Insider Trading activities at Codexis, Inc. (CDXS) , Part 2

Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Codexis, Inc. (CDXS) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Codexis, Inc.. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1200375.

Total stock buying since 2015: $13,660,916.
Total stock sales since 2015: $55,000,328.
Total stock option exercises since 2015: $7,214,141.


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21 insiders reported insider trading activities at Codexis, Inc. (CDXS):
Insider trading activities of Smith David V
Insider trading activities of Yang Patrick Y
Insider trading activities of Wolf Dennis P
Insider trading activities of Glaub Kathleen Sereda
Insider trading activities of Norrett Kevin
Insider trading activities of Nicols John J
Insider trading activities of Dilly Stephen George
Insider trading activities of Moore Alison
Insider trading activities of Fitzgerald Margaret Nell
Insider trading activities of Baruch Thomas R
Insider trading activities of Sangster Gordon
Insider trading activities of Cheng Pam P.
Insider trading activities of De Vre Raymond
Insider trading activities of Vivo Ventures Vii, Llc
Insider trading activities of Erbez Georgia
Insider trading activities of Kelley Bernard J
Insider trading activities of Dorgan Byron L
Insider trading activities of Opaleye Management Inc.
Insider trading activities of Aldridge Michael D.
Insider trading activities of Lalonde James
Insider trading activities of Vivo Ventures Vii Affiliates Fund, L.p.

Table 1. Yearly summary of insider stock purchases, sales, and option exercises at Codexis, Inc. (CDXS).
Insider Buying Insider Sales Option Exercises
Year Shares Value Shares Value Shares Value
2025 3,580,000 $8,849,760 2,682,854 $4,899,114 0 $0
2024 1,271,000 $3,822,929 0 $0 0 $0
2023 0 $0 330,041 $1,619,428 142,856 $281,424
2022 0 $0 847,504 $6,951,043 517,216 $1,099,936
2021 0 $0 307,500 $8,727,626 233,500 $1,266,720
2020 0 $0 156,649 $2,168,397 50,000 $531,500
2019 56,000 $747,617 324,755 $5,925,806 266,737 $1,147,982
2018 0 $0 1,081,675 $17,080,274 363,541 $2,771,670
2017 0 $0 1,060,000 $6,121,500 6,666 $16,331
2016 10,000 $48,300 309,137 $1,310,663 21,666 $53,081
2015 50,000 $192,310 50,057 $196,477 43,332 $45,497


