Insider Trading History of Frost Nevada Investments Trust

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Frost Nevada Investments Trust since 2009. The trader's CIK number is 1464124. At the time of the last reporting, Frost Nevada Investments Trust was the 10% Owner of Vector Group Ltd. (stock ticker symbol VGR). Also see all insider trading activities at Vector Group Ltd.

Note that in the past Frost Nevada Investments Trust also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Vector Group Ltd (VGR) by Frost Nevada Investments Trust

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2019 VGR 0 $0 5,750,000 $71,875,000 0 $0
2018 VGR 0 $0 1,986,944 $25,906,022 0 $0
2012 VGR 20,000 $301,000 0 $0 0 $0
2011 VGR 5,648,122 $100,000,000 0 $0 0 $0
2010 VGR 30,000 $449,450 0 $0 0 $0
2009 VGR 10,000 $137,250 0 $0 0 $0

Yearly summary of insider trading at Ladenburg Thalmann Financial Services Inc. (LTS) by Frost Nevada Investments Trust

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2018 LTS 0 $0 50,900,000 $127,250,000 620,000 $985,600
2017 LTS 100,000 $247,500 0 $0 3,220,000 $6,626,000
2016 LTS 55,000 $116,710 0 $0 10,220,000 $16,492,500
2015 LTS 232,500 $794,685 0 $0 20,000 $9,600
2014 LTS 740,000 $4,698,480 0 $0 0 $0
2013 LTS 1,435,000 $21,030,225 0 $0 0 $0
2012 LTS 325,000 $490,487 0 $0 0 $0
2011 LTS 565,000 $732,638 0 $0 0 $0
2010 LTS 770,300 $751,889 0 $0 0 $0
2009 LTS 701,100 $400,305 0 $0 0 $0

Yearly summary of insider trading at Continucare Corp (CNU) by Frost Nevada Investments Trust

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2011 CNU 0 $0 0 $0 165,000 $478,335

Yearly summary of insider trading at Castle Brands Inc (ROX) by Frost Nevada Investments Trust

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2018 ROX 75,000 $62,250 0 $0 558,179 $502,361
2016 ROX 175,000 $125,049 0 $0 180,000 $51,479
2014 ROX 0 $0 0 $0 19,676,643 $6,410,844
2013 ROX 179,805 $49,337 0 $0 0 $0
2012 ROX 178,737 $50,046 0 $0 0 $0
2010 ROX 460,000 $149,050 0 $0 0 $0
2009 ROX 2,135,376 $385,117 0 $0 0 $0

Yearly summary of insider trading at Opko Health, Inc. (OPK) by Frost Nevada Investments Trust

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2019 OPK 5,607,000 $12,314,980 0 $0 0 $0
2018 OPK 4,067,870 $15,159,589 0 $0 0 $0
2017 OPK 395,000 $2,366,105 0 $0 0 $0


Insider trading activities at 5 companies by Frost Nevada Investments Trust:

1. Vector Group Ltd (VGR)

2. Ladenburg Thalmann Financial Services Inc. (LTS)

3. Continucare Corp (CNU)

4. Castle Brands Inc (ROX)

5. Opko Health, Inc. (OPK)

Table 1. Insider trading of Vector Group Ltd (VGR) by Frost Nevada Investments Trust

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2019-12-04 VGR Sale 5,750,000 12.50 71,875,000
2018-12-04 VGR Sale 150,000 12.19 1,828,500
2018-12-03 VGR Sale 250,000 12.42 3,105,000
2018-11-30 VGR Sale 226,250 12.61 2,853,012
2018-11-27 VGR Sale 357,000 13.24 4,726,680
2018-11-28 VGR Sale 308,000 12.75 3,927,000
2018-11-29 VGR Sale 100,000 12.91 1,291,000
2018-11-21 VGR Sale 75,085 13.76 1,033,169
2018-11-26 VGR Sale 325,000 13.53 4,397,250
2018-11-23 VGR Sale 50,000 13.57 678,500
2018-11-16 VGR Sale 100,000 14.21 1,421,000
2018-11-19 VGR Sale 45,609 14.14 644,911
2012-11-16 VGR Buy 20,000 15.05 301,000
2011-11-22 VGR Buy 5,648,122 17.70 100,000,000
2010-12-03 VGR Buy 10,000 16.64 166,450
2010-01-04 VGR Buy 20,000 14.15 283,000
2009-12-18 VGR Buy 10,000 13.72 137,250

Table 2. Insider trading of Ladenburg Thalmann Financial Services Inc. (LTS) by Frost Nevada Investments Trust

