buy | 5,000 | 14.95 | 74,735 |
| 2021-11-16 | Hutchens John Wayne (Director) | Buy | 1,664 | 16.81 | 27,971 |
| 2021-11-15 | O'neill Stephen Andrew | Buy | 16,557 | 16.81 | 278,323 |
| 2021-06-04 | Schmucker Brian H | Sale | 4,000 | 17.88 | 71,520 |
| 2021-05-10 | Rivernorth Capital Management, Llc | Sale | 4,917 | 18.04 | 88,702 |
| 2021-05-07 | Rivernorth Capital Management, Llc | Sale | 8,800 | 18.09 | 159,192 |
| 2021-04-30 | Rivernorth Capital Management, Llc | Sale | 5,302 | 17.68 | 93,739 |
| 2021-04-23 | Rivernorth Capital Management, Llc | Sale | 5,000 | 17.47 | 87,350 |
| 2021-04-13 | Rivernorth Capital Management, Llc | Sale | 7,114 | 17.77 | 126,415 |
| 2021-04-01 | Schmucker Brian H | Sale | 7,616 | 17.54 | 133,584 |
| 2021-03-31 | Schmucker Brian H | Sale | 15,000 | 17.38 | 260,699 |
| 2021-03-21 | Rivernorth Capital Management, Llc | Sale | 6,279 | 17.36 | 109,003 |
| 2021-03-17 | Rivernorth Capital Management, Llc | Sale | 5,000 | 17.68 | 88,400 |
| 2021-03-15 | Rivernorth Capital Management, Llc | Sale | 5,510 | 17.72 | 97,637 |
| 2021-03-12 | Rivernorth Capital Management, Llc | Sale | 5,000 | 17.60 | 88,000 |
| 2021-03-05 | Rivernorth Capital Management, Llc | Sale | 8,500 | 17.02 | 144,670 |
| 2021-03-03 | Rivernorth Capital Management, Llc | Sale | 7,635 | 17.37 | 132,619 |
| 2021-02-09 | Rivernorth Capital Management, Llc | Sale | 9,450 | 17.50 | 165,375 |
| 2021-02-05 | Rivernorth Capital Management, Llc | Sale | 17,584 | 17.34 | 304,906 |
| 2021-02-04 | Rivernorth Capital Management, Llc | Sale | 2,000 | 17.17 | 34,340 |
| 2021-02-03 | Rivernorth Capital Management, Llc | Sale | 7,459 | 17.01 | 126,877 |
| 2021-02-02 | Rivernorth Capital Management, Llc | Sale | 2,000 | 17.01 | 34,020 |
| 2020-11-09 | Swanson David (Director) | Buy | 258 | 14.08 | 3,632 |
| 2020-03-23 | O'neill Stephen Andrew | Buy | 2,500 | 9.37 | 23,424 |
| 2020-03-12 | Schmucker Brian H | Sale | 29,050 | 11.17 | 324,488 |
| 2020-03-12 | Galley Patrick W. | Buy | 2,876 | 12.46 | 35,849 |
| 2019-11-12 | Hutchens John Wayne (Director) | Buy | 1,247 | 16.20 | 20,201 |
| 2019-11-12 | Oakes John S. (Director) | Buy | 429 | 16.20 | 6,949 |
| 2019-11-07 | O'neill Stephen Andrew | Buy | 5,000 | 16.20 | 81,000 |
| 2019-11-07 | Galley Patrick W. | Buy | 33,168 | 16.20 | 537,321 |
| 2019-10-25 | Swanson David (Director) | Buy | 194 | 16.60 | 3,220 |
| 2019-10-24 | O'neill Stephen Andrew | Sale | 23,793 | .05 | 1,261 |
| 2019-10-23 | Galley Patrick W. (Chief Investment Officer) | Sale | 10,290 | .06 | 617 |
| 2019-10-22 | Galley Patrick W. (Chief Investment Officer) | Sale | 51,429 | .04 | 2,057 |
| 2019-10-21 | Galley Patrick W. (Chief Investment Officer) | Sale | 47,938 | .04 | 1,725 |
| 2019-10-18 | Galley Patrick W. (Chief Investment Officer) | Sale | 14,465 | .06 | 867 |
| 2019-10-16 | Galley Patrick W. (Chief Investment Officer) | Sale | 5,522 | 16.67 | 92,035 |
| 2019-10-08 | Galley Patrick W. (Chief Investment Officer) | Sale | 3,429 | 16.90 | 57,939 |
| 2019-09-26 | Schmucker Brian H | Sale | 5,000 | 17.12 | 85,600 |
| 2019-09-25 | Schmucker Brian H | Sale | 2,700 | 17.24 | 46,547 |
| 2019-09-09 | Schmucker Brian H | Sale | 679 | 17.18 | 11,668 |
| 2019-08-28 | Schmucker Brian H | Sale | 624 | 16.95 | 10,576 |
| 2019-08-27 | Schmucker Brian H | Sale | 3,000 | 16.95 | 50,850 |
