- Corporate Officers - R
- Rivernorth Capital Management, Llc
Insider Trading History of Rivernorth Capital Management, Llc
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Rivernorth Capital Management, Llc since 2015.
This trader's CIK number is 1447578.
At the time of last reporting, Rivernorth Capital Management, Llc was the Officer of Rivernorth Flexible Municipal Income Fund, Inc.. (stock ticker symbol RFM).
Also see all insider trading activities at Rivernorth Flexible Municipal Income Fund, Inc..
Note that in the past
RIVERNORTH CAPITAL MANAGEMENT, LLC also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Rivernorth Marketplace Lending Corp (RMPLX) by Rivernorth Capital Management, Llc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | RMPLX | 80,000 | $2,000,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunities Fund, Inc. (RIV) by Rivernorth Capital Management, Llc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | RIV | 0 | $0 | 107,550 | $1,881,245 | 0 | $0 |
| 2017 | RIV | 0 | $0 | 52,052 | $1,029,414 | 0 | $0 |
| 2015 | RIV | 375,000 | $7,500,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFM) by Rivernorth Capital Management, Llc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | RFM | 0 | $0 | 10,510 | $233,944 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Rivernorth Capital Management, Llc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | RFM | 0 | $0 | 6,600 | $143,990 | 0 | $0 |
| 2021 | RFM | 0 | $0 | 172,033 | $4,020,852 | 0 | $0 |
| 2020 | RFM | 0 | $0 | 2,400 | $48,600 | 0 | $0 |
Insider trading activities at 4 companies by Rivernorth Capital Management, Llc:
1. Rivernorth Marketplace Lending Corp (RMPLX)
2. Rivernorth Opportunities Fund, Inc. (RIV)
3. Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFM)
4. Rivernorth Flexible Municipal Income Fund, Inc. (RFM)
Table 1. Insider trading of Rivernorth Marketplace Lending Corp (RMPLX) by Rivernorth Capital Management, Llc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-09-22 | RMPLX | Buy | 40,000 | 25.00 | 1,000,000 |
| 2016-09-22 | RMPLX | Buy | 40,000 | 25.00 | 1,000,000 |
Table 2. Insider trading of Rivernorth Opportunities Fund, Inc. (RIV) by Rivernorth Capital Management, Llc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-05-07 | RIV | Sale | 8,800 | 18.09 | 159,192 |
| 2021-05-10 | RIV | Sale | 4,917 | 18.04 | 88,702 |
| 2021-04-30 | RIV | Sale | 5,302 | 17.68 | 93,739 |
| 2021-04-23 | RIV | Sale | 5,000 | 17.47 | 87,350 |
| 2021-04-13 | RIV | Sale | 7,114 | 17.77 | 126,415 |
| 2021-03-21 | RIV | Sale | 6,279 | 17.36 | 109,003 |
| 2021-03-17 | RIV | Sale | 5,000 | 17.68 | 88,400 |
| 2021-03-05 | RIV | Sale | 8,500 | 17.02 | 144,670 |
| 2021-03-15 | RIV | Sale | 5,510 | 17.72 | 97,637 |
| 2021-03-12 | RIV | Sale | 5,000 | 17.60 | 88,000 |
| 2021-03-03 | RIV | Sale | 7,635 | 17.37 | 132,619 |
| 2021-02-09 | RIV | Sale | 9,450 | 17.50 | 165,375 |
| 2021-02-05 | RIV | Sale | 8,792 | 17.34 | 152,453 |
| 2021-02-04 | RIV | Sale | 2,000 | 17.17 | 34,340 |
| 2021-02-05 | RIV | Sale | 8,792 | 17.34 | 152,453 |
| 2021-02-02 | RIV | Sale | 2,000 | 17.01 | 34,020 |
| 2021-02-03 | RIV | Sale | 7,459 | 17.01 | 126,877 |
| 2017-12-21 | RIV | Sale | 13,442 | 19.74 | 265,385 |