Table 3. Detailed insider trading at Codexis, Inc. (CDXS) , Part 2
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2019-03-20 Sangster Gordon (SVP & Chief Financial Officer) Option Ex 40,000 3.39 135,600
2019-03-19 Nicols John J (President and CEO) Sale 40,000 20.79 831,520
2019-03-19 Nicols John J (President and CEO) Option Ex 40,000 3.46 138,400
2019-03-18 Nicols John J (President and CEO) Sale 15,072 20.95 315,713
2019-03-18 Nicols John J (President and CEO) Option Ex 15,072 3.46 52,149
2019-01-25 Sangster Gordon (SVP & Chief Financial Officer) Sale 40,000 17.11 684,240
2019-01-25 Sangster Gordon (SVP & Chief Financial Officer) Option Ex 40,000 3.39 135,600
2019-01-24 Sangster Gordon (SVP & Chief Financial Officer) Sale 35,000 16.74 585,935
2019-01-24 Sangster Gordon (SVP & Chief Financial Officer) Option Ex 35,000 3.39 118,650
2018-12-28 Baruch Thomas R Sale 12,500 15.98 199,725
2018-12-27 Baruch Thomas R Sale 12,500 16.09 201,074
2018-12-26 Wolf Dennis P Sale 9,000 15.82 142,425
2018-12-21 Kelley Bernard J Sale 10,206 17.18 175,308
2018-12-20 Yang Patrick Y Sale 25,000 18.06 451,499
2018-12-19 Yang Patrick Y Sale 25,000 19.22 480,450
2018-12-07 Nicols John J (President and CEO) Sale 3,812 22.09 84,210
2018-12-07 Nicols John J (President and CEO) Option Ex 3,812 3.46 13,189
2018-12-06 Nicols John J (President and CEO) Sale 40,000 21.75 869,840
2018-12-06 Nicols John J (President and CEO) Option Ex 40,000 3.46 138,400
2018-11-13 Lalonde James (SVP, R&D) Sale 6,726 15.22 102,396
2018-11-12 Lalonde James (SVP, R&D) Sale 6,727 15.57 104,719
2018-10-03 Sangster Gordon (SVP & Chief Financial Officer) Sale 40,000 17.02 680,920
2018-10-03 Sangster Gordon (SVP & Chief Financial Officer) Option Ex 40,000 17.11 684,520
2018-10-02 Sangster Gordon (SVP & Chief Financial Officer) Sale 40,000 16.76 670,480
2018-10-02 Sangster Gordon (SVP & Chief Financial Officer) Option Ex 40,000 16.76 670,480
2018-09-28 Nicols John J (President and CEO) Sale 40,000 17.43 697,320
2018-09-28 Nicols John J (President and CEO) Option Ex 40,000 3.46 138,400
2018-09-27 Nicols John J (President and CEO) Sale 40,000 18.09 723,520
2018-09-27 Nicols John J (President and CEO) Option Ex 40,000 3.46 138,400
2018-09-27 Baruch Thomas R Sale 12,500 18.25 228,100
2018-09-26 Wolf Dennis P Sale 9,000 19.17 172,521
2018-09-26 Baruch Thomas R Sale 12,500 19.00 237,487
2018-09-25 Glaub Kathleen Sereda Sale 14,492 18.82 272,811
2018-09-21 Kelley Bernard J Sale 10,207 18.12 184,961
2018-09-19 Glaub Kathleen Sereda Sale 20,094 17.93 360,385
2018-09-19 Yang Patrick Y Sale 25,000 17.94 448,425
2018-09-18 Yang Patrick Y Sale 25,000 18.47 461,750
2018-09-05 Lalonde James (SVP, R&D) Sale 12,381 17.35 214,847
2018-09-04 Lalonde James (SVP, R&D) Sale 17,915 17.16 307,349
2018-08-30 Kelley Bernard J Sale 16,666 17.15 285,788
2018-08-30 Kelley Bernard J Option Ex 16,666 7.46 124,328
2018-08-21 Sangster Gordon (SVP & Chief Financial Officer) Sale 18,736 15.31 286,904
2018-08-20 Wolf Dennis P Sale 18,333 15.24 279,413
2018-08-20 Wolf Dennis P Option Ex 18,333 10.51 192,679
2018-08-17 Wolf Dennis P Sale 18,333 14.71 269,605
2018-08-17 Wolf Dennis P Option Ex 18,333 10.71 196,438
2018-08-16 Yang Patrick Y Sale 150,340 14.45 2,172,413
2018-08-15 Nicols John J (President and CEO) Sale 2,400 14.90 35,760
2018-08-15 Nicols John J (President and CEO) Option Ex 2,400 3.46 8,304
2018-08-14 Nicols John J (President and CEO) Sale 11,859 15.19 180,185
2018-08-14 Nicols John J (President and CEO) Option Ex 11,859 3.46 41,032
2018-07-19 Yang Patrick Y Sale 25,000 15.52 387,975
2018-07-18 Glaub Kathleen Sereda Sale 10,000 15.34 153,400
2018-07-18 Yang Patrick Y Sale 25,000 15.40 384,925
2018-07-17 Lalonde James (SVP, R&D) Sale 7,500 15.27 114,555