| 2019-08-01 | Schmucker Brian H | Sale | 6,300 | 17.43 | 109,777 |
| 2019-07-16 | Schmucker Brian H | Sale | 1,755 | 17.40 | 30,536 |
| 2019-07-15 | Schmucker Brian H | Sale | 4,018 | 17.65 | 70,917 |
| 2019-07-11 | Schmucker Brian H | Sale | 5,500 | 17.62 | 96,910 |
| 2019-07-10 | Schmucker Brian H | Sale | 5,372 | 17.48 | 93,875 |
| 2019-07-09 | Schmucker Brian H | Sale | 400 | 17.42 | 6,968 |
| 2019-07-08 | Schmucker Brian H | Sale | 5,238 | 17.34 | 90,800 |
| 2019-07-05 | Schmucker Brian H | Sale | 3,400 | 17.26 | 58,684 |
| 2019-07-02 | Schmucker Brian H | Sale | 370 | 17.26 | 6,386 |
| 2019-07-02 | Swanson David (Director) | Buy | 580 | 17.20 | 9,973 |
| 2019-06-21 | Schmucker Brian H | Sale | 581 | 17.10 | 9,935 |
| 2019-06-20 | Schmucker Brian H | Sale | 2,000 | 17.07 | 34,140 |
| 2019-06-18 | Schmucker Brian H | Sale | 513 | 17.07 | 8,756 |
| 2019-06-13 | Schmucker Brian H | Sale | 5,000 | 17.00 | 84,975 |
| 2019-06-10 | Schmucker Brian H | Sale | 200 | 17.10 | 3,420 |
| 2019-06-06 | Schmucker Brian H | Sale | 3,191 | 16.93 | 54,029 |
| 2019-06-05 | Schmucker Brian H | Sale | 2,000 | 16.92 | 33,840 |
| 2019-06-04 | Schmucker Brian H | Sale | 2,800 | 16.89 | 47,292 |
| 2019-05-09 | Schmucker Brian H | Sale | 5,500 | 16.79 | 92,345 |
| 2019-05-08 | Schmucker Brian H | Sale | 5,500 | 16.91 | 93,005 |
| 2019-05-07 | Schmucker Brian H | Sale | 5,500 | 17.20 | 94,600 |
| 2019-05-06 | Schmucker Brian H | Sale | 5,500 | 17.22 | 94,710 |
| 2019-05-02 | Schmucker Brian H | Sale | 5,500 | 17.06 | 93,830 |
| 2018-12-21 | Galley Patrick W. | Buy | 2,000 | 14.53 | 29,066 |
| 2018-11-07 | Hutchens John Wayne (Director) | Buy | 1,311 | 16.93 | 22,195 |
| 2018-11-07 | Oakes John S. (Director) | Buy | 369 | 16.93 | 6,247 |
| 2018-06-13 | Schmucker Brian H | Sale | 4,178 | 21.52 | 89,931 |
| 2018-06-12 | Schmucker Brian H | Sale | 3,300 | 21.48 | 70,884 |
| 2018-06-11 | Schmucker Brian H | Sale | 5,517 | 21.48 | 118,521 |
| 2018-06-08 | Schmucker Brian H | Sale | 3,118 | 21.41 | 66,756 |
| 2018-06-07 | Schmucker Brian H | Sale | 3,953 | 21.46 | 84,831 |
| 2018-06-05 | Schmucker Brian H | Sale | 7,500 | 21.38 | 160,350 |
| 2018-06-04 | Schmucker Brian H | Sale | 7,437 | 21.37 | 158,951 |
| 2018-06-01 | Schmucker Brian H | Sale | 3,008 | 21.36 | 64,250 |
| 2018-05-30 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 5,000 | 21.30 | 106,500 |
| 2018-05-29 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 7,500 | 21.25 | 159,375 |
| 2018-01-10 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 7,400 | 20.74 | 153,476 |
| 2018-01-09 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 7,000 | 20.75 | 145,250 |
| 2018-01-08 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 7,000 | 20.59 | 144,130 |
| 2018-01-03 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 5,300 | 20.28 | 107,484 |
| 2018-01-02 | Schmucker Brian H (Officer of Investment Advisor) | Sale | 13,000 | 20.10 | 261,300 |
| 2017-12-21 | Rivernorth Capital Management, Llc | Sale | 13,442 | 19.74 | 265,385 |
| 2017-10-30 | Schmucker Brian H | Sale | 17,860 | .23 | 4,197 |
| 2017-10-23 | Schmucker Brian H | Sale | 19,691 | .22 | 4,332 |
| 2017-10-10 | Schmucker Brian H | Sale | 7,374 | 21.01 | 154,927 |
| 2017-10-09 | Schmucker Brian H | Sale | 7,000 | 21.00 | 147,000 |
| 2017-10-05 | Schmucker Brian H | Sale | 7,000 | 20.71 | 145,005 |
