- Corporate Officers - O
- O'neill Stephen Andrew
Insider Trading History of O'neill Stephen Andrew
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of O'neill Stephen Andrew since 2015.
This trader's CIK number is 1662140.
At the time of last reporting, O'neill Stephen Andrew was the Officer of Rivernorth Flexible Municipal Income Fund Ii, Inc.. (stock ticker symbol RFMZ).
Also see all insider trading activities at Rivernorth Flexible Municipal Income Fund Ii, Inc..
Note that in the past
O'Neill Stephen Andrew also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP) by O'neill Stephen Andrew
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | OPP | 0 | $0 | 20,064 | $307,581 | 0 | $0 |
| 2020 | OPP | 5,000 | $69,400 | 0 | $0 | 0 | $0 |
| 2019 | OPP | 5,000 | $81,050 | 0 | $0 | 0 | $0 |
| 2018 | OPP | 5,000 | $91,964 | 0 | $0 | 0 | $0 |
| 2017 | OPP | 3,260 | $59,348 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunities Fund, Inc. (RIV) by O'neill Stephen Andrew
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | RIV | 5,000 | $74,735 | 0 | $0 | 0 | $0 |
| 2021 | RIV | 16,557 | $278,323 | 0 | $0 | 0 | $0 |
| 2020 | RIV | 2,500 | $23,424 | 0 | $0 | 0 | $0 |
| 2019 | RIV | 5,000 | $81,000 | 23,793 | $1,261 | 0 | $0 |
| 2015 | RIV | 25,000 | $500,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by O'neill Stephen Andrew
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | RMI | 0 | $0 | 21,479 | $395,213 | 0 | $0 |
| 2020 | RMI | 10,000 | $184,950 | 0 | $0 | 0 | $0 |
| 2018 | RMI | 10,000 | $200,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ) by O'neill Stephen Andrew
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | RFMZ | 33,500 | $424,575 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Managed Duration Municipal Income Fund Ii, Inc. (RFMZ) by O'neill Stephen Andrew
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | RFMZ | 5,000 | $63,005 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM) by O'neill Stephen Andrew
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | RMM | 0 | $0 | 5,199 | $100,262 | 0 | $0 |
| 2019 | RMM | 5,000 | $100,000 | 0 | $0 | 0 | $0 |
Insider trading activities at 6 companies by O'neill Stephen Andrew:
1. Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP)
2. Rivernorth Opportunities Fund, Inc. (RIV)
3. Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI)
4. Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ)
5. Rivernorth Managed Duration Municipal Income Fund Ii, Inc. (RFMZ)
6. Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM)
Table 1. Insider trading of Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP) by O'neill Stephen Andrew
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-04-12 | OPP | Sale | 20,064 | 15.33 | 307,581 |
| 2020-10-07 | OPP | Buy | 5,000 | 13.88 | 69,400 |
| 2019-12-17 | OPP | Buy | 5,000 | 16.21 | 81,050 |
| 2018-01-05 | OPP | Buy | 2,500 | 18.40 | 46,002 |
| 2017-12-29 | OPP | Buy | 2,500 | 18.39 | 45,962 |
| 2017-11-22 | OPP | Buy | 3,260 | 18.20 | 59,348 |
Table 2. Insider trading of Rivernorth Opportunities Fund, Inc. (RIV) by O'neill Stephen Andrew
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-01-24 | RIV | Buy | 5,000 | 14.95 | 74,735 |
| 2021-11-15 | RIV RT | Buy | 16,557 | 16.81 | 278,323 |
| 2020-03-23 | RIV | Buy | 2,500 | 9.37 | 23,424 |
| 2019-11-07 | RIV | Buy | 5,000 | 16.20 | 81,000 |
| 2019-10-24 | RIV RT | Sale | 23,793 | .05 | 1,261 |
| 2015-12-29 | (RIV) | Buy | 25,000 | 20.00 | 500,000 |
Table 3. Insider trading of Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by O'neill Stephen Andrew
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-02-10 | RMI | Sale | 21,479 | 18.40 | 395,213 |
| 2020-03-17 | RMI | Buy | 10,000 | 18.50 | 184,950 |
| 2018-10-26 | RMI | Buy | 10,000 | 20.00 | 200,000 |
Table 4. Insider trading of Rivernorth Flexible Municipal Income Fund Ii, Inc. (RFMZ) by O'neill Stephen Andrew
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-07-18 | RFMZ | Buy | 5,000 | 12.57 | 62,850 |
| 2025-07-16 | RFMZ | Buy | 8,500 | 12.69 | 107,865 |
| 2025-07-16 | RFMZ | Buy | 1,500 | 12.71 | 19,065 |
| 2025-07-16 | RFMZ | Buy | 8,500 | 12.69 | 107,865 |
| 2025-07-16 | RFMZ | Buy | 1,500 | 12.71 | 19,065 |
| 2025-07-16 | RFMZ | Buy | 8,500 | 12.69 | 107,865 |
Table 5. Insider trading of Rivernorth Managed Duration Municipal Income Fund Ii, Inc. (RFMZ) by O'neill Stephen Andrew
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-07-17 | RFMZ | Buy | 5,000 | 12.60 | 63,005 |
Table 6. Insider trading of Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM) by O'neill Stephen Andrew
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-04-19 | RMM | Sale | 5,199 | 19.29 | 100,262 |
| 2019-07-26 | RMM | Buy | 5,000 | 20.00 | 100,000 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by O'neill Stephen Andrew
(Officer of Rivernorth Flexible Municipal Income Fund Ii, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.