2018-07-16 Lalonde James (SVP, R&D) Sale 7,500 15.53 116,460
2018-07-16 Dorgan Byron L Sale 10,000 15.49 154,880
2018-06-26 Wolf Dennis P Sale 9,000 14.47 130,212
2018-06-26 Baruch Thomas R Sale 12,500 14.38 179,775
2018-06-25 Baruch Thomas R Sale 12,500 15.48 193,550
2018-06-21 Kelley Bernard J Sale 10,206 16.58 169,256
2018-06-12 Wolf Dennis P Sale 8,947 14.41 128,971
2018-06-11 Nicols John J (President and CEO) Sale 1,800 14.47 26,055
2018-06-11 Nicols John J (President and CEO) Option Ex 1,800 3.46 6,228
2018-06-08 Nicols John J (President and CEO) Sale 7,207 15.35 110,641
2018-06-08 Nicols John J (President and CEO) Option Ex 7,207 3.46 24,936
2018-05-24 Sangster Gordon (SVP & Chief Financial Officer) Sale 18,736 14.11 264,308
2018-05-22 Cheng Pam P. Sale 19,607 14.17 277,772
2018-05-21 Cheng Pam P. Sale 19,608 14.06 275,766
2018-05-17 Aldridge Michael D. (See Remarks) Sale 22,000 13.54 297,858
2018-05-17 Aldridge Michael D. (See Remarks) Option Ex 22,000 4.37 96,140
2018-05-15 Aldridge Michael D. (See Remarks) Sale 22,000 12.91 283,954
2018-05-15 Aldridge Michael D. (See Remarks) Option Ex 22,000 4.37 96,140
2018-05-15 Lalonde James (SVP, R&D) Sale 10,000 12.90 129,030
2018-05-14 Lalonde James (SVP, R&D) Sale 10,000 13.09 130,900
2018-04-03 Smith David V Sale 6,000 10.37 62,214
2018-03-29 Baruch Thomas R Sale 12,500 11.06 138,200
2018-03-28 Baruch Thomas R Sale 12,500 11.05 138,125
2018-03-27 Wolf Dennis P Sale 12,500 11.14 139,300
2018-03-26 Wolf Dennis P Sale 29,166 11.15 325,084
2018-03-26 Wolf Dennis P Option Ex 16,666 7.46 124,328
2018-03-23 Nicols John J (President and CEO) Sale 16,154 11.43 184,656
2018-03-23 Nicols John J (President and CEO) Option Ex 16,154 3.46 55,892
2018-03-22 Nicols John J (President and CEO) Sale 6,311 11.91 75,176
2018-03-22 Nicols John J (President and CEO) Option Ex 6,311 3.46 21,836
2018-03-21 Kelley Bernard J Sale 10,206 12.22 124,686
2017-09-14 Vivo Ventures Vii, Llc Sale 1,060,000 5.78 6,121,500
2017-01-05 Lalonde James (SVP, R&D) Option Ex 6,666 2.45 16,331
2016-11-15 Yang Patrick Y Buy 10,000 4.83 48,300
2016-09-08 Vivo Ventures Vii Affiliates Fund, L.p. (10% Owner) Sale 111,600 4.25 474,634
2016-08-29 Wolf Dennis P Sale 9,000 4.19 37,683
2016-08-26 Wolf Dennis P Sale 9,000 4.25 38,285
2016-08-24 Kelley Bernard J Sale 12,643 4.26 53,808
2016-08-24 Kelley Bernard J Option Ex 21,666 2.45 53,081
2016-08-16 Vivo Ventures Vii Affiliates Fund, L.p. (10% Owner) Sale 36,894 4.21 155,213
2016-08-15 Vivo Ventures Vii Affiliates Fund, L.p. (10% Owner) Sale 50,000 4.27 213,700
2016-08-04 Vivo Ventures Vii Affiliates Fund, L.p. (10% Owner) Sale 50,000 4.17 208,400
2016-08-03 Vivo Ventures Vii Affiliates Fund, L.p. (10% Owner) Sale 30,000 4.30 128,940
2015-11-11 Lalonde James (SVP, R&D) Sale 5,805 3.52 20,433
2015-11-11 Lalonde James (SVP, R&D) Option Ex 16,391 1.05 17,210
2015-11-10 Lalonde James (SVP, R&D) Sale 3,636 3.52 12,802
2015-11-10 Lalonde James (SVP, R&D) Option Ex 10,275 1.05 10,788
2015-09-11 Yang Patrick Y Buy 10,000 3.47 34,710
2015-09-10 Kelley Bernard J Sale 5,200 3.46 17,966
2015-09-10 Kelley Bernard J Option Ex 16,666 1.05 17,499
2015-08-24 Yang Patrick Y Buy 10,000 3.83 38,350
2015-08-21 Yang Patrick Y Buy 10,000 3.98 39,770
2015-08-14 Yang Patrick Y Buy 20,000 3.97 79,480
2015-06-15 Wolf Dennis P Sale 17,708 4.08 72,160
2015-06-12 Wolf Dennis P Sale 17,708 4.13 73,116
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Insider trading activities including stock purchases, stock sales, and option exercises of CDXS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Codexis, Inc. (symbol CDXS, CIK number 1200375) see the Securities and Exchange Commission (SEC) website.



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