| 2017-05-18 | RIV | Sale | 1,300 | 19.85 | 25,807 |
| 2017-05-16 | RIV | Sale | 415 | 19.98 | 8,291 |
| 2017-04-24 | RIV | Sale | 2,000 | 19.97 | 39,940 |
| 2017-04-20 | RIV | Sale | 2,000 | 19.96 | 39,930 |
| 2017-04-19 | RIV | Sale | 1,600 | 19.82 | 31,705 |
| 2017-04-17 | RIV | Sale | 1,100 | 19.84 | 21,829 |
| 2017-04-13 | RIV | Sale | 3,200 | 19.81 | 63,398 |
| 2017-04-11 | RIV | Sale | 3,200 | 19.92 | 63,734 |
| 2017-04-12 | RIV | Sale | 1,000 | 20.00 | 20,000 |
| 2017-04-07 | RIV | Sale | 2,136 | 19.79 | 42,277 |
| 2017-04-10 | RIV | Sale | 1,000 | 19.85 | 19,850 |
| 2017-04-05 | RIV | Sale | 2,000 | 19.71 | 39,420 |
| 2017-04-04 | RIV | Sale | 1,100 | 19.75 | 21,725 |
| 2017-04-03 | RIV | Sale | 1,500 | 19.65 | 29,474 |
| 2017-03-30 | RIV | Sale | 1,898 | 19.60 | 37,200 |
| 2017-03-31 | RIV | Sale | 1,500 | 19.72 | 29,580 |
| 2017-03-21 | RIV | Sale | 2,000 | 19.60 | 39,200 |
| 2017-03-08 | RIV | Sale | 3,000 | 19.66 | 58,983 |
| 2017-03-09 | RIV | Sale | 3,200 | 19.66 | 62,924 |
| 2017-02-27 | RIV | Sale | 1,000 | 19.85 | 19,850 |
| 2017-02-27 | RIV | Sale | 500 | 19.90 | 9,950 |
| 2017-02-17 | RIV | Sale | 499 | 19.81 | 9,885 |
| 2017-02-10 | RIV | Sale | 762 | 19.89 | 15,152 |
| 2017-02-13 | RIV | Sale | 200 | 20.05 | 4,010 |
| 2017-02-06 | RIV | Sale | 500 | 19.83 | 9,915 |
| 2015-12-29 | RIV | Buy | 375,000 | 20.00 | 7,500,000 |
Table 3. Insider trading of Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFM) by Rivernorth Capital Management, Llc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-04-05 | RFM | Sale | 3,600 | 22.34 | 80,424 |
| 2021-03-26 | RFM | Sale | 2,200 | 22.27 | 48,994 |
| 2021-03-24 | RFM | Sale | 1,385 | 22.21 | 30,760 |
| 2021-03-23 | RFM | Sale | 2,425 | 22.18 | 53,786 |
| 2021-03-22 | RFM | Sale | 900 | 22.20 | 19,980 |
Table 4. Insider trading of Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Rivernorth Capital Management, Llc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-02-03 | RFM | Sale | 2,200 | 20.87 | 45,914 |
| 2022-01-10 | RFM | Sale | 2,200 | 22.19 | 48,818 |
| 2022-01-11 | RFM | Sale | 2,200 | 22.39 | 49,258 |
| 2021-12-23 | RFM | Sale | 1,283 | 22.20 | 28,482 |
| 2021-12-16 | RFM | Sale | 2,200 | 23.11 | 50,842 |
| 2021-12-07 | RFM | Sale | 2,200 | 22.78 | 50,116 |
| 2021-11-30 | RFM | Sale | 2,200 | 23.09 | 50,798 |
| 2021-11-29 | RFM | Sale | 2,200 | 23.05 | 50,710 |
| 2021-11-19 | RFM | Sale | 100 | 23.20 | 2,320 |
| 2021-11-18 | RFM | Sale | 2,200 | 23.15 | 50,930 |
| 2021-11-17 | RFM | Sale | 2,200 | 23.16 | 50,952 |
| 2021-10-26 | RFM | Sale | 1,400 | 23.00 | 32,200 |
| 2021-10-18 | RFM | Sale | 12,200 | 23.59 | 287,798 |
| 2021-10-14 | RFM | Sale | 2,200 | 23.27 | 51,194 |
| 2021-10-13 | RFM | Sale | 2,200 | 23.34 | 51,348 |
| 2021-10-11 | RFM | Sale | 1,740 | 23.34 | 40,611 |
| 2021-10-08 | RFM | Sale | 2,200 | 23.34 | 51,348 |
| 2021-10-06 | RFM | Sale | 2,200 | 23.20 | 51,040 |
| 2021-10-07 | RFM | Sale | 1,650 | 23.33 | 38,494 |
| 2021-09-29 | RFM | Sale | 370 | 23.57 | 8,720 |
| 2021-09-21 | RFM | Sale | 700 | 23.99 | 16,793 |
| 2021-09-20 | RFM | Sale | 2,200 | 24.00 | 52,800 |
| 2021-09-16 | RFM | Sale | 2,200 | 24.06 | 52,932 |
| 2021-09-17 | RFM | Sale | 2,200 | 24.05 | 52,910 |
| 2021-09-15 | RFM | Sale | 2,200 | 24.05 | 52,910 |
