- Corporate Officers - O
- Oakes John S.
Insider Trading History of Oakes John S.
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Oakes John S. since 2016.
This trader's CIK number is 1647173.
At the time of last reporting, Oakes John S. was the Officer of Rivernorth Flexible Municipal Income Fund Ii, Inc.. (stock ticker symbol RFMZ).
Also see all insider trading activities at Rivernorth Flexible Municipal Income Fund Ii, Inc..
Note that in the past
Oakes John S. also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP) by Oakes John S.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | OPP | 500 | $6,500 | 0 | $0 | 0 | $0 |
| 2019 | OPP | 1,686 | $28,335 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunities Fund, Inc. (RIV) by Oakes John S.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | RIV | 429 | $6,949 | 0 | $0 | 0 | $0 |
| 2018 | RIV | 369 | $6,247 | 0 | $0 | 0 | $0 |
| 2016 | RIV | 500 | $9,925 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ) by Oakes John S.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | RFMZ | 500 | $10,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Oakes John S.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | RFM | 100 | $2,000 | 0 | $0 | 0 | $0 |
Insider trading activities at 4 companies by Oakes John S.:
1. Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP)
2. Rivernorth Opportunities Fund, Inc. (RIV)
3. Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ)
4. Rivernorth Flexible Municipal Income Fund, Inc. (RFM)
Table 1. Insider trading of Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP) by Oakes John S.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-04-13 | OPP | Buy | 500 | 13.00 | 6,500 |
| 2019-12-26 | OPP | Buy | 686 | 16.13 | 11,065 |
| 2019-06-20 | OPP | Buy | 1,000 | 17.27 | 17,270 |
Table 2. Insider trading of Rivernorth Opportunities Fund, Inc. (RIV) by Oakes John S.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-11-12 | RIV | Buy | 429 | 16.20 | 6,949 |
| 2018-11-07 | RIV | Buy | 369 | 16.93 | 6,247 |
| 2016-01-05 | RIV | Buy | 500 | 19.85 | 9,925 |
Table 3. Insider trading of Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ) by Oakes John S.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-02-24 | RFMZ | Buy | 500 | 20.00 | 10,000 |
Table 4. Insider trading of Rivernorth Flexible Municipal Income Fund, Inc. (RFM) by Oakes John S.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-03-31 | RFM | Buy | 100 | 20.00 | 2,000 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Oakes John S.
(Officer of Rivernorth Flexible Municipal Income Fund Ii, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.