- Corporate Officers - S
- Schmucker Brian H
Insider Trading History of Schmucker Brian H
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Schmucker Brian H since 2015.
This trader's CIK number is 1662166.
At the time of last reporting, Schmucker Brian H was the Officer of Rivernorth Opportunities Fund, Inc.. (stock ticker symbol RIV).
Also see all insider trading activities at Rivernorth Opportunities Fund, Inc..
Note that in the past
Schmucker Brian H also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Rivernorth Marketplace Lending Corp (RMPLX) by Schmucker Brian H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | RMPLX | 0 | $0 | 41,369 | $991,201 | 0 | $0 |
| 2017 | RMPLX | 8,752 | $219,500 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP) by Schmucker Brian H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | OPP | 0 | $0 | 6,000 | $82,200 | 0 | $0 |
| 2016 | OPP | 6,000 | $112,049 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Schmucker Brian H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | RMI | 0 | $0 | 2,155 | $43,703 | 0 | $0 |
| 2019 | RMI | 0 | $0 | 12,845 | $286,581 | 0 | $0 |
| 2018 | RMI | 20,010 | $400,200 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Opportunities Fund, Inc. (RIV) by Schmucker Brian H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | RIV | 0 | $0 | 26,616 | $465,803 | 0 | $0 |
| 2020 | RIV | 0 | $0 | 29,050 | $324,488 | 0 | $0 |
| 2019 | RIV | 0 | $0 | 88,141 | $1,514,971 | 0 | $0 |
| 2018 | RIV | 0 | $0 | 90,211 | $1,891,989 | 0 | $0 |
| 2017 | RIV | 0 | $0 | 74,525 | $784,315 | 0 | $0 |
| 2016 | RIV | 7,000 | $130,350 | 0 | $0 | 0 | $0 |
| 2015 | RIV | 25,000 | $500,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM) by Schmucker Brian H
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | RMM | 0 | $0 | 29,000 | $540,840 | 0 | $0 |
| 2020 | RMM | 21,500 | $338,052 | 0 | $0 | 0 | $0 |
Insider trading activities at 5 companies by Schmucker Brian H:
1. Rivernorth Marketplace Lending Corp (RMPLX)
2. Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP)
3. Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI)
4. Rivernorth Opportunities Fund, Inc. (RIV)
5. Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM)
Table 1. Insider trading of Rivernorth Marketplace Lending Corp (RMPLX) by Schmucker Brian H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-04-11 | RMPLX | Sale | 41,369 | 23.96 | 991,201 |
| 2017-11-14 | RMPLX | Buy | 8,752 | 25.08 | 219,500 |
Table 2. Insider trading of Rivernorth/doubleline Strategic Opportunity Fund, Inc. (OPP) by Schmucker Brian H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-03-12 | OPP | Sale | 6,000 | 13.70 | 82,200 |
| 2016-11-21 | OPP | Buy | 3,000 | 18.45 | 55,350 |
| 2016-11-16 | OPP | Buy | 3,000 | 18.90 | 56,699 |
Table 3. Insider trading of Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI) by Schmucker Brian H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-03-12 | RMI | Sale | 2,155 | 20.28 | 43,703 |
| 2019-09-30 | RMI | Sale | 4,400 | 22.30 | 98,120 |
| 2019-08-16 | RMI | Sale | 3,000 | 22.24 | 66,711 |
| 2019-08-15 | RMI | Sale | 5,445 | 22.36 | 121,750 |
| 2018-10-26 | RMI | Buy | 5,010 | 20.00 | 100,200 |
| 2018-10-26 | RMI | Buy | 15,000 | 20.00 | 300,000 |
Table 4. Insider trading of Rivernorth Opportunities Fund, Inc. (RIV) by Schmucker Brian H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-06-04 | RIV | Sale | 4,000 | 17.88 | 71,520 |
| 2021-04-01 | RIV | Sale | 7,616 | 17.54 | 133,584 |
| 2021-03-31 | RIV | Sale | 15,000 | 17.38 | 260,699 |
| 2020-03-12 | RIV | Sale | 29,050 | 11.17 | 324,488 |
| 2019-09-09 | RIV | Sale | 679 | 17.18 | 11,668 |