| 2017-10-04 | Galley Patrick W. | Buy | 100 | 20.48 | 2,048 |
| 2017-09-18 | Schmucker Brian H | Sale | 3,700 | 21.09 | 78,033 |
| 2017-09-14 | Schmucker Brian H | Sale | 800 | 21.11 | 16,892 |
| 2017-09-08 | Schmucker Brian H | Sale | 2,800 | 21.02 | 58,869 |
| 2017-09-06 | Schmucker Brian H | Sale | 1,000 | 21.03 | 21,030 |
| 2017-09-05 | Schmucker Brian H | Sale | 7,300 | 21.10 | 154,030 |
| 2017-05-18 | Rivernorth Capital Management, Llc | Sale | 1,300 | 19.85 | 25,807 |
| 2017-05-16 | Rivernorth Capital Management, Llc | Sale | 415 | 19.98 | 8,291 |
| 2017-04-24 | Rivernorth Capital Management, Llc | Sale | 2,000 | 19.97 | 39,940 |
| 2017-04-20 | Rivernorth Capital Management, Llc | Sale | 2,000 | 19.96 | 39,930 |
| 2017-04-19 | Rivernorth Capital Management, Llc | Sale | 1,600 | 19.82 | 31,705 |
| 2017-04-17 | Rivernorth Capital Management, Llc | Sale | 1,100 | 19.84 | 21,829 |
| 2017-04-13 | Rivernorth Capital Management, Llc | Sale | 3,200 | 19.81 | 63,398 |
| 2017-04-12 | Rivernorth Capital Management, Llc | Sale | 1,000 | 20.00 | 20,000 |
| 2017-04-11 | Rivernorth Capital Management, Llc | Sale | 3,200 | 19.92 | 63,734 |
| 2017-04-10 | Rivernorth Capital Management, Llc | Sale | 1,000 | 19.85 | 19,850 |
| 2017-04-07 | Rivernorth Capital Management, Llc | Sale | 2,136 | 19.79 | 42,277 |
| 2017-04-05 | Rivernorth Capital Management, Llc | Sale | 2,000 | 19.71 | 39,420 |
| 2017-04-04 | Rivernorth Capital Management, Llc | Sale | 1,100 | 19.75 | 21,725 |
| 2017-04-03 | Rivernorth Capital Management, Llc | Sale | 1,500 | 19.65 | 29,474 |
| 2017-03-31 | Rivernorth Capital Management, Llc | Sale | 1,500 | 19.72 | 29,580 |
| 2017-03-30 | Rivernorth Capital Management, Llc | Sale | 1,898 | 19.60 | 37,200 |
| 2017-03-21 | Rivernorth Capital Management, Llc | Sale | 2,000 | 19.60 | 39,200 |
| 2017-03-09 | Rivernorth Capital Management, Llc | Sale | 3,200 | 19.66 | 62,924 |
| 2017-03-08 | Rivernorth Capital Management, Llc | Sale | 3,000 | 19.66 | 58,983 |
| 2017-02-27 | Rivernorth Capital Management, Llc | Sale | 1,500 | 19.88 | 29,800 |
| 2017-02-17 | Rivernorth Capital Management, Llc | Sale | 499 | 19.81 | 9,885 |
| 2017-02-13 | Rivernorth Capital Management, Llc | Sale | 200 | 20.05 | 4,010 |
| 2017-02-10 | Rivernorth Capital Management, Llc | Sale | 762 | 19.89 | 15,152 |
| 2017-02-06 | Rivernorth Capital Management, Llc | Sale | 500 | 19.83 | 9,915 |
| 2016-11-02 | Schmucker Brian H | Buy | 3,000 | 18.70 | 56,100 |
| 2016-05-02 | Hutchens John Wayne (Director) | Buy | 1,100 | 19.40 | 21,340 |
| 2016-04-28 | Schmucker Brian H | Buy | 2,000 | 19.12 | 38,250 |
| 2016-04-07 | Schmucker Brian H | Buy | 2,000 | 18.00 | 36,000 |
| 2016-01-05 | Oakes John S. (Director) | Buy | 500 | 19.85 | 9,925 |
| 2015-12-29 | Schmucker Brian H | Buy | 25,000 | 20.00 | 500,000 |
| 2015-12-29 | O'neill Stephen Andrew | Buy | 25,000 | 20.00 | 500,000 |
| 2015-12-29 | Galley Patrick W. | Buy | 25,000 | 20.00 | 500,000 |
| 2015-12-29 | Rivernorth Capital Management, Llc | Buy | 375,000 | 20.00 | 7,500,000 |
Insider trading activities including stock purchases, stock sales, and option exercises of (RIV) listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Rivernorth Opportunities Fund, Inc. (symbol (RIV), CIK number 1501072) see the Securities and Exchange Commission (SEC) website.