- Corporate Officers - G
- Galley Patrick W.
Insider Trading History of Galley Patrick W.
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Galley Patrick W. since 2015.
This trader's CIK number is 1646929.
At the time of last reporting, Galley Patrick W. was the President of Rivernorth Flexible Municipal Income Fund, Inc.. (stock ticker symbol RFM).
Also see all insider trading activities at Rivernorth Flexible Municipal Income Fund, Inc..
Note that in the past
Galley Patrick W. also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Rivernorth/doubleline Strategic Opportunity Fund, Inc. (RSF) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | RSF | 7,700 | $114,685 | 0 | $0 | 0 | $0 |
| 2019 | RSF | 6,111 | $99,059 | 0 | $0 | 0 | $0 |
| 2018 | RSF | 9,333 | $142,906 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Capital & Income Fund, Inc. (RSF) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | RSF | 100 | $1,609 | 0 | $0 | 0 | $0 |
| 2023 | RSF | 42,558 | $674,118 | 0 | $0 | 0 | $0 |
| 2022 | RSF | 0 | $0 | 7,093 | $176,268 | 0 | $0 |
| 2020 | RSF | 2,068 | $48,860 | 0 | $0 | 0 | $0 |
| 2019 | RSF | 1,400 | $27,473 | 0 | $0 | 0 | $0 |
| 2018 | RSF | 26,551 | $667,564 | 0 | $0 | 0 | $0 |
| 2017 | RSF | 117,726 | $2,951,423 | 0 | $0 | 0 | $0 |
| 2016 | RSF | 34,221 | $861,684 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunities Fund, Inc. (RIV) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | RIV | 83,798 | $0 | 0 | $0 | 0 | $0 |
| 2020 | RIV | 2,876 | $35,849 | 0 | $0 | 0 | $0 |
| 2019 | RIV | 33,168 | $537,321 | 133,073 | $155,240 | 0 | $0 |
| 2018 | RIV | 2,000 | $29,066 | 0 | $0 | 0 | $0 |
| 2017 | RIV | 100 | $2,048 | 0 | $0 | 0 | $0 |
| 2015 | RIV | 25,000 | $500,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | RMI | 5,000 | $70,302 | 0 | $0 | 0 | $0 |
| 2022 | RMI | 0 | $0 | 32,217 | $549,763 | 0 | $0 |
| 2020 | RMI | 597 | $12,925 | 0 | $0 | 0 | $0 |
| 2019 | RMI | 0 | $0 | 5,880 | $127,301 | 0 | $0 |
| 2018 | RMI | 37,500 | $750,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | RFMZ | 14,000 | $200,100 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Managed Duration Municipal Income Fund Ii, Inc. (RMMZ) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | RMMZ | 5,000 | $93,750 | 17,000 | $268,468 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | RMM | 10,000 | $131,464 | 0 | $0 | 0 | $0 |
| 2022 | RMM | 5,000 | $93,750 | 5,000 | $68,710 | 0 | $0 |
| 2019 | RMM | 10,000 | $200,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Galley Patrick W.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | RFM | 6,200 | $85,495 | 0 | $0 | 0 | $0 |
| 2020 | RFM | 1,400 | $26,180 | 0 | $0 | 0 | $0 |
Insider trading activities at 8 companies by Galley Patrick W.:
1. Rivernorth/doubleline Strategic Opportunity Fund, Inc. (RSF)
2. Rivernorth Capital & Income Fund, Inc. (RSF)
3. Rivernorth Opportunities Fund, Inc. (RIV)
4. Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI)
5. Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ)
6. Rivernorth Managed Duration Municipal Income Fund Ii, Inc. (RMMZ)
7. Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM)
8. Rivernorth Flexible Municipal Income Fund, Inc. (RFM)
Table 1. Insider trading of Rivernorth/doubleline Strategic Opportunity Fund, Inc. (RSF) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-10-20 | RSF | Buy | 3,100 | 14.89 | 46,168 |
| 2020-10-10 | RSF | Buy | 4,600 | 14.89 | 68,517 |
| 2019-12-17 | OPP | Buy | 6,111 | 16.21 | 99,059 |
| 2018-12-21 | OPP | Buy | 2,000 | 15.20 | 30,406 |
| 2018-12-19 | OPP | Buy | 2,333 | 15.57 | 36,315 |
| 2018-12-20 | OPP | Buy | 5,000 | 15.24 | 76,185 |
Table 2. Insider trading of Rivernorth Capital & Income Fund, Inc. (RSF) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-03-22 | RSF | Buy | 100 | 16.09 | 1,609 |
| 2023-02-03 | RSF | Buy | 42,558 | 15.84 | 674,118 |