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2018-12-24 LTS Sale 50,900,000 2.50 127,250,000
2018-09-24 LTS Option Ex 600,000 1.58 948,000
2018-05-22 LTS Option Ex 20,000 1.88 37,600
2017-10-17 LTS Option Ex 2,000,000 1.91 3,820,000
2017-06-30 LTS Option Ex 1,200,000 2.30 2,760,000
2017-06-29 LTS Buy 100,000 2.48 247,500
2017-06-28 LTS Option Ex 20,000 2.30 46,000
2016-11-09 LTS Buy 25,000 1.95 48,650
2016-10-26 LTS Option Ex 9,000,000 1.68 15,120,000
2016-02-04 LTS Option Ex 1,220,000 1.12 1,372,500
2016-01-15 LTS Buy 10,000 2.12 21,150
2016-01-13 LTS Buy 10,000 2.25 22,510
2016-01-08 LTS Buy 10,000 2.44 24,400
2015-08-27 LTS Buy 5,000 2.51 12,565
2015-08-24 LTS Buy 10,000 2.46 24,550
2015-08-19 LTS Buy 10,000 2.69 26,910
2015-08-13 LTS Buy 7,500 2.64 19,800
2015-08-12 LTS Buy 10,000 2.70 27,000
2015-08-10 LTS Buy 25,000 2.69 67,150
2015-08-07 LTS Buy 25,000 2.67 66,650
2015-07-01 LTS Buy 10,000 3.43 34,270
2015-05-11 LTS Buy 20,000 3.40 68,040
2015-01-09 LTS Buy 10,000 3.92 39,150
2015-01-06 LTS Option Ex 20,000 .48 9,600
2014-12-31 LTS Buy 100,000 4.09 408,600
2014-12-11 LTS Buy 150,000 3.81 570,750
2014-12-08 LTS Buy 15,000 3.49 52,350
2014-09-11 LTS Buy 10,000 22.91 229,100
2014-09-08 LTS Buy 60,000 23.05 1,383,000
2014-09-09 LTS Buy 40,000 23.04 921,600
2014-07-15 LTS Buy 50,000 3.64 181,900
2014-07-07 LTS Buy 100,000 3.50 349,500
2014-07-02 LTS Buy 100,000 3.46 346,100
2014-07-01 LTS Buy 100,000 3.26 326,000
2014-05-20 LTS Buy 15,000 2.65 39,780
2014-03-14 LTS Buy 100,000 2.98 298,400
2013-08-15 LTS Buy 500,000 1.67 835,000
2013-05-24 LTS Buy 800,000 25.00 20,000,000
2013-04-15 LTS Buy 10,000 1.45 14,500
2013-04-04 LTS Buy 5,000 1.60 8,000
2013-04-05 LTS Buy 10,000 1.62 16,200
2013-03-26 LTS Buy 10,000 1.60 16,000
2013-03-19 LTS Buy 5,000 1.61 8,075
2013-03-21 LTS Buy 10,000 1.69 16,850
2012-12-28 LTS Buy 10,000 1.36 13,600
2012-12-31 LTS Buy 75,000 1.36 102,000
2012-11-14 LTS Buy 15,000 1.19 17,850
2012-11-13 LTS Buy 15,000 1.25 18,675
2012-11-09 LTS Buy 40,000 1.27 50,880
2012-11-12 LTS Buy 20,000 1.26 25,299
2012-10-11 LTS Buy 20,000 1.25 25,099
2012-08-16 LTS Buy 20,000 1.39 27,700
2012-06-14 LTS Buy 10,000 1.45 14,500
2012-06-11 LTS Buy 10,000 1.44 14,400
2012-06-08 LTS Buy 10,000 1.50 15,000
2012-06-01 LTS Buy 10,000 1.40 13,950
2012-05-24 LTS Buy 20,000 1.48 29,680
2012-05-22 LTS Buy 10,000 1.47 14,710
2012-05-14 LTS Buy 20,000 1.45 29,000
2012-04-13 LTS Buy 20,000 1.64 32,800
2012-04-10 LTS Buy 10,000 1.58 15,850
2012-04-05 LTS Buy 15,000 1.75 26,325
2012-03-23 LTS Buy 50,000 1.88 93,750
2012-01-03 LTS Buy 10,000 2.50 25,019
2011-11-10 LTS Buy 25,000 1.69 42,250
2011-10-06 LTS Buy 50,000 1.52 76,050
2011-08-24 LTS Buy 60,000 1.48 88,740
2011-08-25 LTS Buy 40,000 1.57 62,800
2011-08-18 LTS Buy 100,000 1.30 129,600
2011-06-13 LTS Buy 50,000 1.26 63,000
2011-05-27 LTS Buy 25,000 1.28 32,000
2011-05-17 LTS Buy 25,000 1.18 29,500
2011-05-16 LTS Buy 40,000 1.17 46,800
2011-04-01 LTS Buy 25,000 1.16 28,999
2011-03-15 LTS Buy 100,000 1.03 102,899
2011-01-07 LTS Buy 25,000 1.20 30,000
2010-11-18 LTS Buy 25,000 1.28 31,950
2010-10-07 LTS Buy 15,000 1.13 16,950
2010-10-01 LTS Buy 500,000 1.00 500,000
2010-07-19 LTS Buy 50,000 1.14 56,750
2010-04-01 LTS Buy 50,000 .93 46,350
2010-03-23 LTS Buy 15,000 .95 14,250
2010-01-28 LTS Buy 100,000 .76 76,000
2010-01-06 LTS Buy 15,300 .63 9,639
2009-12-22 LTS Buy 26,000 .62 16,120
2009-12-09 LTS Buy 350,000 .55 192,500
2009-11-27 LTS Buy 20,000 .62 12,500
2009-11-25 LTS Buy 20,000 .64 12,800
2009-11-13 LTS Buy 20,000 .65 13,000
2009-11-12 LTS Buy 20,000 .65 13,000
2009-10-09 LTS Buy 20,000 .70 14,000
2009-10-02 LTS Buy 15,000 .68 10,200
2009-09-02 LTS Buy 20,000 .65 13,000
2009-08-20 LTS Buy 50,000 .61 30,750
2009-07-28 LTS Buy 59,700 .49 29,253
2009-07-24 LTS Buy 200 .49 98
2009-07-23 LTS Buy 33,300 .48 16,150
2009-07-01 LTS Buy 2,129 .55 1,170
2009-06-29 LTS Buy 4,922 .53 2,608
2009-06-30 LTS Buy 2,949 .54 1,592
2009-06-26 LTS Buy 15,000 .45 6,750
2009-06-17 LTS Buy 1,900 .66 1,254
2009-06-10 LTS Buy 10,000 .71 7,100
2009-05-26 LTS Buy 10,000 .65 6,460