| 2019-09-25 | RIV | Sale | 2,700 | 17.24 | 46,547 |
| 2019-09-26 | RIV | Sale | 5,000 | 17.12 | 85,600 |
| 2019-08-27 | RIV | Sale | 3,000 | 16.95 | 50,850 |
| 2019-08-28 | RIV | Sale | 624 | 16.95 | 10,576 |
| 2019-08-01 | RIV | Sale | 6,300 | 17.43 | 109,777 |
| 2019-07-11 | RIV | Sale | 5,500 | 17.62 | 96,910 |
| 2019-07-15 | RIV | Sale | 4,018 | 17.65 | 70,917 |
| 2019-07-16 | RIV | Sale | 1,755 | 17.40 | 30,536 |
| 2019-07-08 | RIV | Sale | 5,238 | 17.34 | 90,800 |
| 2019-07-09 | RIV | Sale | 400 | 17.42 | 6,968 |
| 2019-07-10 | RIV | Sale | 5,372 | 17.48 | 93,875 |
| 2019-07-05 | RIV | Sale | 3,400 | 17.26 | 58,684 |
| 2019-07-02 | RIV | Sale | 370 | 17.26 | 6,386 |
| 2019-06-20 | RIV | Sale | 2,000 | 17.07 | 34,140 |
| 2019-06-21 | RIV | Sale | 581 | 17.10 | 9,935 |
| 2019-06-18 | RIV | Sale | 513 | 17.07 | 8,756 |
| 2019-06-13 | RIV | Sale | 5,000 | 17.00 | 84,975 |
| 2019-06-10 | RIV | Sale | 200 | 17.10 | 3,420 |
| 2019-06-06 | RIV | Sale | 2,520 | 16.93 | 42,676 |
| 2019-06-04 | RIV | Sale | 2,800 | 16.89 | 47,292 |
| 2019-06-05 | RIV | Sale | 2,000 | 16.92 | 33,840 |
| 2019-06-06 | RIV | Sale | 671 | 16.92 | 11,353 |
| 2019-05-09 | RIV | Sale | 5,500 | 16.79 | 92,345 |
| 2019-05-06 | RIV | Sale | 5,500 | 17.22 | 94,710 |
| 2019-05-07 | RIV | Sale | 5,500 | 17.20 | 94,600 |
| 2019-05-08 | RIV | Sale | 5,500 | 16.91 | 93,005 |
| 2019-05-02 | RIV | Sale | 5,500 | 17.06 | 93,830 |
| 2018-06-13 | RIV | Sale | 4,178 | 21.52 | 89,931 |
| 2018-06-12 | RIV | Sale | 3,300 | 21.48 | 70,884 |
| 2018-06-11 | RIV | Sale | 5,517 | 21.48 | 118,521 |
| 2018-06-08 | RIV | Sale | 3,118 | 21.41 | 66,756 |
| 2018-06-07 | RIV | Sale | 3,953 | 21.46 | 84,831 |
| 2018-06-05 | RIV | Sale | 7,500 | 21.38 | 160,350 |
| 2018-06-01 | RIV | Sale | 3,008 | 21.36 | 64,250 |
| 2018-06-04 | RIV | Sale | 7,437 | 21.37 | 158,951 |
| 2018-05-29 | RIV | Sale | 7,500 | 21.25 | 159,375 |
| 2018-05-30 | RIV | Sale | 5,000 | 21.30 | 106,500 |
| 2018-01-10 | RIV | Sale | 7,400 | 20.74 | 153,476 |
| 2018-01-09 | RIV | Sale | 7,000 | 20.75 | 145,250 |
| 2018-01-08 | RIV | Sale | 7,000 | 20.59 | 144,130 |
| 2018-01-03 | RIV | Sale | 5,300 | 20.28 | 107,484 |
| 2018-01-02 | RIV | Sale | 13,000 | 20.10 | 261,300 |
| 2017-10-30 | RIV RT | Sale | 17,860 | .23 | 4,197 |
| 2017-10-23 | RIV RT | Sale | 19,691 | .22 | 4,332 |
| 2017-10-09 | RIV | Sale | 7,000 | 21.00 | 147,000 |
| 2017-10-10 | RIV | Sale | 7,374 | 21.01 | 154,927 |
| 2017-10-05 | RIV | Sale | 7,000 | 20.71 | 145,005 |
| 2017-09-18 | RIV | Sale | 3,700 | 21.09 | 78,033 |
| 2017-09-14 | RIV | Sale | 800 | 21.11 | 16,892 |
| 2017-09-08 | RIV | Sale | 2,800 | 21.02 | 58,869 |
| 2017-09-05 | RIV | Sale | 7,300 | 21.10 | 154,030 |
| 2017-09-06 | RIV | Sale | 1,000 | 21.03 | 21,030 |
| 2016-11-02 | (RIV) | Buy | 3,000 | 18.70 | 56,100 |
| 2016-04-28 | (RIV) | Buy | 2,000 | 19.12 | 38,250 |
| 2016-04-07 | (RIV) | Buy | 2,000 | 18.00 | 36,000 |
| 2015-12-29 | (RIV) | Buy | 25,000 | 20.00 | 500,000 |
Table 5. Insider trading of Rivernorth Managed Duration Municipal Income Fund, Inc. (RMM) by Schmucker Brian H
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-04-01 | RMM | Sale | 4,000 | 18.71 | 74,840 |
| 2021-03-31 | RMM | Sale | 25,000 | 18.64 | 466,000 |
| 2020-03-23 | RMM | Buy | 4,000 | 13.79 | 55,180 |
| 2020-03-17 | RMM | Buy | 5,000 | 16.16 | 80,775 |
| 2020-03-18 | RMM | Buy | 5,000 | 14.05 | 70,250 |
| 2020-03-16 | RMM | Buy | 5,440 | 17.29 | 94,057 |
| 2020-03-13 | RMM | Buy | 2,060 | 18.34 | 37,790 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Schmucker Brian H
(Officer of Rivernorth Opportunities Fund, Inc. at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.