| 2021-09-14 | RFM | Sale | 2,200 | 24.11 | 53,042 |
| 2021-09-13 | RFM | Sale | 2,200 | 24.06 | 52,932 |
| 2021-09-07 | RFM | Sale | 2,200 | 23.99 | 52,778 |
| 2021-09-03 | RFM | Sale | 2,200 | 23.94 | 52,668 |
| 2021-09-01 | RFM | Sale | 2,200 | 24.03 | 52,866 |
| 2021-09-02 | RFM | Sale | 1,923 | 24.03 | 46,209 |
| 2021-08-30 | RFM | Sale | 850 | 24.04 | 20,434 |
| 2021-08-31 | RFM | Sale | 1,126 | 24.02 | 27,046 |
| 2021-08-25 | RFM | Sale | 2,200 | 23.94 | 52,668 |
| 2021-08-18 | RFM | Sale | 1,800 | 24.20 | 43,560 |
| 2021-08-16 | RFM | Sale | 1,720 | 24.38 | 41,933 |
| 2021-08-13 | RFM | Sale | 50 | 24.50 | 1,225 |
| 2021-08-12 | RFM | Sale | 100 | 24.45 | 2,445 |
| 2021-08-11 | RFM | Sale | 2,200 | 24.49 | 53,878 |
| 2021-08-10 | RFM | Sale | 697 | 24.46 | 17,048 |
| 2021-07-28 | RFM | Sale | 2,200 | 24.19 | 53,218 |
| 2021-07-23 | RFM | Sale | 117 | 24.40 | 2,854 |
| 2021-07-21 | RFM | Sale | 2,200 | 24.40 | 53,680 |
| 2021-07-20 | RFM | Sale | 2,200 | 24.40 | 53,680 |
| 2021-07-19 | RFM | Sale | 1,125 | 24.37 | 27,416 |
| 2021-07-14 | RFM | Sale | 2,200 | 24.40 | 53,680 |
| 2021-07-15 | RFM | Sale | 2,200 | 24.49 | 53,878 |
| 2021-07-12 | RFM | Sale | 2,200 | 24.29 | 53,438 |
| 2021-07-13 | RFM | Sale | 2,200 | 24.25 | 53,350 |
| 2021-07-08 | RFM | Sale | 2,200 | 24.19 | 53,218 |
| 2021-07-09 | RFM | Sale | 2,200 | 24.23 | 53,306 |
| 2021-07-07 | RFM | Sale | 2,200 | 24.07 | 52,954 |
| 2021-07-06 | RFM | Sale | 2,200 | 23.96 | 52,712 |
| 2021-06-15 | RFM | Sale | 2,200 | 24.24 | 53,328 |
| 2021-06-16 | RFM | Sale | 800 | 24.25 | 19,400 |
| 2021-06-10 | RFM | Sale | 2,200 | 24.19 | 53,218 |
| 2021-06-03 | RFM | Sale | 900 | 24.00 | 21,600 |
| 2021-06-01 | RFM | Sale | 2,200 | 23.91 | 52,602 |
| 2021-05-18 | RFM | Sale | 1,476 | 23.56 | 34,774 |
| 2021-05-24 | RFM | Sale | 1,000 | 23.80 | 23,800 |
| 2021-05-14 | RFM | Sale | 2,200 | 23.12 | 50,864 |
| 2021-05-12 | RFM | Sale | 2,200 | 23.52 | 51,744 |
| 2021-05-07 | RFM | Sale | 2,200 | 23.53 | 51,766 |
| 2021-05-10 | RFM | Sale | 2,200 | 23.62 | 51,964 |
| 2021-04-30 | RFM | Sale | 500 | 22.95 | 11,475 |
| 2021-04-29 | RFM | Sale | 3,100 | 22.80 | 70,680 |
| 2021-04-23 | RFM | Sale | 3,600 | 22.80 | 82,080 |
| 2021-04-13 | RFM | Sale | 1,900 | 22.84 | 43,396 |
| 2021-03-17 | RFM | Sale | 1,500 | 22.08 | 33,120 |
| 2021-03-18 | RFM | Sale | 1,333 | 22.20 | 29,592 |
| 2021-03-05 | RFM | Sale | 3,662 | 21.97 | 80,454 |
| 2021-03-12 | RFM | Sale | 3,000 | 22.07 | 66,210 |
| 2021-03-15 | RFM | Sale | 3,600 | 22.27 | 80,172 |
| 2021-03-03 | RFM | Sale | 2,091 | 21.92 | 45,834 |
| 2021-02-10 | RFM | Sale | 3,662 | 22.95 | 84,042 |
| 2021-02-09 | RFM | Sale | 3,662 | 23.00 | 84,226 |
| 2021-02-04 | RFM | Sale | 3,662 | 22.55 | 82,578 |
| 2021-02-05 | RFM | Sale | 3,662 | 22.40 | 82,028 |
| 2021-02-02 | RFM | Sale | 3,662 | 22.27 | 81,552 |
| 2021-02-03 | RFM | Sale | 3,662 | 22.32 | 81,735 |
| 2021-01-12 | RFM | Sale | 3,662 | 22.28 | 81,589 |
| 2021-01-11 | RFM | Sale | 3,186 | 22.18 | 70,665 |
| 2020-10-20 | RFM | Sale | 2,400 | 20.25 | 48,600 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Rivernorth Capital Management, Llc
(Officer of Rivernorth Flexible Municipal Income Fund, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.