Table 3. Insider trading of Continucare Corp (CNU) by Frost Nevada Investments Trust

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2011-10-04 CNU Option Ex 165,000 2.90 478,335

Table 4. Insider trading of Castle Brands Inc (ROX) by Frost Nevada Investments Trust

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2018-12-27 ROX Buy 75,000 .83 62,250
2018-01-18 ROX Option Ex 558,179 .90 502,361
2016-12-23 ROX Buy 150,000 .69 103,499
2016-03-22 ROX Buy 25,000 .86 21,550
2016-02-19 ROX Option Ex 180,000 .29 51,479
2014-02-24 ROX Option Ex 14,029,989 .30 4,265,116
2014-02-12 ROX Option Ex 5,646,654 .38 2,145,728
2013-07-02 ROX Buy 9,900 .35 3,465
2013-03-18 ROX Buy 28,700 .27 7,749
2013-03-15 ROX Buy 29,900 .27 8,073
2013-03-08 ROX Buy 5,500 .27 1,485
2013-03-05 ROX Buy 350 .27 94
2013-03-07 ROX Buy 400 .27 108
2013-03-06 ROX Buy 5,055 .27 1,364
2013-02-26 ROX Buy 600 .27 162
2013-02-27 ROX Buy 52,598 .27 14,201
2013-02-28 ROX Buy 46,802 .27 12,636
2012-04-20 ROX Buy 178,737 .28 50,046
2010-09-10 ROX Buy 10,000 .40 4,000
2010-09-01 ROX Buy 25,000 .36 9,000
2010-08-30 ROX Buy 25,000 .35 8,675
2010-06-24 ROX Buy 350,000 .32 112,000
2010-06-22 ROX Buy 25,000 .32 7,875
2010-06-21 ROX Buy 25,000 .30 7,500
2009-07-02 ROX Buy 25,000 .21 5,250
2009-05-22 ROX Buy 2,110,376 .18 379,867

Table 5. Insider trading of Opko Health, Inc. (OPK) by Frost Nevada Investments Trust