| 2022-12-22 | RMPL | Sale | 7,093 | 24.85 | 176,268 |
| 2020-03-27 | RMPL | Buy | 2,068 | 23.63 | 48,860 |
| 2019-06-17 | RSF | Buy | 1,400 | 19.62 | 27,473 |
| 2018-12-21 | RMPL | Buy | 700 | 24.56 | 17,189 |
| 2018-12-19 | RMPL | Buy | 2,890 | 24.75 | 71,536 |
| 2018-12-20 | RMPL | Buy | 1,000 | 24.66 | 24,665 |
| 2018-12-17 | RMPL | Buy | 1,961 | 24.80 | 48,634 |
| 2018-01-09 | RMPL | Buy | 20,000 | 25.28 | 505,540 |
| 2017-12-26 | RMPL | Buy | 1,800 | 25.29 | 45,522 |
| 2017-12-21 | RMPL | Buy | 600 | 25.25 | 15,147 |
| 2017-10-18 | RMPL | Buy | 60,000 | 25.00 | 1,500,000 |
| 2017-09-07 | RMPLX | Buy | 15,748 | 24.93 | 392,597 |
| 2017-01-04 | [RMPLX] | Buy | 39,578 | 25.22 | 998,157 |
| 2016-10-25 | [RMPLX] | Buy | 34,221 | 25.18 | 861,684 |
Table 3. Insider trading of Rivernorth Opportunities Fund, Inc. (RIV) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-11-15 | RIV | Buy | 41,899 | .00 | 0 |
| 2022-11-15 | RIV | Buy | 41,899 | .00 | 0 |
| 2020-03-12 | RIV | Buy | 2,876 | 12.46 | 35,849 |
| 2019-11-07 | RIV | Buy | 33,168 | 16.20 | 537,321 |
| 2019-10-23 | RIV RT | Sale | 10,290 | .06 | 617 |
| 2019-10-22 | RIV RT | Sale | 51,429 | .04 | 2,057 |
| 2019-10-18 | RIV RT | Sale | 14,465 | .06 | 867 |
| 2019-10-21 | RIV RT | Sale | 47,938 | .04 | 1,725 |
| 2019-10-16 | RIV | Sale | 5,522 | 16.67 | 92,035 |
| 2019-10-08 | RIV | Sale | 3,429 | 16.90 | 57,939 |
| 2018-12-21 | RIV | Buy | 2,000 | 14.53 | 29,066 |
| 2017-10-04 | RIV | Buy | 100 | 20.48 | 2,048 |
| 2015-12-29 | RIV | Buy | 25,000 | 20.00 | 500,000 |
Table 4. Insider trading of Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-04-09 | RMI | Buy | 1,600 | 14.14 | 22,617 |
| 2025-04-08 | RMI | Buy | 3,400 | 14.03 | 47,685 |
| 2022-12-07 | RMI | Sale | 7,309 | 17.58 | 128,470 |
| 2022-12-05 | RMI | Sale | 5,505 | 17.42 | 95,897 |
| 2022-12-02 | RMI | Sale | 5,936 | 17.40 | 103,310 |
| 2022-12-01 | RMI | Sale | 4,870 | 17.82 | 86,793 |
| 2022-11-30 | RMI | Sale | 3,000 | 17.31 | 51,939 |
| 2022-11-01 | RMI | Sale | 4,000 | 14.70 | 58,812 |
| 2022-10-24 | RMI | Sale | 1,000 | 15.08 | 15,080 |
| 2022-09-28 | RMI | Sale | 597 | 15.85 | 9,462 |
| 2020-03-12 | RMI | Buy | 597 | 21.65 | 12,925 |
| 2019-07-23 | RMI | Sale | 5,880 | 21.65 | 127,301 |
| 2018-10-26 | RMI | Buy | 37,500 | 20.00 | 750,000 |
Table 5. Insider trading of Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-09-30 | RFMZ | Buy | 2,000 | 13.24 | 26,480 |
| 2022-09-28 | RFMZ | Buy | 2,000 | 13.57 | 27,150 |
| 2022-05-05 | RFMZ | Buy | 10,000 | 14.65 | 146,470 |
Table 6. Insider trading of Rivernorth Managed Duration Municipal Income Fund Ii, Inc. (RMMZ) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-10-04 | RMMZ | Sale | 1,000 | 15.68 | 15,675 |
| 2022-10-03 | RMMZ | Sale | 7,000 | 15.80 | 110,635 |
| 2022-10-03 | RMMZ | Sale | 7,000 | 15.80 | 110,635 |
| 2022-09-30 | RMMZ | Sale | 1,000 | 15.73 | 15,733 |
| 2022-09-28 | RMMZ | Sale | 1,000 | 15.79 | 15,790 |
| 2022-02-11 | RMMZ | Buy | 5,000 | 18.75 | 93,750 |
Table 7. Insider trading of Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-04-09 | RMM | Buy | 4,000 | 13.14 | 52,564 |
| 2025-04-08 | RMM | Buy | 6,000 | 13.15 | 78,900 |
| 2022-11-04 | RMM | Sale | 2,000 | 13.91 | 27,820 |
| 2022-10-31 | RMM | Sale | 3,000 | 13.63 | 40,890 |
| 2022-02-11 | RMMZ | Buy | 5,000 | 18.75 | 93,750 |
| 2019-07-26 | RMM | Buy | 10,000 | 20.00 | 200,000 |
Table 8. Insider trading of Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Galley Patrick W.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-04-09 | RFM | Buy | 900 | 13.82 | 12,435 |
| 2025-04-08 | RFM | Buy | 5,300 | 13.79 | 73,060 |
| 2020-05-21 | RFM | Buy | 1,400 | 18.70 | 26,180 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Galley Patrick W.
(President of Rivernorth Flexible Municipal Income Fund, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.