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2019-07-16 OPK Buy 50,000 2.12 105,900
2019-07-12 OPK Buy 50,000 2.15 107,549
2019-07-08 OPK Buy 100,000 2.23 223,100
2019-07-02 OPK Buy 50,000 2.42 120,900
2019-06-25 OPK Buy 100,000 2.01 201,200
2019-06-20 OPK Buy 50,000 2.04 102,150
2019-06-19 OPK Buy 25,000 2.00 50,125
2019-06-18 OPK Buy 50,000 2.02 101,150
2019-06-14 OPK Buy 70,000 1.91 133,980
2019-06-13 OPK Buy 50,000 1.93 96,450
2019-06-12 OPK Buy 15,000 1.82 27,375
2019-06-11 OPK Buy 50,000 1.87 93,400
2019-06-07 OPK Buy 50,000 1.87 93,600
2019-06-06 OPK Buy 25,000 1.92 47,950
2019-06-05 OPK Buy 150,000 1.93 288,900
2019-05-31 OPK Buy 100,000 1.77 176,700
2019-05-30 OPK Buy 50,000 1.87 93,400
2019-05-29 OPK Buy 70,000 1.84 129,080
2019-05-28 OPK Buy 200,000 1.91 381,400
2019-05-23 OPK Buy 200,000 1.92 383,600
2019-05-22 OPK Buy 125,000 2.01 251,125
2019-05-17 OPK Buy 50,000 2.08 103,850
2019-05-16 OPK Buy 100,000 2.02 202,300
2019-05-14 OPK Buy 1,000,000 1.99 1,992,000
2019-05-13 OPK Buy 200,000 1.99 397,800
2019-05-10 OPK Buy 70,000 2.09 146,160
2019-05-09 OPK Buy 285,000 2.07 589,095
2019-05-08 OPK Buy 907,000 2.15 1,952,771
2019-04-22 OPK Buy 80,000 2.33 186,080
2019-04-17 OPK Buy 50,000 2.42 120,950
2019-04-16 OPK Buy 10,000 2.50 24,980
2019-04-15 OPK Buy 10,000 2.46 24,650
2019-04-12 OPK Buy 20,000 2.50 49,960
2019-04-11 OPK Buy 30,000 2.49 74,670
2019-04-10 OPK Buy 20,000 2.53 50,640
2019-04-09 OPK Buy 10,000 2.51 25,080
2019-04-04 OPK Buy 20,000 2.53 50,660
2019-04-02 OPK Buy 40,000 2.53 101,120
2019-04-01 OPK Buy 20,000 2.59 51,720
2019-03-27 OPK Buy 100,000 2.49 248,800
2019-03-18 OPK Buy 40,000 2.47 98,920
2019-03-14 OPK Buy 250,000 2.44 611,000
2019-03-06 OPK Buy 50,000 2.58 128,750
2019-02-28 OPK Buy 200,000 2.48 495,600
2019-01-17 OPK Buy 15,000 3.68 55,170
2019-01-16 OPK Buy 10,000 3.74 37,360
2019-01-14 OPK Buy 15,000 3.74 56,070
2019-01-11 OPK Buy 10,000 3.83 38,330
2019-01-10 OPK Buy 10,000 3.69 36,900
2019-01-09 OPK Buy 10,000 3.65 36,500
2019-01-08 OPK Buy 35,000 3.61 126,315
2019-01-07 OPK Buy 55,000 3.55 195,195
2019-01-04 OPK Buy 30,000 3.40 102,000
2019-01-03 OPK Buy 50,000 3.25 162,350
2019-01-02 OPK Buy 40,000 3.23 129,360
2018-12-31 OPK Buy 135,000 2.98 402,840
2018-12-28 OPK Buy 100,000 3.14 313,900
2018-09-07 OPK Buy 10,000 5.58 55,810
2018-09-05 OPK Buy 10,000 5.80 57,980
2018-08-30 OPK Buy 5,000 5.89 29,474
2018-08-28 OPK Buy 5,000 5.80 28,990
2018-08-24 OPK Buy 15,000 5.69 85,410
2018-08-17 OPK Buy 10,000 5.55 55,500
2018-08-13 OPK Buy 15,000 5.33 80,010
2018-08-09 OPK Buy 10,000 5.45 54,530
2018-07-26 OPK Buy 90,000 5.06 455,040
2018-07-25 OPK Buy 60,000 5.47 328,260
2018-07-24 OPK Buy 55,000 5.59 307,505
2018-07-20 OPK Buy 10,000 5.89 58,900
2018-07-19 OPK Buy 10,000 5.95 59,500
2018-07-18 OPK Buy 10,000 6.05 60,500
2018-07-16 OPK Buy 15,000 5.69 85,395
2018-07-03 OPK Buy 10,000 4.75 47,460
2018-06-29 OPK Buy 7,720 4.69 36,206
2018-06-28 OPK Buy 20,000 4.68 93,600
2018-06-27 OPK Buy 10,000 4.75 47,500
2018-06-22 OPK Buy 10,000 4.45 44,500
2018-06-21 OPK Buy 30,000 4.54 136,200
2018-06-19 OPK Buy 20,000 4.32 86,300
2018-06-18 OPK Buy 14,299 4.33 61,943
2018-06-15 OPK Buy 10,000 4.42 44,200
2018-06-11 OPK Buy 10,000 4.22 42,200
2018-06-07 OPK Buy 10,000 4.04 40,400
2018-06-06 OPK Buy 30,000 4.05 121,500
2018-05-31 OPK Buy 3,900 3.76 14,664
2018-05-25 OPK Buy 10,000 3.70 37,000
2018-05-23 OPK Buy 40,000 3.73 149,320
2018-05-22 OPK Buy 10,000 3.73 37,300
2018-05-21 OPK Buy 90,000 3.81 343,350
2018-05-18 OPK Buy 100,000 4.03 403,400
2018-05-04 OPK Buy 26,000 3.13 81,510
2018-05-03 OPK Buy 51,800 3.09 160,217
2018-05-02 OPK Buy 50,330 3.15 158,388
2018-05-01 OPK Buy 31,222 3.05 95,227
2018-04-30 OPK Buy 75,000 3.10 232,725
2018-04-26 OPK Buy 31,800 3.03 96,385
2018-04-25 OPK Buy 55,372 2.99 165,340
2018-04-24 OPK Buy 75,000 2.95 221,325
2018-04-23 OPK Buy 75,000 3.04 227,850
2018-04-20 OPK Buy 60,000 3.13 187,680
2018-04-19 OPK Buy 10,000 3.17 31,700
2018-04-16 OPK Buy 50,000 3.01 150,600
2018-04-13 OPK Buy 30,000 3.00 89,850
2018-04-12 OPK Buy 65,000 3.04 197,405
2018-04-11 OPK Buy 43,000 3.06 131,451
2018-04-10 OPK Buy 36,527 3.05 111,334
2018-04-09 OPK Buy 80,000 3.05 243,680
2018-04-06 OPK Buy 60,000 3.10 185,760
2018-04-05 OPK Buy 10,000 3.25 32,500
2018-04-03 OPK Buy 153,000 2.98 455,787
2018-03-28 OPK Buy 80,000 3.07 245,760
2018-03-27 OPK Buy 86,100 3.24 278,877
2018-03-26 OPK Buy 26,000 3.20 83,148
2018-03-23 OPK Buy 25,000 3.27 81,700
2018-03-22 OPK Buy 30,000 3.31 99,240
2018-03-21 OPK Buy 30,000 3.38 101,280
2018-03-20 OPK Buy 75,000 3.33 250,125
2018-03-19 OPK Buy 40,000 3.50 140,040
2018-03-15 OPK Buy 61,000 3.33 202,886
2018-03-13 OPK Buy 67,500 3.37 227,340
2018-03-12 OPK Buy 25,000 3.48 86,975
2018-03-08 OPK Buy 32,000 3.29 105,216
2018-03-07 OPK Buy 75,000 3.29 246,750
2018-03-02 OPK Buy 364,800 2.94 1,073,606
2018-02-21 OPK Buy 172,500 3.62 625,312
2018-02-09 OPK Buy 185,000 3.83 708,365
2018-02-08 OPK Buy 20,000 4.04 80,760
2018-02-07 OPK Buy 78,000 4.22 329,004
2018-02-06 OPK Buy 60,000 4.19 251,520
2018-02-05 OPK Buy 50,000 4.12 206,250
2018-02-02 OPK Buy 55,000 4.30 236,609
2018-01-31 OPK Buy 65,000 4.46 289,770
2018-01-26 OPK Buy 55,000 4.92 270,545
2018-01-25 OPK Buy 75,000 4.98 373,650
2018-01-24 OPK Buy 100,000 4.90 490,200
2018-01-23 OPK Buy 100,000 4.76 476,100
2018-01-22 OPK Buy 100,000 4.38 438,100
2017-09-19 OPK Buy 15,000 6.00 90,045
2017-09-18 OPK Buy 40,000 6.00 240,080
2017-09-15 OPK Buy 80,000 6.00 480,400
2017-09-14 OPK Buy 260,000 5.98 1,555,580

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Frost Nevada Investments Trust (10% Owner of Vector Group Ltd at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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